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Former SEC-registered adviser

A•••••••• C•••••• M••••••••• L••

Former SEC-registered adviserSao Paolo, CRD 174359SEC 801-80838IAPD
Latest filing Jul 15, 2021
First filing on the tape Jan 2, 2015 · 10 filings
RAUM
$1.5M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
$656,805 gross assets
History
10 filings and snapshots on the tape
RAUM$79.7M as of Apr 2, 2021
Mar 30, 2016$148M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 2, 2021
Mar 30, 20160 then
Employees (5.A)16 as of Apr 2, 2021
Mar 30, 20168 then
Private funds1 as of Apr 2, 2021
Mar 30, 20161 then
RAUM -99% over the last fiscal year-84% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 15, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$751,348derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-34%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Corporations and businesses$845,89056%
  • Pooled investment vehicles$656,80544%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      N••••••••• A•••••••• F•••no longer reportedHedge Fund$34.0M28Mar 20, 2014
      A•••••••• L••••Hedge Fund$656,80512Apr 2, 2021
      Owners and control persons
      Schedule A and B, latest filing
      • C••••••••• J••• R••••••• M•••••• · Chief Operating Officercontrol
        since 02/2020 · owns less than 5%
      • K••••••••• A••••• C•••••••• · Chief Compliance Officercontrol
        since 12/2014 · owns less than 5%
      • R••••••••• J•••••••• M•••• · Partner And Directorcontrol
        since 03/2009 · owns 75% or more of N••••••••• C•••••• M••••••••• U•• L••
      Entity owners
      • N••••••••• C•••••• M••••••••• U•• L•• · Partner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      • South Miami, FL1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 3 to 2
        Apr 2, 2021 to May 3, 2021
      • Discretionary RAUM · $79.7M to $1.5M
        Apr 2, 2021 to May 3, 2021
      • Pension RAUM · 78248380.0 to unset
        Apr 2, 2021 to May 3, 2021
      • Pooled vehicle RAUM · $565,805 to $656,805
        Apr 2, 2021 to May 3, 2021
      • RAUM · $79.7M to $1.5M
        Apr 2, 2021 to May 3, 2021
      • Accounts · 4 to 3
        Apr 17, 2020 to Apr 2, 2021
      • Pooled vehicle clients · 2 to 1
        Apr 17, 2020 to Apr 2, 2021
      • Discretionary RAUM · $121M to $79.7M
        Apr 17, 2020 to Apr 2, 2021
      • Pension RAUM · $78.7M to $78.2M
        Apr 17, 2020 to Apr 2, 2021
      • Pooled vehicle RAUM · $34.0M to $565,805
        Apr 17, 2020 to Apr 2, 2021
      • RAUM · $121M to $79.7M
        Apr 17, 2020 to Apr 2, 2021
      • Employees · 12 to 16
        Mar 30, 2019 to Apr 17, 2020
      • Discretionary RAUM · $289M to $121M
        Mar 30, 2019 to Apr 17, 2020
      • Pension RAUM · $131M to $78.7M
        Mar 30, 2019 to Apr 17, 2020
      • Pooled vehicle RAUM · $131M to $34.0M
        Mar 30, 2019 to Apr 17, 2020
      • RAUM · $289M to $121M
        Mar 30, 2019 to Apr 17, 2020
      • Accounts · 3 to 4
        Mar 28, 2018 to Mar 30, 2019
      • Advisory employees · 6 to 7
        Mar 28, 2018 to Mar 30, 2019
      • Pooled vehicle clients · 1 to 2
        Mar 28, 2018 to Mar 30, 2019
      • Employees · 10 to 12
        Mar 28, 2018 to Mar 30, 2019
      • Other offices · 0 to 1
        Mar 28, 2018 to Mar 30, 2019
      • Discretionary RAUM · $361M to $289M
        Mar 28, 2018 to Mar 30, 2019
      • Pension RAUM · $159M to $131M
        Mar 28, 2018 to Mar 30, 2019
      • Pooled vehicle RAUM · $164M to $131M
        Mar 28, 2018 to Mar 30, 2019
      • RAUM · $361M to $289M
        Mar 28, 2018 to Mar 30, 2019
      • Accounts · 4 to 3
        Jul 11, 2017 to Mar 28, 2018
      • Business name · T•••• V•••• G•••••• D• R••••••• L••• to A•••••••• C•••••• M••••••••• L••
        Jul 11, 2017 to Mar 28, 2018
      • Pooled vehicle clients · unset to 1.0
        Jul 11, 2017 to Mar 28, 2018
      • Legal name · T•••• V•••• G•••••• D• R••••••• L••• to A•••••••• C•••••• M••••••••• L••
        Jul 11, 2017 to Mar 28, 2018
      • Other offices · unset to 0.0
        Jul 11, 2017 to Mar 28, 2018
      • Discretionary RAUM · $199M to $361M
        Jul 11, 2017 to Mar 28, 2018
      • Pension RAUM · unset to 158977265.0
        Jul 11, 2017 to Mar 28, 2018
      • Pooled vehicle RAUM · unset to 163819590.0
        Jul 11, 2017 to Mar 28, 2018
      • RAUM · $199M to $361M
        Jul 11, 2017 to Mar 28, 2018
      • Succession · true to false
        Jul 11, 2017 to Mar 28, 2018
      • Organization form · Other (specify) to Limited Liability Company
        Mar 31, 2017 to Jul 11, 2017
      • Succession · false to true
        Mar 31, 2017 to Jul 11, 2017
      • Accounts · 3 to 4
        Mar 30, 2016 to Mar 31, 2017
      • Advisory employees · 4 to 6
        Mar 30, 2016 to Mar 31, 2017
      • Assets in custody · $49.0M to $0
        Mar 30, 2016 to Mar 31, 2017
      Signals
      7 dated events
      • Macchione Monteiro D Eric Fonseca (Partner And Director) no longer on Schedule A of A•••••••• C•••••• M••••••••• L•• (listed 2021-04-02, absent 2021-05-03)
        May 3, 2021 · Control person left · inference
      • Felipe Luis Adaime (Partner And Director) no longer on Schedule A of A•••••••• C•••••• M••••••••• L•• (listed 2020-04-17, absent 2021-04-02)
        Apr 2, 2021 · Control person left · inference
      • M•••••• J••• R•••••• C••••••••• (Chief Operating Officer) appeared on Schedule A of A•••••••• C•••••• M••••••••• L••
        Apr 17, 2020 · Control person joined · fact
      • A•••••••• C•••••• M••••••••• L•• reported RAUM $121.1M, down 58% from $289.1M (2019-03-30 to 2020-04-17)
        Apr 17, 2020 · RAUM change · derived
      • A•••••••• C•••••• M••••••••• L•• reported RAUM $360.8M, up 81% from $199.0M (2017-07-11 to 2018-03-28)
        Mar 28, 2018 · RAUM change · derived
      • T•••• V•••• G•••••• D• R••••••• L••• reported succeeding to the business of Another Adviser (Form ADV Item 4)
        Jul 11, 2017 · Succession (Item 4) · fact
      • T•••• V•••• G•••••• D• R••••••• L••• filed its initial SEC registration (Form ADV)
        Jan 2, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026