DFX Intelligence

RIA Intelligence

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Former SEC-registered adviser

G•••• R••• E••••• C•••••• M••••••••• I•••

Former SEC-registered adviserNew York, New YorkCRD 175339SEC 801-119117website IAPD

Latest filing Mar 28, 2024

First filing on the tape Mar 31, 2015 · 10 filings

SEC status approved since Jul 23, 2020

RAUM

$108M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

$108M gross assets

History

10 filings and snapshots on the tape

RAUM$108M as of Mar 28, 2024

Mar 25, 2016$155M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 28, 2024

Mar 25, 20160 then

Employees (5.A)5 as of Mar 28, 2024

Mar 25, 20168 then

Private funds2 as of Mar 28, 2024

Mar 25, 20163 then

RAUM -29% over the last fiscal year-17% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 28, 2024; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $27.1MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: -29%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $108M, 4 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$108M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 4reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: $108M for 4 clientsreported
Compensation: % of AUM, performancereported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

6 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
G•••• L•••••• S•• I• L•no longer reported	Real Estate Fund	$147M	57	Jul 31, 2015
G•••• O••••••••• V• L•	Private Equity Fund	$103M	2	Mar 23, 2022
G•••• L•••••• O••••••••• L•no longer reported	Real Estate Fund	$41.7M	52	Mar 25, 2016
G•••• L•••••• O••••••••• ••••••• L•no longer reported	Real Estate Fund	$23.7M	3	Apr 26, 2017
G•••• L•••••• H••••• L••	Real Estate Fund	$5.9M	56	Mar 25, 2020
G•• D•••••••• R••••••••• L•no longer reported	Real Estate Fund	$1.6M	10	Jul 31, 2015

Owners and control persons

Schedule A and B, latest filing

K••••••• J•••••••• G•••••• · President/Director/Secretary/Chief Compliance Officercontrol
since 12/2014 · owns 75% or more
K••••••• N• R••••••• N•• · Chief Executive Officercontrol
since 12/2014 · owns 10% to 25%

Related persons

Schedule D 7.A

G•••• O••••••••• V• G• L••
pooled vehicle sponsorn
G•• L•••••• O••••••••• L••
pooled vehicle sponsorCPO or CTAn
G•• L••• M•••••• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Assets in custody · $153M to $108M
Mar 29, 2023 to Mar 28, 2024
Discretionary RAUM · $153M to $108M
Mar 29, 2023 to Mar 28, 2024
Pooled vehicle RAUM · $153M to $108M
Mar 29, 2023 to Mar 28, 2024
RAUM · $153M to $108M
Mar 29, 2023 to Mar 28, 2024
Assets in custody · $199M to $153M
Apr 29, 2022 to Mar 29, 2023
Employees · 8 to 5
Apr 29, 2022 to Mar 29, 2023
Discretionary RAUM · $216M to $153M
Apr 29, 2022 to Mar 29, 2023
Pooled vehicle RAUM · $216M to $153M
Apr 29, 2022 to Mar 29, 2023
RAUM · $216M to $153M
Apr 29, 2022 to Mar 29, 2023
Discretionary RAUM · $219M to $216M
Mar 23, 2022 to Apr 29, 2022
Pooled vehicle RAUM · $219M to $216M
Mar 23, 2022 to Apr 29, 2022
RAUM · $219M to $216M
Mar 23, 2022 to Apr 29, 2022
Accounts · 3 to 4
Mar 30, 2021 to Mar 23, 2022
Pooled vehicle clients · 3 to 4
Mar 30, 2021 to Mar 23, 2022
Assets in custody · $190M to $199M
Mar 30, 2021 to Mar 23, 2022
Employees · 11 to 8
Mar 30, 2021 to Mar 23, 2022
Private funds · 1 to 2
Mar 30, 2021 to Mar 23, 2022
Discretionary RAUM · $190M to $219M
Mar 30, 2021 to Mar 23, 2022
Pooled vehicle RAUM · $190M to $219M
Mar 30, 2021 to Mar 23, 2022
RAUM · $190M to $219M
Mar 30, 2021 to Mar 23, 2022
Assets in custody · $218M to $190M
Jun 23, 2020 to Mar 30, 2021
Employees · 14 to 11
Jun 23, 2020 to Mar 30, 2021
Private funds · 2 to 1
Jun 23, 2020 to Mar 30, 2021
Discretionary RAUM · $218M to $190M
Jun 23, 2020 to Mar 30, 2021
Pooled vehicle RAUM · $218M to $190M
Jun 23, 2020 to Mar 30, 2021
RAUM · $218M to $190M
Jun 23, 2020 to Mar 30, 2021
Advisory employees · 4 to 2
Mar 25, 2016 to Jun 23, 2020
Pooled vehicle clients · unset to 3.0
Mar 25, 2016 to Jun 23, 2020
Assets in custody · $155M to $218M
Mar 25, 2016 to Jun 23, 2020
Employees · 8 to 14
Mar 25, 2016 to Jun 23, 2020
Other offices · unset to 0.0
Mar 25, 2016 to Jun 23, 2020
Private funds · 3 to 2
Mar 25, 2016 to Jun 23, 2020
Discretionary RAUM · $155M to $218M
Mar 25, 2016 to Jun 23, 2020
Pooled vehicle RAUM · unset to 217576230.0
Mar 25, 2016 to Jun 23, 2020
RAUM · $155M to $218M
Mar 25, 2016 to Jun 23, 2020
Accounts · 2 to 3
Aug 13, 2015 to Mar 25, 2016
Advisory employees · 5 to 4
Aug 13, 2015 to Mar 25, 2016
Assets in custody · $148M to $155M
Aug 13, 2015 to Mar 25, 2016
Private funds · 2 to 3
Aug 13, 2015 to Mar 25, 2016
Discretionary RAUM · $149M to $155M
Aug 13, 2015 to Mar 25, 2016

Signals

2 dated events

G•••• R••• E••••• C•••••• M••••••••• I••• no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $108.5M)
May 2, 2025 · Left the SEC roster · derived
G•••• R••• E••••• C•••••• M••••••••• I••• filed its initial SEC registration (Form ADV)
Mar 31, 2015 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

G•••• R••• E••••• C•••••• M••••••••• I••• · Independent Sponsors
shared crd · capital_provider
G•••• R••• E••••• C•••••• M••••••••• I••• · Private Equity
shared crd · organization
G•••• R••• E••••• C•••••• M••••••••• I••• · Venture Capital
shared crd · organization

How to reach

public business contact points only, each with its source

Firm profile: LINKEDIN.COM/COMPANY/G••••-R•••-E•••••/ABOUTreportedpublic record, Form ADV, Sep 21, 2026
Website: G••••R•••E•••••.COMreportedpublic record, Form ADV, Sep 21, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

G•••• R••• E••••• C•••••• M••••••••• I••• is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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