DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• C•••••• P•••••••
Legal name A•••• H•••••••• L•
Latest filing Mar 30, 2026
First filing on the tape Jun 30, 2021 · 7 filings
SEC status approved since Jul 30, 2021
RAUM
$458M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
12
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$458M as of Mar 30, 2026
Mar 31, 2022$412M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 31, 20220 then
Employees (5.A)9 as of Mar 30, 2026
Mar 31, 20228 then
Private funds12 as of Mar 30, 2026
Mar 31, 202215 then
RAUM +40% over the last fiscal year+34% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $38.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +40%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $19,990, 13 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$458M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $19,990 for 13 clientsreported
- Compensation
- performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
21 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••• P••••• F••• V••• L•• | Private Equity Fund | $156M | 21 | Apr 22, 2015 |
| A•••• P••••• F••• X••• L•• | Private Equity Fund | $8.5M | 11 | Jul 8, 2020 |
| A•••• P••••• F••• X••• L•• | Private Equity Fund | $5.5M | 12 | Mar 31, 2023 |
| A•••• P••••• F••• X••••• L•• | Private Equity Fund | $4.8M | 9 | Mar 29, 2024 |
| C•• E••••• F•••• L•• | Private Equity Fund | $2.9M | 11 | Jul 8, 2020 |
| P•• I••••••••• 2•••• L•• | Private Equity Fund | $1.8M | 8 | Mar 31, 2023 |
| A•••• P••••• F••• L•• R•••• L•• | Private Equity Fund | $1.2M | 4 | Jun 30, 2021 |
| A•••• P••••• F••• V•• L•• | Private Equity Fund | $446,493 | 16 | Apr 22, 2015 |
| A•••• P••••• F••• I•• L•• | Private Equity Fund | $99,403 | 13 | Mar 31, 2017 |
| A•••• P••••• F••• I••• L••no longer reported | Private Equity Fund | $16,312 | 7 | Apr 22, 2015 |
| A•••• P••••• F••• I•• L••no longer reported | Private Equity Fund | $6,317 | 5 | Apr 22, 2015 |
| A•••• P••••• F••• X•• L•• | Private Equity Fund | $643 | 15 | Mar 30, 2018 |
| A•••• P••••• F••• V• L•• | Private Equity Fund | $587 | 14 | Apr 22, 2015 |
| A•••• P••••• F••• X••• L•• | Private Equity Fund | $493 | 22 | Mar 30, 2018 |
| S•••••••• 2•••• L•• | Private Equity Fund | $404 | 12 | Mar 31, 2023 |
| C• H••• H•••••• L•no longer reported | Private Equity Fund | $0 | 0 | Apr 22, 2015 |
| A•••• P••••• F••• X•••• L•• | Private Equity Fund | $0 | 0 | Mar 31, 2019 |
| A••••••••• H•••••••• L•• | Private Equity Fund | $0 | 0 | Mar 31, 2019 |
| A•••• P••••• F••• I•• L••no longer reported | Private Equity Fund | $0 | 0 | Apr 22, 2015 |
| A•••• P••••• F••• V•••• L••no longer reported | Private Equity Fund | $0 | 0 | Mar 30, 2016 |
| A•••• P••••• F••• X• L••no longer reported | Private Equity Fund | $0 | 0 | Mar 30, 2018 |
Owners and control persons
Schedule A and B, latest filing
- G••••• M•••••••• A••• · Cco/Cfo/Principalcontrolsince 09/2000 · owns less than 5%
- K••••• J•••••• R•••••• · Limited Partnercontrolsince 09/2000 · owns 25% to 50%
- M•••••••• T••••••• J•••• · Limited Partnercontrolsince 09/2000 · owns 25% to 50%
- K••••• J•••••• R•••••• · Shareholdercontrolsince 09/2000 · owns 50% to 75% of A•••• P•••••••• I•••
- M•••••••• T••••••• J•••• · Shareholdercontrolsince 09/2000 · owns 50% to 75% of A•••• P•••••••• I•••
Entity owners
- A•••• P•••••••• I••• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- A•••• D•••••••• I••••••••• L••pooled vehicle sponsorn
- A•••••••• I••••••••• L••pooled vehicle sponsorn
- A•••••••• I••••••••• L••pooled vehicle sponsorn
