DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Ramsey Quantitative Systems, Inc.
Latest filing Jun 18, 2026
First filing on the tape May 19, 2015 · 26 filings
SEC status approved since Jun 3, 2015
RAUM
$691M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$691M as of Jun 18, 2026
Mar 29, 2016$431M then
HNW client RAUM$0 as of Jun 18, 2026
Mar 28, 2018$0 then
State-registered IARs (5.B.3)0 as of Jun 18, 2026
Mar 29, 20160 then
Employees (5.A)20 as of Jun 18, 2026
Mar 29, 201621 then
Private funds2 as of Jun 18, 2026
Mar 29, 20162 then
RAUM -12% over the last fiscal year-7.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 18, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $17.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Custody
- $691M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$537M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 39reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $691M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.78 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Rqsi Global Asset Allocation Master Fund, Ltd. | Hedge Fund | $283M | 22 | Oct 2, 2015 |
| Qubit Diversified Alternative Yield Fund, LP | Hedge Fund | $237M | 1 | May 20, 2020 |
| Rqsi Small Cap Equity Fund, LPno longer reported | Hedge Fund | $39.0M | 25 | Oct 2, 2015 |
| Rqsi Gaa Systematic Global Macro Fund, Ltd.no longer reported | Hedge Fund | $5.1M | 1 | Mar 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- Steele Jeffrey Gregory · Chief Compliance Officercontrolsince 01/2011 · owns less than 5%
- Marie Anne Ramsey · Secretarycontrolsince 01/2008 · owns 25% to 50%
- Patrick Neil Ramsey · Ceocontrolsince 01/1997 · owns 25% to 50%
- Neil Guy Ramsey · Trusteecontrolsince 11/2017 · owns F of Nar Irrevocable Trust
Entity owners
- Nar Irrevocable Trust · Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- Aura Capital, LLCbankn
- Baldoon Capital Pty Ltdbankn
- Js Trading LLCbankn
- Rcube Asset Management Sasbankn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 25 to 39Mar 28, 2025 to Mar 31, 2026
- Assets in custody · $784M to $691MMar 28, 2025 to Mar 31, 2026
- Employees · 22 to 20Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $784M to $691MMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $525M to $537MMar 28, 2025 to Mar 31, 2026
- RAUM · $784M to $691MMar 28, 2025 to Mar 31, 2026
- Related bank · true to falseMar 28, 2025 to Mar 31, 2026
- Accounts · 53 to 25Jul 9, 2024 to Mar 28, 2025
- Assets in custody · $777M to $784MJul 9, 2024 to Mar 28, 2025
- Financial planning clients · unset to Jul 9, 2024 to Mar 28, 2025
- Discretionary RAUM · $837M to $784MJul 9, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $520M to $525MJul 9, 2024 to Mar 28, 2025
- RAUM · $837M to $784MJul 9, 2024 to Mar 28, 2025
- Accounts · 63 to 53Aug 14, 2023 to Mar 22, 2024
- Assets in custody · $779M to $777MAug 14, 2023 to Mar 22, 2024
- Discretionary RAUM · $839M to $837MAug 14, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $528M to $520MAug 14, 2023 to Mar 22, 2024
- RAUM · $839M to $837MAug 14, 2023 to Mar 22, 2024
- Accounts · 65 to 63Mar 28, 2023 to Aug 14, 2023
- Advisory activities · 4 to 3Mar 28, 2023 to Aug 14, 2023
- Pooled vehicle clients · 3 to 2Mar 28, 2023 to Aug 14, 2023
- Assets in custody · $782M to $779MMar 28, 2023 to Aug 14, 2023
- Employees · 20 to 22Mar 28, 2023 to Aug 14, 2023
- Private funds · 3 to 2Mar 28, 2023 to Aug 14, 2023
- Discretionary RAUM · $862M to $839MMar 28, 2023 to Aug 14, 2023
- Pooled vehicle RAUM · $527M to $528MMar 28, 2023 to Aug 14, 2023
- RAUM · $862M to $839MMar 28, 2023 to Aug 14, 2023
- Accounts · 31 to 65Aug 2, 2022 to Mar 28, 2023
- Advisory employees · 5 to 8Aug 2, 2022 to Mar 28, 2023
- Assets in custody · $613M to $782MAug 2, 2022 to Mar 28, 2023
- Employees · 18 to 20Aug 2, 2022 to Mar 28, 2023
- Discretionary RAUM · $717M to $862MAug 2, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $363M to $527MAug 2, 2022 to Mar 28, 2023
- RAUM · $717M to $862MAug 2, 2022 to Mar 28, 2023
- Related bank · false to trueAug 2, 2022 to Mar 28, 2023
- Accounts · 29 to 31Jul 1, 2021 to Mar 30, 2022
- Assets in custody · $538M to $613MJul 1, 2021 to Mar 30, 2022
- Employees · 20 to 18Jul 1, 2021 to Mar 30, 2022
- Discretionary RAUM · $646M to $717MJul 1, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $348M to $363MJul 1, 2021 to Mar 30, 2022
Signals
7 dated events
- Jeffrey Steele Gregory (Chief Compliance Officer) no longer on Schedule A of Ramsey Quantitative Systems, Inc. (listed 2022-08-02, absent 2023-03-28)Mar 28, 2023 · Control person left · inference
- Steele Jeffrey Gregory (Chief Compliance Officer) appeared on Schedule A of Ramsey Quantitative Systems, Inc.Mar 28, 2023 · Control person joined · fact
- Jeffrey Steele Gregory (Chief Compliance Officer) appeared on Schedule A of Ramsey Quantitative Systems, Inc.Aug 2, 2022 · Control person joined · fact
- Jeff Gregory (Chief Compliance Officer) no longer on Schedule A of Ramsey Quantitative Systems, Inc. (listed 2022-03-30, absent 2022-08-02)Aug 2, 2022 · Control person left · inference
- Ramsey Quantitative Systems, Inc. reported RAUM $570.2M, up 30% from $437.0M (2020-04-20 to 2020-05-20)May 20, 2020 · RAUM change · derived
- Ramsey Quantitative Systems, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 26, 2020 · Succession (Item 4) · fact
- Ramsey Quantitative Systems, Inc. filed its initial SEC registration (Form ADV)May 19, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Ramsey Quantitative Systems, Inc. · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/rqsi/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- fundseeder.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 502-245-6220reportedpublic record, Form ADV, Jun 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026