DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
T•• S••••••• G•••• L••
Latest filing Mar 21, 2025
First filing on the tape Jun 1, 2015 · 20 filings
SEC status approved since Jun 12, 2015
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$1.1B as of Mar 21, 2025
Mar 30, 2016$250M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 21, 2025
Mar 30, 20160 then
Employees (5.A)3 as of Mar 21, 2025
Mar 30, 20169 then
Private funds1 as of Mar 21, 2025
Mar 30, 20161 then
RAUM -1.1% over the last fiscal year-16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 21, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.1BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.1B, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.1B for 1 clientsreported
- Compensation
- performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••••• M•••• L• | Private Equity Fund | $1.1B | 2 | Dec 10, 2018 |
| S••••••• M•••• L••no longer reported | Private Equity Fund | $592M | 2 | Jun 1, 2015 |
Owners and control persons
Schedule A and B, latest filing
- P•••• M•••• J•••••• · Managing Membercontrolsince 12/2014 · owns 75% or more
- G••••••• J•••••• M•••••• · Chief Financial Officer And Chief Compliance Officersince 03/2022 · owns less than 5%
- R•••• J••••• F• · Chief Investment Officersince 10/2018 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Washington, DC1 employees
What changed
consecutive filings, newest first
- Assets in custody · $1.1B to $1.1BMar 11, 2024 to Mar 21, 2025
- Discretionary RAUM · $1.1B to $1.1BMar 11, 2024 to Mar 21, 2025
- Pooled vehicle RAUM · $1.1B to $1.1BMar 11, 2024 to Mar 21, 2025
- RAUM · $1.1B to $1.1BMar 11, 2024 to Mar 21, 2025
- Assets in custody · $1.2B to $1.1BMar 23, 2023 to Mar 11, 2024
- Discretionary RAUM · $1.2B to $1.1BMar 23, 2023 to Mar 11, 2024
- Pooled vehicle RAUM · $1.2B to $1.1BMar 23, 2023 to Mar 11, 2024
- RAUM · $1.2B to $1.1BMar 23, 2023 to Mar 11, 2024
- Assets in custody · $1.8B to $1.2BMar 31, 2022 to Mar 23, 2023
- Discretionary RAUM · $1.8B to $1.2BMar 31, 2022 to Mar 23, 2023
- Pooled vehicle RAUM · $1.8B to $1.2BMar 31, 2022 to Mar 23, 2023
- RAUM · $1.8B to $1.2BMar 31, 2022 to Mar 23, 2023
- Advisory employees · 5 to 3Jun 4, 2021 to Mar 31, 2022
- Assets in custody · $1.5B to $1.8BJun 4, 2021 to Mar 31, 2022
- Employees · 11 to 3Jun 4, 2021 to Mar 31, 2022
- HQ city · WASHINGTON to MIAMI BEACHJun 4, 2021 to Mar 31, 2022
- HQ state · DC to FLJun 4, 2021 to Mar 31, 2022
- Other offices · 0 to 1Jun 4, 2021 to Mar 31, 2022
- Discretionary RAUM · $1.5B to $1.8BJun 4, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $1.5B to $1.8BJun 4, 2021 to Mar 31, 2022
- RAUM · $1.5B to $1.8BJun 4, 2021 to Mar 31, 2022
- Assets in custody · $1.5B to $1.5BMar 31, 2021 to Jun 4, 2021
- Discretionary RAUM · $1.5B to $1.5BMar 31, 2021 to Jun 4, 2021
- Pooled vehicle RAUM · $1.5B to $1.5BMar 31, 2021 to Jun 4, 2021
- RAUM · $1.5B to $1.5BMar 31, 2021 to Jun 4, 2021
- Assets in custody · $1.2B to $1.5BJan 3, 2021 to Mar 31, 2021
- Employees · 15 to 11Jan 3, 2021 to Mar 31, 2021
- Discretionary RAUM · $1.2B to $1.5BJan 3, 2021 to Mar 31, 2021
- Pooled vehicle RAUM · $1.2B to $1.5BJan 3, 2021 to Mar 31, 2021
- RAUM · $1.2B to $1.5BJan 3, 2021 to Mar 31, 2021
- Assets in custody · $720M to $1.2BMar 28, 2019 to Mar 30, 2020
- Discretionary RAUM · $877M to $1.2BMar 28, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $877M to $1.2BMar 28, 2019 to Mar 30, 2020
- RAUM · $877M to $1.2BMar 28, 2019 to Mar 30, 2020
- Advisory employees · 7 to 5Dec 10, 2018 to Mar 28, 2019
- Assets in custody · $585M to $720MDec 10, 2018 to Mar 28, 2019
- Discretionary RAUM · $745M to $877MDec 10, 2018 to Mar 28, 2019
- Pooled vehicle RAUM · $745M to $877MDec 10, 2018 to Mar 28, 2019
- RAUM · $745M to $877MDec 10, 2018 to Mar 28, 2019
- Advisory employees · 5 to 7Nov 8, 2018 to Dec 10, 2018
Signals
6 dated events
- T•• S••••••• G•••• L•• no longer on the SEC adviser roster (last listed 2025-07-01, RAUM $1.1B)Aug 1, 2025 · Left the SEC roster · derived
- T•• S••••••• G•••• L•• reported RAUM $1.2B, down 31% from $1.8B (2022-03-31 to 2023-03-23)Mar 23, 2023 · RAUM change · derived
- T•• S••••••• G•••• L•• reported RAUM $1.2B, up 41% from $877.0M (2019-03-28 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- T•• S••••••• G•••• L•• reported RAUM $745.0M, up 26% from $591.6M (2018-11-08 to 2018-12-10)Dec 10, 2018 · RAUM change · derived
- T•• S••••••• G•••• L•• reported RAUM $591.6M, up 137% from $250.0M (2017-12-12 to 2018-03-26)Mar 26, 2018 · RAUM change · derived
- T•• S••••••• G•••• L•• filed its initial SEC registration (Form ADV)Jun 1, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T•• S••••••• G•••• L•• · Independent Sponsorsshared crd · capital_provider
- T•• S••••••• G•••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- S•••••••GROUP.COMreportedpublic record, Form ADV, Sep 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026