DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

E•• C•••••• P•••••••• L••

Former SEC-registered adviserAventura, FloridaCRD 187518SEC 801-96326IAPD

Latest filing Jul 21, 2022

First filing on the tape May 15, 2015 · 15 filings

RAUM

$237M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

7 advisory (5.B.1)

Offices

beyond the principal office

Private funds

$237M gross assets

History

15 filings and snapshots on the tape

RAUM$237M as of Mar 28, 2022

Mar 30, 2016$484M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 28, 2022

Mar 30, 20160 then

Employees (5.A)18 as of Mar 28, 2022

Mar 30, 201615 then

Private funds11 as of Mar 28, 2022

Mar 30, 20161 then

RAUM -14% over the last fiscal year+22% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Jul 21, 2022; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $19.7MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: -14%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$237M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 12reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

13 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
E•• J•• L•••	Real Estate Fund	$105M	53	Mar 28, 2018
E•• P••• V•••••• L•	Real Estate Fund	$33.8M	19	Mar 28, 2022
E•• S••••• P••••••••• F•••• L•	Real Estate Fund	$32.9M	37	Mar 28, 2018
E•• B•••••• L•••	Real Estate Fund	$23.7M	30	Mar 30, 2020
R••••••• I••••••••• L••	Real Estate Fund	$17.7M	114	May 15, 2015
E•• T• N••••• L•no longer reported	Private Equity Fund	$15.8M	20	Nov 14, 2016
L••••• R•••• A•• D•••••••• L•••	Real Estate Fund	$13.0M	23	Mar 29, 2017
E•• G••• L•••	Real Estate Fund	$9.6M	20	Mar 28, 2018
J••• L•••••• C••• L•no longer reported	Real Estate Fund	$9.5M	17	Nov 14, 2016
E•• V••••••• A• C••••••••• L•••	Real Estate Fund	$1.3M	50	Mar 29, 2017
E•• R••••••••• L•	Real Estate Fund	$177,947	18	Nov 14, 2016
E•• H••••• G••••• L•••	Real Estate Fund	$6,309	23	Mar 28, 2018
E•• M••••••• L•••	Real Estate Fund	$4,477	4	Mar 29, 2017

Owners and control persons

Schedule A and B, latest filing

C•••••• I•• · Chief Operating Officercontrol
since 07/2022 · owns less than 5%
F•••••• M••••••• C•••••• · Chief Investment Officercontrol
since 10/2014 · owns less than 5%
S•••••• A•••••• M•••••• · Chief Executive Officer/Chief Compliance Officercontrol
since 11/2008 · owns less than 5%
S•••••• A•••••• M•••••• · Sole Shareholdercontrol
since 03/2018 · owns 75% or more of E•••••••• I•••

Entity owners

E•• H••••••• L•• · Owner
direct · owns 75% or more
E•••••••• I••• · Manager
indirect · owns 50% to 75% of E•• H••••••• L••

