DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Triloma Energy Advisors LLC

Former SEC-registered adviserWinter Park, FloridaCRD 175326SEC 801-96190IAPD
Latest filing Mar 29, 2018
First filing on the tape Apr 17, 2015 · 10 filings
RAUM
$44.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$44.4M as of Mar 29, 2018
Mar 30, 2016$2.7M then
HNW client RAUM: no history
State-registered IARs (5.B.3)4 as of Mar 29, 2018
Mar 30, 20160 then
Employees (5.A)14 as of Mar 29, 2018
Mar 30, 201610 then
Private funds: no history
RAUM +317% over the last fiscal yearIARs 0 to 4
Practice profile
derived from the filing of Mar 29, 2018; every figure names its basis
RAUM per advisor
$11.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$22.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.5derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+317%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$44.4M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Lynn Barry Goff · Directorcontrol
      since 03/2015 · owns less than 5%
    • Alan Deryck Harmer · Ceo & Presidentcontrol
      since 03/2015 · owns less than 5%
    • Lynee Hope Newsome · Chief Compliance Officercontrol
      since 04/2015 · owns less than 5%
    • Elizabeth Strouse · Chief Financial Officercontrol
      since 03/2016 · owns less than 5%
    • Irvin Michael Wood · Chief Investment Officercontrol
      since 09/2015 · owns less than 5%
    • Sergeevich Nickolai Dolya · LLC Member Of Triloma Capitalcontrol
      since 01/2015 · owns 25% to 50% of Triloma Capital LLC
    • Lynn Barry Goff · LLC Member Of Triloma Capital
      since 01/2015 · owns 25% to 50% of Triloma Capital LLC
    • Eugene Larry Goff · LLC Member Of Triloma Capital
      since 01/2015 · owns 25% to 50% of Triloma Capital LLC
    • Irvin Michael Wood · LLC Member Of Triloma Capital
      since 01/2015 · owns 25% to 50% of Triloma Capital LLC
    Entity owners
    • Triloma Capital LLC · LLC Member Of Triloma Financial Group
      indirect · owns 75% or more of Triloma Financial Group LLC
    • Triloma Financial Group LLC · Sole Member
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • BD registered reps · 4 to 5
      Jul 26, 2017 to Mar 29, 2018
    • Employees · 12 to 14
      Jul 26, 2017 to Mar 29, 2018
    • State-registered IARs · 0 to 4
      Jul 26, 2017 to Mar 29, 2018
    • Other offices · unset to 0.0
      Jul 26, 2017 to Mar 29, 2018
    • Discretionary RAUM · $10.7M to $44.4M
      Jul 26, 2017 to Mar 29, 2018
    • RAUM · $10.7M to $44.4M
      Jul 26, 2017 to Mar 29, 2018
    • BD registered reps · 1 to 4
      Mar 30, 2016 to Mar 21, 2017
    • Employees · 10 to 12
      Mar 30, 2016 to Mar 21, 2017
    • Discretionary RAUM · $2.7M to $10.7M
      Mar 30, 2016 to Mar 21, 2017
    • RAUM · $2.7M to $10.7M
      Mar 30, 2016 to Mar 21, 2017
    • Accounts · 0 to 2
      Sep 11, 2015 to Mar 30, 2016
    • Advisory employees · 3 to 4
      Sep 11, 2015 to Mar 30, 2016
    • BD registered reps · 3 to 1
      Sep 11, 2015 to Mar 30, 2016
    • Employees · 8 to 10
      Sep 11, 2015 to Mar 30, 2016
    • Discretionary RAUM · $0 to $2.7M
      Sep 11, 2015 to Mar 30, 2016
    • RAUM · $0 to $2.7M
      Sep 11, 2015 to Mar 30, 2016
    • Advisory employees · 2 to 3
      Jun 29, 2015 to Sep 11, 2015
    • Employees · 5 to 8
      Jun 29, 2015 to Sep 11, 2015
    • Advisory employees · 0 to 2
      Apr 17, 2015 to Apr 28, 2015
    • Advisory activities · 2 to 1
      Apr 17, 2015 to Apr 28, 2015
    • BD registered reps · 0 to 3
      Apr 17, 2015 to Apr 28, 2015
    • Employees · 0 to 5
      Apr 17, 2015 to Apr 28, 2015
    Signals
    1 dated events
    • Triloma Energy Advisors Llc filed its initial SEC registration (Form ADV)
      Apr 17, 2015 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026