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V••••

Former SEC-registered adviserFormer SEC adviser· Portland, Oregon

Former SEC-registered adviser, based in Portland, Oregon, reporting $1.1M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$1.1M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
Not applicable
Private clients
100% of RAUM, $1.1M
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
What we can say about this record

We hold 13 Form ADV filings for this adviser, the latest 8.8 years ago. It is no longer SEC-registered, so the figures here are its last ones and nothing on this record is current. It is still the right record for resolving this adviser, its filings, owners and affiliates.

Every filed figure, and the identifiersCRD 175403 · SEC 801-99361 · 13 filingsShow
CRD 175403SEC 801-99361Legal name V•••• I••••••••• I•••First filing on the tape May 28, 2015, latest Dec 11, 2017IAPD
RAUM
$1.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$1.1M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$825,792 as of Mar 17, 2017
Apr 29, 2016$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 17, 2017
Apr 29, 20160 then
Employees (5.A)13 as of Mar 17, 2017
Apr 29, 20165 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 2
Practice profile
derived from the filing of Dec 11, 2017; every figure names its basis
RAUM per advisor
$550,000derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$2,170derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
4.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Wrap fee program
$1.1MreportedItem 5.I
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$800,00073%
  • Individuals$300,00027%
Individual clients
506reported
HNW clients
n/areported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
507reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • F•••••••• R••••••• · Managing Membercontrol
        since 01/2015 · owns less than 5%
      • C••••••••• W•••••• W••••• · M•••••••• O•••••••• I••••••• I• P••••• C••••••control
        since 11/2017 · owns F of A••••• G••• I•••
      • M••••••••• C•••••••• · Chief Compliance Officer
        since 04/2017 · owns less than 5%
      Entity owners
      • A••••• G••• I••• · Parent Company
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Wrap assets (manager) · $1.1M to $0
        Nov 28, 2017 to Nov 29, 2017
      • Wrap assets (sponsor) · $1.1M to $0
        Nov 28, 2017 to Nov 29, 2017
      • Accounts · 40 to 507
        Sep 29, 2017 to Nov 28, 2017
      • Advisory employees · 5 to 2
        Sep 29, 2017 to Nov 28, 2017
      • Charity clients · unset to 0.0
        Sep 29, 2017 to Nov 28, 2017
      • Corporate clients · unset to 0.0
        Sep 29, 2017 to Nov 28, 2017
      • Individual clients · unset to 506.0
        Sep 29, 2017 to Nov 28, 2017
      • Pension plan clients · unset to 0.0
        Sep 29, 2017 to Nov 28, 2017
      • Pooled vehicle clients · unset to 0.0
        Sep 29, 2017 to Nov 28, 2017
      • Employees · 13 to 8
        Sep 29, 2017 to Nov 28, 2017
      • State-registered IARs · 1 to 2
        Sep 29, 2017 to Nov 28, 2017
      • Other offices · unset to 0.0
        Sep 29, 2017 to Nov 28, 2017
      • Discretionary RAUM · $825,792 to $1.1M
        Sep 29, 2017 to Nov 28, 2017
      • HNW RAUM · unset to 800000.0
        Sep 29, 2017 to Nov 28, 2017
      • Individual RAUM · unset to 300000.0
        Sep 29, 2017 to Nov 28, 2017
      • RAUM · $825,792 to $1.1M
        Sep 29, 2017 to Nov 28, 2017
      • Wrap assets (manager) · unset to 1100000.0
        Sep 29, 2017 to Nov 28, 2017
      • Wrap assets (sponsor) · unset to 1100000.0
        Sep 29, 2017 to Nov 28, 2017
      • Succession · true to false
        Apr 6, 2017 to Jun 6, 2017
      • Legal name · K•••••••••, LLC to V•••• I••••••••• I•••
        Mar 17, 2017 to Apr 6, 2017
      • Succession · false to true
        Mar 17, 2017 to Apr 6, 2017
      • Accounts · 0 to 40
        Sep 23, 2016 to Mar 17, 2017
      • Advisory employees · 0 to 5
        Sep 23, 2016 to Mar 17, 2017
      • Employees · 8 to 13
        Sep 23, 2016 to Mar 17, 2017
      • Financial planning clients · unset to 0
        Sep 23, 2016 to Mar 17, 2017
      • State-registered IARs · 0 to 1
        Sep 23, 2016 to Mar 17, 2017
      • Organization form · Limited Liability Company to Corporation
        Sep 23, 2016 to Mar 17, 2017
      • Discretionary RAUM · $0 to $825,792
        Sep 23, 2016 to Mar 17, 2017
      • RAUM · $0 to $825,792
        Sep 23, 2016 to Mar 17, 2017
      • Advisory employees · 2 to 0
        Apr 29, 2016 to Sep 23, 2016
      • Employees · 5 to 8
        Apr 29, 2016 to Sep 23, 2016
      • Business name · B•••• to V••••
        Apr 19, 2016 to Apr 29, 2016
      • Employees · 2 to 5
        Apr 19, 2016 to Apr 29, 2016
      • HQ city · BEAVERTON to PORTLAND
        Apr 19, 2016 to Apr 29, 2016
      • Business name · K••••••••• to B••••
        Jan 27, 2016 to Apr 19, 2016
      Signals
      2 dated events
      • ••• Locked
        Apr 6, 2017 · Succession (Item 4) · fact
      • ••• Locked
        May 28, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026