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B•••••••• C•••••• M••••••••• L•

Former SEC-registered adviserFormer SEC adviser4 private funds· New York, New York

Former SEC-registered adviser, based in New York, New York, reporting $215M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$215M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
Not applicable
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
What we can say about this record

We hold 3 Form ADV filings for this adviser, the latest 8.4 years ago. It is no longer SEC-registered, so the figures here are its last ones and nothing on this record is current. It is still the right record for resolving this adviser, its filings, owners and affiliates.

Every filed figure, and the identifiersCRD 174377 · SEC 801-110922 · 3 filingsShow
CRD 174377SEC 801-110922First filing on the tape Jun 29, 2017, latest May 10, 2018IAPD
RAUM
$215M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
$215M gross assets
History
3 filings and snapshots on the tape
RAUM$215M as of May 10, 2018
Jun 29, 2017$205M then
HNW client RAUM$0 as of May 10, 2018
Mar 30, 2018$0 then
State-registered IARs (5.B.3)0 as of May 10, 2018
Jun 29, 20170 then
Employees (5.A)4 as of May 10, 2018
Jun 29, 20174 then
Private funds4 as of May 10, 2018
Jun 29, 20178 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of May 10, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$53.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$214M, 4 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$215M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
4reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$214M for 4 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      4 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      B•• V•••• P•••••••• L•Hedge Fund$109M9Jan 2, 2015
      B•• V•••• P••••••• I•• L•Hedge Fund$62.2M2Feb 25, 2016
      B•• V•••• P••••••• I••• L•Hedge Fund$40.6M2Mar 30, 2017
      B•• V•••• P••••••• C•• L•Hedge Fund$3.9M7Feb 25, 2016
      Owners and control persons
      Schedule A and B, latest filing
      • D•••••••• M••••••• E••••• · Partnercontrol
        since 10/2014 · owns 10% to 25%
      • D•••••• P••••• E••• · Partnercontrol
        since 10/2014 · owns 75% or more
      • G•••••• P••••• A•••••• · General Counsel / Chief Compliance Officercontrol
        since 03/2017 · owns less than 5%
      • R••••• R•••••• M••• · Managing Directorcontrol
        since 10/2014 · owns less than 5%
      • D•••••• P••••• E••• · Managing Membercontrol
        since 10/2014 · owns 75% or more of B•••••••• C• G•• L••
      Entity owners
      • B•••••••• C• G•• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • B•• V•••• P••••••• C• G•• L••
        pooled vehicle sponsorn
      • B•• V•••• P••••••• G•• L••
        pooled vehicle sponsorn
      • B•• V•••• P••••••• I• G•• L••
        pooled vehicle sponsorn
      • B•• V•••• P••••••• I•• G•• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Charity clients · unset to 0.0
        Jun 29, 2017 to Mar 30, 2018
      • Corporate clients · unset to 0.0
        Jun 29, 2017 to Mar 30, 2018
      • HNW clients · unset to 0.0
        Jun 29, 2017 to Mar 30, 2018
      • Individual clients · unset to 0.0
        Jun 29, 2017 to Mar 30, 2018
      • Pension plan clients · unset to 0.0
        Jun 29, 2017 to Mar 30, 2018
      • Pooled vehicle clients · unset to 4.0
        Jun 29, 2017 to Mar 30, 2018
      • Assets in custody · $204M to $214M
        Jun 29, 2017 to Mar 30, 2018
      • Other offices · unset to 0.0
        Jun 29, 2017 to Mar 30, 2018
      • Private funds · 8 to 4
        Jun 29, 2017 to Mar 30, 2018
      • Discretionary RAUM · $205M to $215M
        Jun 29, 2017 to Mar 30, 2018
      • HNW RAUM · unset to 0.0
        Jun 29, 2017 to Mar 30, 2018
      • Individual RAUM · unset to 0.0
        Jun 29, 2017 to Mar 30, 2018
      • Pension RAUM · unset to 0.0
        Jun 29, 2017 to Mar 30, 2018
      • Pooled vehicle RAUM · unset to 215471887.0
        Jun 29, 2017 to Mar 30, 2018
      • RAUM · $205M to $215M
        Jun 29, 2017 to Mar 30, 2018
      Signals
      2 dated events
      • ••• Locked
        Mar 30, 2018 · ria registration change · fact
      • ••• Locked
        Jun 29, 2017 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026