DFX Intelligence

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Former SEC-registered adviser

A••••• C•••••• M••••••••• L••

Former SEC-registered adviserCRD 175096SEC 801-100382IAPD

Latest filing Apr 3, 2017

First filing on the tape Jun 9, 2015 · 11 filings

RAUM

$30.8M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

n/a

beyond the principal office

Private funds

reported on Schedule D

History

11 filings and snapshots on the tape

RAUM$30.8M as of Apr 3, 2017

Jan 13, 2016$612M then

HNW client RAUM: no history

State-registered IARs (5.B.3)2 as of Apr 3, 2017

Jun 9, 20153 then

Employees (5.A)2 as of Apr 3, 2017

Jun 9, 20153 then

Private funds: no history

RAUM n/a over the last fiscal year

Practice profile

derived from the filing of Apr 3, 2017; every figure names its basis

RAUM per advisor: $15.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $1.4MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, publications, otherreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 22reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixedreported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

F•••••••• D•••• O•••••••• to C•••••••• C•••••• C•••••• L••
Mar 22, 2017 · Other

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

A•••••• R•••••• P•••••• · Managing Partnercontrol
since 04/2015 · owns 75% or more
P••••••••• A•••••• T••••••• · Chief Compliance Officer/Partnercontrol
since 04/2015 · owns 10% to 25%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Advisory employees · 4 to 2
Jan 12, 2017 to Mar 13, 2017
Employees · 5 to 2
Jan 12, 2017 to Mar 13, 2017
State-registered IARs · 3 to 2
Jan 12, 2017 to Mar 13, 2017
Discretionary RAUM · $30.8M to $30.8M
Jan 12, 2017 to Mar 13, 2017
RAUM · $30.8M to $30.8M
Jan 12, 2017 to Mar 13, 2017
Accounts · 30 to 22
Nov 8, 2016 to Jan 12, 2017
Advisory employees · 3 to 4
Nov 8, 2016 to Jan 12, 2017
BD registered reps · 1 to 0
Nov 8, 2016 to Jan 12, 2017
Financial planning clients · 0 to unset
Nov 8, 2016 to Jan 12, 2017
Discretionary RAUM · $55.6M to $30.8M
Nov 8, 2016 to Jan 12, 2017
RAUM · $55.6M to $30.8M
Nov 8, 2016 to Jan 12, 2017
Accounts · 1 to 30
Apr 6, 2016 to Nov 2, 2016
Advisory employees · 4 to 3
Apr 6, 2016 to Nov 2, 2016
Employees · 6 to 5
Apr 6, 2016 to Nov 2, 2016
Insurance-licensed employees · 1 to 0
Apr 6, 2016 to Nov 2, 2016
State-registered IARs · 4 to 3
Apr 6, 2016 to Nov 2, 2016
Discretionary RAUM · $612M to $55.6M
Apr 6, 2016 to Nov 2, 2016
RAUM · $612M to $55.6M
Apr 6, 2016 to Nov 2, 2016
Advisory employees · 3 to 4
Jan 13, 2016 to Apr 6, 2016
Employees · 3 to 6
Jan 13, 2016 to Apr 6, 2016
Insurance-licensed employees · 0 to 1
Jan 13, 2016 to Apr 6, 2016
State-registered IARs · 3 to 4
Jan 13, 2016 to Apr 6, 2016
Accounts · unset to 1.0
Jun 9, 2015 to Jan 13, 2016
BD registered reps · 2 to 1
Jun 9, 2015 to Jan 13, 2016
Legal name · A••••• ROBINSON CAPITAL MANAGEMENT, LLC to A••••• C•••••• M••••••••• L••
Jun 9, 2015 to Jan 13, 2016
Discretionary RAUM · unset to 611824172.0
Jun 9, 2015 to Jan 13, 2016
Non-discretionary RAUM · unset to 0.0
Jun 9, 2015 to Jan 13, 2016
RAUM · unset to 611824172.0
Jun 9, 2015 to Jan 13, 2016

Signals

1 dated events

A••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Jun 9, 2015 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026