DFX Intelligence
RIA Intelligence
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SEC-registered adviser
V••••••• F•••• P•• L••
Latest filing Sep 25, 2025
First filing on the tape Aug 28, 2019 · 11 filings
SEC status approved since Sep 27, 2019
RAUM
$276M
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
10 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$276M as of Sep 25, 2025
Sep 22, 2020$309M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Sep 25, 2025
Sep 22, 20200 then
Employees (5.A)13 as of Sep 25, 2025
Sep 22, 202016 then
Private funds1 as of Sep 25, 2025
Sep 22, 20201 then
RAUM -20% over the last fiscal year-18% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 25, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $30.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 6.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$182M66%
- Pooled investment vehicles$75.7M27%
- State and municipal entities$18.9M6.9%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.27 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| V• S•••••••• E••••••• F••• | Hedge Fund | $151M | 60 | Sep 28, 2018 |
Owners and control persons
Schedule A and B, latest filing
- A••••• M•••••••• K•••••• · Director And Managing Partnercontrolsince 07/2007 · owns less than 5%
- C••••••• C••••• E••• · Directorcontrolsince 07/2007 · owns less than 5%
- S• Q••••••• D••••• L•••••• · Company Secretary, Ccocontrolsince 09/2013 · owns less than 5%
- A••••• M•••••••• K•••••• · Beneficial Interestcontrolsince 05/2014 · owns F of G••••••••• F••••• T••••
- C••••••• C••••• E••• · Shareholder And Directorcontrolsince 07/2007 · owns 75% or more of F•••• H••••••• P•• L••
- G•••••• K••••• J••••••• · Trusteecontrolsince 05/2014 · owns F of G••••••••• F••••• T••••
- H••••••• A••••••• J••• · Trusteecontrolsince 07/2007 · owns F of H•••••• F••••• T••••
- H••••••• S••••• L••••• · Trusteecontrolsince 07/2007 · owns F of H•••••• F••••• T••••
- S• Q••••••• D••••• L•••••• · Shareholder And Directorcontrolsince 08/2020 · owns 75% or more of L•••••• N••••••• P•• L••
- H••••••• A••••••• J••• · Non Executive Directorsince 07/2007 · owns less than 5%
Entity owners
- G••••••••• I••••••••• P•• L•• · Shareholderdirect · owns 25% to 50%
- J••••• C•••• H••••••• P•• L•• · Shareholderdirect · owns 25% to 50%
- C•••••• F••••• T•••• · Shareholderindirect · owns 75% or more of J••••• C•••• H••••••• P•• L••
- F•••• H••••••• P•• L•• · Trusteeindirect · owns F of C•••••• F••••• T••••
- G••••••••• F••••• T•••• · Shareholderindirect · owns 75% or more of G••••••••• I••••••••• P•• L••
- L•••••• N••••••• P•• L•• · Trusteeindirect · owns F of L•••••• T••••
- H•••••• F••••• T•••• · Shareholderdirect · owns 5% to 10%
- L•••••• T•••• · Shareholderdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- V• M••••••••• P••• L••investment adviserpooled vehicle sponsory
- V• T••••••• P••• L••pooled vehicle sponsory
- V• F••• A•••••••• L••pooled vehicle sponsory
- V••••••• M••••••••• P••• L•••investment advisery
Offices
Schedule D 1.F, the 25 largest
- Richmond, Vic, Australia4 employees
What changed
consecutive filings, newest first