Related persons

Schedule D 7.A

E•• B•••••• G•• L••
pooled vehicle sponsory
E•• C••••••••• G•• L••
pooled vehicle sponsory
E•• G••• G•• L••
pooled vehicle sponsory
E•• H••••• G••••• G•• L••
pooled vehicle sponsory
E•• M•••••• G•• L••
pooled vehicle sponsory
E•• M••••••••• S•• R•••
investment advisern
E•• P••• V•••••• G•• L••
pooled vehicle sponsory
E•• R•••••••• G•• L••
pooled vehicle sponsory
E•• S••••• P••••••••• F••• G•• L••
pooled vehicle sponsory
L••••• R•••• A•• D••••••• G•• L••
pooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Employees · 19 to 18
Feb 2, 2022 to Mar 28, 2022
Private funds · 10 to 11
Feb 2, 2022 to Mar 28, 2022
Discretionary RAUM · $274M to $237M
Feb 2, 2022 to Mar 28, 2022
Pooled vehicle RAUM · $274M to $237M
Feb 2, 2022 to Mar 28, 2022
RAUM · $274M to $237M
Feb 2, 2022 to Mar 28, 2022
Accounts · 11 to 12
Dec 3, 2020 to Mar 29, 2021
Pooled vehicle clients · 10 to 12
Dec 3, 2020 to Mar 29, 2021
Employees · 20 to 19
Dec 3, 2020 to Mar 29, 2021
Discretionary RAUM · $308M to $274M
Dec 3, 2020 to Mar 29, 2021
Pooled vehicle RAUM · $307M to $274M
Dec 3, 2020 to Mar 29, 2021
RAUM · $308M to $274M
Dec 3, 2020 to Mar 29, 2021
Accounts · 9 to 11
Mar 28, 2019 to Mar 30, 2020
Pooled vehicle clients · 9 to 10
Mar 28, 2019 to Mar 30, 2020
Employees · 16 to 20
Mar 28, 2019 to Mar 30, 2020
Private funds · 9 to 10
Mar 28, 2019 to Mar 30, 2020
Discretionary RAUM · $131M to $308M
Mar 28, 2019 to Mar 30, 2020
Pooled vehicle RAUM · $131M to $307M
Mar 28, 2019 to Mar 30, 2020
RAUM · $131M to $308M
Mar 28, 2019 to Mar 30, 2020
Advisory employees · 6 to 7
May 24, 2018 to Mar 28, 2019
Employees · 14 to 16
May 24, 2018 to Mar 28, 2019
Discretionary RAUM · $128M to $131M
May 24, 2018 to Mar 28, 2019
Pooled vehicle RAUM · $128M to $131M
May 24, 2018 to Mar 28, 2019
RAUM · $128M to $131M
May 24, 2018 to Mar 28, 2019
Accounts · 6 to 9
Jun 7, 2017 to Mar 28, 2018
Advisory employees · 4 to 6
Jun 7, 2017 to Mar 28, 2018
Pooled vehicle clients · unset to 9.0
Jun 7, 2017 to Mar 28, 2018
Other offices · unset to 0.0
Jun 7, 2017 to Mar 28, 2018
Private funds · 6 to 9
Jun 7, 2017 to Mar 28, 2018
Discretionary RAUM · $117M to $128M
Jun 7, 2017 to Mar 28, 2018
Pooled vehicle RAUM · unset to 128141489.0
Jun 7, 2017 to Mar 28, 2018
RAUM · $117M to $128M
Jun 7, 2017 to Mar 28, 2018
Accounts · 4 to 6
Nov 14, 2016 to Mar 29, 2017
Employees · 15 to 14
Nov 14, 2016 to Mar 29, 2017
Private funds · 4 to 6
Nov 14, 2016 to Mar 29, 2017
Discretionary RAUM · $126M to $117M
Nov 14, 2016 to Mar 29, 2017
RAUM · $126M to $117M
Nov 14, 2016 to Mar 29, 2017
Accounts · 5 to 4
Mar 30, 2016 to Nov 14, 2016
Private funds · 1 to 4
Mar 30, 2016 to Nov 14, 2016
Discretionary RAUM · $484M to $126M
Mar 30, 2016 to Nov 14, 2016
RAUM · $484M to $126M
Mar 30, 2016 to Nov 14, 2016

Signals

8 dated events

Reid A••••• W•••• (Chief Financial Officer) no longer on Schedule A of E•• C•••••• P•••••••• L•• (listed 2022-03-28, absent 2022-07-21)
Jul 21, 2022 · Control person left · inference
Ivy C••••• (Chief Operating Officer) appeared on Schedule A of E•• C•••••• P•••••••• L••
Jul 21, 2022 · Control person joined · fact
Jacob Elie Mimoun (Chief Compliance Officer) no longer on Schedule A of E•• C•••••• P•••••••• L•• (listed 2021-05-10, absent 2022-02-02)
Feb 2, 2022 · Control person left · inference
M•••••• F••••• (Chief Investment Officer) appeared on Schedule A of E•• C•••••• P•••••••• L••
Mar 29, 2021 · Control person joined · fact
E•• C•••••• P•••••••• L•• reported RAUM $308.2M, up 135% from $131.3M (2019-03-28 to 2020-03-30)
Mar 30, 2020 · RAUM change · derived
P•••••• G••••••• (Chief Financial Officer) no longer on Schedule A of E•• C•••••• P•••••••• L•• (listed 2019-03-28, absent 2020-03-30)
Mar 30, 2020 · Control person left · inference
A••••• W•••• (Chief Financial Officer) appeared on Schedule A of E•• C•••••• P•••••••• L••
Mar 30, 2020 · Control person joined · fact
E•• C•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)
May 15, 2015 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

E•• C•••••• P•••••••• L•• · Private Equity
shared crd · organization

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

E•• C•••••• P•••••••• L•• is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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