DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Parliament Capital Management, LLC
Latest filing Apr 30, 2026
First filing on the tape Jun 21, 2021 · 8 filings
SEC status approved since Jul 22, 2021
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$128M
derived; firm RAUM over IAPD count
Employees
19
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
23
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$1.2B as of Apr 30, 2026
Apr 1, 2022$257M then
HNW client RAUM: no history
State-registered IARs (5.B.3)5 as of Apr 30, 2026
Apr 1, 20224 then
Employees (5.A)19 as of Apr 30, 2026
Apr 1, 202212 then
Private funds23 as of Apr 30, 2026
Apr 1, 20226 then
RAUM +16% over the last fiscal year+54% a year over threeIARs 7 to 5
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
- RAUM per advisor
- $128MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $50.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.1derivedItem 5.A over advisors
- Advisors per office
- 9.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- -29%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.2B, 23 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 23reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.2B for 23 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Rodolfo Manuel Sanchez Colberg | San Juan, Pr | May 17, 2017 | 11 y | 0 |
| Wilnerys Alvarez-Rivera | San Juan, Pr | Aug 15, 2019 | 10 y | 0 |
| Maribel M. Ortiz CastroChartered Financial Analyst | San Juan, Pr | Aug 22, 2019 | 11 y | 0 |
| Raul A Vazquez-Calderon | San Juan, Pr | Feb 17, 2021 | 11 y | 0 |
| Manuel Enrique Dox Millan | San Juan, Pr | Apr 1, 2022 | 14 y | 0 |
| Gabriela Batista | San Juan, Pr | Nov 14, 2023 | 10 y | 0 |
| Diego Sanabria | San Juan, Pr | May 2, 2026 | 14 y | 0 |
| Daniel Muniz | San Juan, Pr | May 4, 2026 | 10 y | 0 |
| Gian Luis Del Valle | San Juan, Pr | May 12, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
31 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- Luis Miguel Cabrera Marin · Managing Membercontrolsince 01/2015 · owns 25% to 50%
- Jose Ricardo Otero Freiria · Managing Membercontrolsince 06/2015 · owns 25% to 50%
- Manuel Rodolfo Sanchez Colberg · Managing Membercontrolsince 01/2015 · owns 25% to 50%
- Wilnerys Alvarez-Rivera · Chief Compliance Officersince 04/2019 · owns less than 5%
- M. Maribel Ortiz Castro · Director Of Portfolio Managementsince 08/2017 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Juan, Pr · principal | 9 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Apr 30, 2026accounts (Item 5.F.2.f) moved from 317.0 to 23.0 (-93.0%) between the annual amendments of 2025-04-30 and 2026-04-30; the peer median change was -2.0% (33 comparable advisers, 9.0th percentile of changes)peers: asset managers, $1B to $5B (33) · 9.4% percentile
What changed
consecutive filings, newest first
- Accounts · 317 to 23Apr 30, 2025 to Mar 30, 2026
- Advisory employees · 6 to 7Apr 30, 2025 to Mar 30, 2026
- Pooled vehicle clients · 27 to 23Apr 30, 2025 to Mar 30, 2026
- Assets in custody · $994M to $1.2BApr 30, 2025 to Mar 30, 2026
- Employees · 17 to 19Apr 30, 2025 to Mar 30, 2026
- State-registered IARs · 7 to 5Apr 30, 2025 to Mar 30, 2026
- Private funds · 27 to 23Apr 30, 2025 to Mar 30, 2026
- Discretionary RAUM · $994M to $1.2BApr 30, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $994M to $1.2BApr 30, 2025 to Mar 30, 2026
- RAUM · $994M to $1.2BApr 30, 2025 to Mar 30, 2026
- Accounts · 272 to 317Mar 28, 2024 to Apr 30, 2025
- Advisory employees · 5 to 6Mar 28, 2024 to Apr 30, 2025
- Pooled vehicle clients · 24 to 27Mar 28, 2024 to Apr 30, 2025
- Assets in custody · $318M to $994MMar 28, 2024 to Apr 30, 2025
- Employees · 16 to 17Mar 28, 2024 to Apr 30, 2025
- Financial planning clients · 0 to 0Mar 28, 2024 to Apr 30, 2025
- State-registered IARs · 6 to 7Mar 28, 2024 to Apr 30, 2025
- Private funds · 24 to 27Mar 28, 2024 to Apr 30, 2025
- Discretionary RAUM · $252M to $994MMar 28, 2024 to Apr 30, 2025
- Non-discretionary RAUM · $66.9M to $0Mar 28, 2024 to Apr 30, 2025
- Pooled vehicle RAUM · $318M to $994MMar 28, 2024 to Apr 30, 2025
- RAUM · $318M to $994MMar 28, 2024 to Apr 30, 2025
- Accounts · 266 to 272Mar 31, 2023 to Mar 28, 2024
- Pooled vehicle clients · 28 to 24Mar 31, 2023 to Mar 28, 2024
- Assets in custody · $313M to $318MMar 31, 2023 to Mar 28, 2024
- Employees · 13 to 16Mar 31, 2023 to Mar 28, 2024
- State-registered IARs · 4 to 6Mar 31, 2023 to Mar 28, 2024
- Private funds · 27 to 24Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $225M to $252MMar 31, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $88.1M to $66.9MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $313M to $318MMar 31, 2023 to Mar 28, 2024
- RAUM · $313M to $318MMar 31, 2023 to Mar 28, 2024
- Accounts · 207 to 266Apr 28, 2022 to Mar 31, 2023
- Advisory employees · 4 to 5Apr 28, 2022 to Mar 31, 2023
- Pooled vehicle clients · 20 to 28Apr 28, 2022 to Mar 31, 2023
- Assets in custody · $226M to $313MApr 28, 2022 to Mar 31, 2023
- Employees · 12 to 13Apr 28, 2022 to Mar 31, 2023
- Private funds · 20 to 27Apr 28, 2022 to Mar 31, 2023
- Discretionary RAUM · $147M to $225MApr 28, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $110M to $88.1MApr 28, 2022 to Mar 31, 2023
Signals
3 dated events
- Parliament Capital Management, Llc reported RAUM $994.4M, up 212% from $318.4M (2024-03-28 to 2025-04-30)Apr 30, 2025 · RAUM change · derived
- Parliament Capital Management, Llc reported RAUM $257.2M, up 103% from $126.5M (2021-06-21 to 2022-04-01)Apr 1, 2022 · RAUM change · derived
- Parliament Capital Management, Llc filed its initial SEC registration (Form ADV)Jun 21, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Parliament Capital Management · Independent Sponsorsshared crd · capital_provider
- Parliament Capital Management, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/parliament-capital-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- PARLIAMENTCAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (787) 200-9004reportedpublic record, Form ADV, Apr 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $128Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026