- Accounts · 7 to 9Sep 25, 2024 to Sep 25, 2025
- Advisory employees · 11 to 10Sep 25, 2024 to Sep 25, 2025
- Corporate clients · 6 to 7Sep 25, 2024 to Sep 25, 2025
- Financial planning clients · unset to Sep 25, 2024 to Sep 25, 2025
- HQ state · unset to Sep 25, 2024 to Sep 25, 2025
- Discretionary RAUM · $343M to $256MSep 25, 2024 to Sep 25, 2025
- Non-discretionary RAUM · $14.8M to $20.0MSep 25, 2024 to Sep 25, 2025
- Pooled vehicle RAUM · $151M to $75.7MSep 25, 2024 to Sep 25, 2025
- RAUM · $357M to $276MSep 25, 2024 to Sep 25, 2025
- Accounts · 8 to 7Sep 27, 2023 to Sep 25, 2024
- Discretionary RAUM · $333M to $343MSep 27, 2023 to Sep 25, 2024
- Non-discretionary RAUM · $11.0M to $14.8MSep 27, 2023 to Sep 25, 2024
- Pooled vehicle RAUM · $133M to $151MSep 27, 2023 to Sep 25, 2024
- RAUM · $344M to $357MSep 27, 2023 to Sep 25, 2024
- Discretionary RAUM · $337M to $333MSep 26, 2022 to Sep 27, 2023
- Non-discretionary RAUM · $68.5M to $11.0MSep 26, 2022 to Sep 27, 2023
- Pooled vehicle RAUM · $159M to $133MSep 26, 2022 to Sep 27, 2023
- RAUM · $405M to $344MSep 26, 2022 to Sep 27, 2023
- Advisory employees · 12 to 11Oct 19, 2021 to Sep 26, 2022
- Employees · 14 to 13Oct 19, 2021 to Sep 26, 2022
- Discretionary RAUM · $414M to $337MOct 19, 2021 to Sep 26, 2022
- Non-discretionary RAUM · $92.5M to $68.5MOct 19, 2021 to Sep 26, 2022
- Pooled vehicle RAUM · $192M to $159MOct 19, 2021 to Sep 26, 2022
- RAUM · $507M to $405MOct 19, 2021 to Sep 26, 2022
- Accounts · 6 to 8Sep 22, 2020 to Sep 8, 2021
- Advisory employees · 14 to 12Sep 22, 2020 to Sep 8, 2021
- Corporate clients · 4 to 6Sep 22, 2020 to Sep 8, 2021
- Employees · 16 to 14Sep 22, 2020 to Sep 8, 2021
- Discretionary RAUM · $291M to $414MSep 22, 2020 to Sep 8, 2021
- Non-discretionary RAUM · $17.9M to $92.5MSep 22, 2020 to Sep 8, 2021
- Pooled vehicle RAUM · $195M to $192MSep 22, 2020 to Sep 8, 2021
- RAUM · $309M to $507MSep 22, 2020 to Sep 8, 2021
- Accounts · 2 to 6Apr 15, 2020 to Sep 22, 2020
- Advisory employees · 13 to 14Apr 15, 2020 to Sep 22, 2020
- Corporate clients · unset to 4.0Apr 15, 2020 to Sep 22, 2020
- Employees · 15 to 16Apr 15, 2020 to Sep 22, 2020
- Discretionary RAUM · $246M to $291MApr 15, 2020 to Sep 22, 2020
- Non-discretionary RAUM · $0 to $17.9MApr 15, 2020 to Sep 22, 2020
- Pooled vehicle RAUM · $221M to $195MApr 15, 2020 to Sep 22, 2020
- RAUM · $246M to $309MApr 15, 2020 to Sep 22, 2020
Signals
4 dated events
- V••••••• F•••• P•• L•• reported RAUM $506.6M, up 64% from $309.3M (2020-09-22 to 2021-09-08)Sep 8, 2021 · RAUM change · derived
- Louise Sally H•••••• (Trustee) appeared on Schedule A of V••••••• F•••• P•• L••Apr 15, 2020 · Control person joined · fact
- Jennifer Kylie Gilbey (Trustee) appeared on Schedule A of V••••••• F•••• P•• L••Apr 15, 2020 · Control person joined · fact
- V••••••• F•••• P•• L•• filed its initial SEC registration (Form ADV)Aug 28, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- v•••••••••.c••.aureportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- +61864309850reportedpublic record, Form ADV, Sep 25, 2025
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026