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SEC-registered adviser

F•••••• I••••••••• A••••••• L••

Independent wealth managerAventura, FloridaCRD 174342SEC 801-80828websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Jan 2, 2015 · 21 filings
SEC status approved since Feb 11, 2015
RAUM
$1.0B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$1.0B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$1.0B as of Mar 31, 2026
Mar 30, 2016$365M then
HNW client RAUM$1.0B as of Mar 31, 2026
Mar 29, 2018$392M then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20160 then
Employees (5.A)9 as of Mar 31, 2026
Mar 30, 20166 then
Private funds: no history
RAUM +3.3% over the last fiscal year+21% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
  • UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$12.9MderivedHNW RAUM over HNW clients
Average account
$12.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+3.3%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
+19%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$1.0B100%
Individual clients
0reported
HNW clients
81reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
81reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • F••••••••• J•••• A••••• · Managing Member, Ceo, Ccocontrol
        since 12/2014 · owns 75% or more
      • S••••• C•••••••• F•• · Coocontrol
        since 03/2016 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      • , 1 employees
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • low discretionary shareStatic outlier · filing Mar 31, 2026
        discretionary share of RAUM of 0% against a peer median of 99% (1362 comparable advisers, 0.0th percentile, 33.2 robust deviations)
        peers: independent wealth managers, $1B to $5B (1,362) · 0.0% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 68 to 81
        Mar 31, 2025 to Mar 31, 2026
      • HNW clients · 68 to 81
        Mar 31, 2025 to Mar 31, 2026
      • HNW RAUM · $1.0B to $1.0B
        Mar 31, 2025 to Mar 31, 2026
      • Non-discretionary RAUM · $1.0B to $1.0B
        Mar 31, 2025 to Mar 31, 2026
      • RAUM · $1.0B to $1.0B
        Mar 31, 2025 to Mar 31, 2026
      • Accounts · 61 to 68
        Mar 28, 2024 to Mar 31, 2025
      • Advisory employees · 5 to 8
        Mar 28, 2024 to Mar 31, 2025
      • HNW clients · 61 to 68
        Mar 28, 2024 to Mar 31, 2025
      • Employees · 7 to 9
        Mar 28, 2024 to Mar 31, 2025
      • Financial planning clients · 1-10 to 1-10
        Mar 28, 2024 to Mar 31, 2025
      • HNW RAUM · $662M to $1.0B
        Mar 28, 2024 to Mar 31, 2025
      • Non-discretionary RAUM · $662M to $1.0B
        Mar 28, 2024 to Mar 31, 2025
      • RAUM · $662M to $1.0B
        Mar 28, 2024 to Mar 31, 2025
      • Accounts · 52 to 61
        Mar 30, 2023 to Mar 28, 2024
      • Advisory employees · 4 to 5
        Mar 30, 2023 to Mar 28, 2024
      • HNW clients · 52 to 61
        Mar 30, 2023 to Mar 28, 2024
      • Employees · 6 to 7
        Mar 30, 2023 to Mar 28, 2024
      • Discretionary RAUM · $582M to $0
        Mar 30, 2023 to Mar 28, 2024
      • HNW RAUM · $582M to $662M
        Mar 30, 2023 to Mar 28, 2024
      • Non-discretionary RAUM · $0 to $662M
        Mar 30, 2023 to Mar 28, 2024
      • RAUM · $582M to $662M
        Mar 30, 2023 to Mar 28, 2024
      • Accounts · 48 to 52
        Mar 30, 2022 to Mar 30, 2023
      • Advisory employees · 5 to 4
        Mar 30, 2022 to Mar 30, 2023
      • HNW clients · 48 to 52
        Mar 30, 2022 to Mar 30, 2023
      • Employees · 7 to 6
        Mar 30, 2022 to Mar 30, 2023
      • HQ city · MIAMI to AVENTURA
        Mar 30, 2022 to Mar 30, 2023
      • Discretionary RAUM · $0 to $582M
        Mar 30, 2022 to Mar 30, 2023
      • HNW RAUM · $595M to $582M
        Mar 30, 2022 to Mar 30, 2023
      • Non-discretionary RAUM · $595M to $0
        Mar 30, 2022 to Mar 30, 2023
      • RAUM · $595M to $582M
        Mar 30, 2022 to Mar 30, 2023
      • Advisory employees · 4 to 5
        Mar 30, 2021 to Mar 30, 2022
      • Employees · 6 to 7
        Mar 30, 2021 to Mar 30, 2022
      • Other offices · 0 to 1
        Mar 30, 2021 to Mar 30, 2022
      • HNW RAUM · $513M to $595M
        Mar 30, 2021 to Mar 30, 2022
      • Non-discretionary RAUM · $513M to $595M
        Mar 30, 2021 to Mar 30, 2022
      • RAUM · $513M to $595M
        Mar 30, 2021 to Mar 30, 2022
      • Accounts · 37 to 48
        Oct 5, 2020 to Mar 30, 2021
      • Advisory employees · 3 to 4
        Oct 5, 2020 to Mar 30, 2021
      • HNW clients · 37 to 48
        Oct 5, 2020 to Mar 30, 2021
      • Employees · 4 to 6
        Oct 5, 2020 to Mar 30, 2021
      Signals
      4 dated events
      • F•••••• I••••••••• A••••••• L•• reported RAUM $1.0B, up 52% from $662.3M (2024-03-28 to 2025-03-31)
        Mar 31, 2025 · RAUM change · derived
      • Fca Catarina Silva (Coo) appeared on Schedule A of F•••••• I••••••••• A••••••• L••
        Mar 30, 2021 · Control person joined · fact
      • F•••••• I••••••••• A••••••• U• S••• reported succeeding to the business of Another Adviser (Form ADV Item 4)
        Feb 2, 2016 · Succession (Item 4) · fact
      • F•••••• I••••••••• A••••••• U• S••• filed its initial SEC registration (Form ADV)
        Jan 2, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      w••.f•••.usreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      347-580-9762reportedpublic record, Form ADV, Mar 31, 2026
      Contact form
      f•••.usreportedpublished by the firm, firm site, Sep 16, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026