- A•••••••• I••••••••• L••pooled vehicle sponsorn
- A••••••• I••••••••• L••pooled vehicle sponsorn
- A•••••••• I••••••••• L••pooled vehicle sponsorn
- A•••••••• I••••••••• L••pooled vehicle sponsorn
- A••••••• I••••••••• L••pooled vehicle sponsorn
- A••••••••• I••••••••• L••pooled vehicle sponsorn
- A••••••••• 2•••• L••pooled vehicle sponsorn
- A••••••• I••••••••• L••pooled vehicle sponsorn
- C•• E••••• I••••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Dallas, TX1 employees
What changed
consecutive filings, newest first
- Accounts · 11 to 12Mar 31, 2025 to Mar 30, 2026
- Pooled vehicle clients · 11 to 12Mar 31, 2025 to Mar 30, 2026
- Assets in custody · $1.3M to $19,990Mar 31, 2025 to Mar 30, 2026
- Private funds · 11 to 12Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $328M to $458MMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $328M to $458MMar 31, 2025 to Mar 30, 2026
- RAUM · $328M to $458MMar 31, 2025 to Mar 30, 2026
- Accounts · 15 to 11Jun 24, 2024 to Mar 31, 2025
- Pooled vehicle clients · 15 to 11Jun 24, 2024 to Mar 31, 2025
- Assets in custody · $0 to $1.3MJun 24, 2024 to Mar 31, 2025
- Custody of client assets · false to trueJun 24, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Jun 24, 2024 to Mar 31, 2025
- Private funds · 15 to 11Jun 24, 2024 to Mar 31, 2025
- Discretionary RAUM · $181M to $328MJun 24, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $181M to $328MJun 24, 2024 to Mar 31, 2025
- RAUM · $181M to $328MJun 24, 2024 to Mar 31, 2025
- Accounts · 18 to 15Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 18 to 15Mar 31, 2023 to Mar 29, 2024
- Private funds · 18 to 15Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $192M to $181MMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $192M to $181MMar 31, 2023 to Mar 29, 2024
- RAUM · $192M to $181MMar 31, 2023 to Mar 29, 2024
- Accounts · 15 to 18Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 15 to 18Mar 31, 2022 to Mar 31, 2023
- Employees · 8 to 9Mar 31, 2022 to Mar 31, 2023
- Private funds · 15 to 18Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $412M to $192MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $412M to $192MMar 31, 2022 to Mar 31, 2023
- RAUM · $412M to $192MMar 31, 2022 to Mar 31, 2023
- Advisory employees · 5 to 8Jun 30, 2021 to Mar 31, 2022
- Employees · 10 to 8Jun 30, 2021 to Mar 31, 2022
- Private funds · 30 to 15Jun 30, 2021 to Mar 31, 2022
- Discretionary RAUM · $299M to $412MJun 30, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $299M to $412MJun 30, 2021 to Mar 31, 2022
- RAUM · $299M to $412MJun 30, 2021 to Mar 31, 2022
Signals
5 dated events
- A•••• C•••••• P••••••• reported RAUM $458.4M, up 40% from $328.0M (2025-03-31 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- A•••• C•••••• P••••••• reported RAUM $328.0M, up 81% from $181.1M (2024-06-24 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- A•••• C•••••• P••••••• reported RAUM $192.4M, down 53% from $412.4M (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- A•••• C•••••• P••••••• reported RAUM $412.4M, up 38% from $299.4M (2021-06-30 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- A•••• C•••••• P••••••• filed its initial SEC registration (Form ADV)Jun 30, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•••• C•••••• P••••••• · Independent Sponsorsshared crd · capital_provider
- A•••• C•••••• P••••••• · Private Equityshared crd · organization
- A•••• C•••••• P••••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (817) 877-4458reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026