DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Wedgewood Partners, Inc.
Latest filing Mar 12, 2026
First filing on the tape Mar 12, 2012 · 36 filings
SEC status approved since Apr 1, 1988
RAUM
$561M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
69%
$386M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$140M
derived; firm RAUM over IAPD count
Employees
10
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$561M as of Mar 12, 2026
Mar 12, 2012$1.0B then
HNW client RAUM$264M as of Mar 12, 2026
Feb 9, 2018$429M then
State-registered IARs (5.B.3)4 as of Mar 12, 2026
Mar 15, 20134 then
Employees (5.A)10 as of Mar 12, 2026
Mar 15, 201317 then
Private funds: no history
RAUM +3.9% over the last fiscal year-3.3% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $140MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 83derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 7.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.3%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$264M49%
- Individuals$122M23%
- Corporations and businesses$82.5M15%
- Charitable organizations$36.9M6.9%
- Investment companies$28.2M5.3%
- Pension and profit-sharing plans$2.7M0.5%
- Individual clients
- 186reported
- HNW clients
- 145reported
- Pension plan clients
- 5reported
- Charitable clients
- 16reported
- Accounts
- 389reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $138M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.69 fund_share=0.05 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David Alan RolfeChartered Financial Analyst | St Louis, Mo | Jun 15, 1992 | 34 y | 0 |
| Michael Xavier QuigleyChartered Financial Analyst | St Louis, Mo | Apr 7, 2006 | 24 y | 0 |
| Steven Daniel Kaufmann | St Louis, Mo | May 25, 2009 | 20 y | 0 |
| Christopher Thomas JersanChartered Financial Analyst | St Louis, Mo | Dec 9, 2021 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Anthony Lawrence Guerrerio to Litman Gregory Wealth Management, LLCAug 7, 2023 · RIA to RIA
- Jason Jareth Siedle to Litman Gregory Wealth Management, LLCAug 7, 2023 · RIA to RIA
Joined, latest
none on the tape
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Litman Gregory Wealth Management, LLCAug 7, 2023 · St Louis, Mo
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lawrence Anthony Guerrerio · Trustee Of Anthony L. Guerrerio Revocable Trustcontrolsince 08/2023 · owns 25% to 50%
- F. Joanne Guerrerio · Trustee Of Guerrerio 2012 Family Trustcontrolsince 08/2023 · owns 25% to 50%
- Alan David Rolfe · Chief Investment Officer, Voting Membercontrolsince 05/1992 · owns 25% to 50%
- Mccormick William Thomas · Ceo, President, Cco, Chairman, And Voting Membercontrolsince 08/2023 · owns 5% to 10%
- Xavier Michael Quigley · Trustee Of Michael Xavier Quigley Trustsince 01/2015 · owns less than 5%
- Alan Mordecai Schaja · Trustee Of Riverpark Advisors, LLCsince 07/2013 · owns 5% to 10%
Entity owners
- Anthony L. Guerrerio Revocable Trust · Voting Memberdirect · owns less than 5%
- Guerrerio 2012 Family Trust · Voting Memberdirect · owns 25% to 50%
- Michael Xavier Quigley Trust · Memberdirect · owns less than 5%
- Riverpark Advisors LLC · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St Louis, Mo · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 388 to 389Feb 26, 2025 to Mar 12, 2026
- Corporate clients · 30 to 32Feb 26, 2025 to Mar 12, 2026
- HNW clients · 139 to 145Feb 26, 2025 to Mar 12, 2026
- Individual clients · 193 to 186Feb 26, 2025 to Mar 12, 2026
- Employees · 11 to 10Feb 26, 2025 to Mar 12, 2026
- Discretionary RAUM · $540M to $561MFeb 26, 2025 to Mar 12, 2026
- HNW RAUM · $227M to $264MFeb 26, 2025 to Mar 12, 2026
- Individual RAUM · $132M to $122MFeb 26, 2025 to Mar 12, 2026
- Pension RAUM · $2.4M to $2.7MFeb 26, 2025 to Mar 12, 2026
- RAUM · $540M to $561MFeb 26, 2025 to Mar 12, 2026
- Wrap assets (manager) · $169M to $138MFeb 26, 2025 to Mar 12, 2026
- Accounts · 380 to 388Mar 15, 2024 to Feb 26, 2025
- Charity clients · 15 to 16Mar 15, 2024 to Feb 26, 2025
- Corporate clients · 29 to 30Mar 15, 2024 to Feb 26, 2025
- HNW clients · 135 to 139Mar 15, 2024 to Feb 26, 2025
- Individual clients · 189 to 193Mar 15, 2024 to Feb 26, 2025
- Pension plan clients · 7 to 5Mar 15, 2024 to Feb 26, 2025
- Financial planning clients · unset to Mar 15, 2024 to Feb 26, 2025
- Discretionary RAUM · $465M to $540MMar 15, 2024 to Feb 26, 2025
- HNW RAUM · $199M to $227MMar 15, 2024 to Feb 26, 2025
- Individual RAUM · $117M to $132MMar 15, 2024 to Feb 26, 2025
- Pension RAUM · $2.7M to $2.4MMar 15, 2024 to Feb 26, 2025
- RAUM · $465M to $540MMar 15, 2024 to Feb 26, 2025
- Wrap assets (manager) · $143M to $169MMar 15, 2024 to Feb 26, 2025
- Accounts · 540 to 380Nov 2, 2023 to Mar 12, 2024
- Advisory employees · 4 to 3Nov 2, 2023 to Mar 12, 2024
- Charity clients · 16 to 15Nov 2, 2023 to Mar 12, 2024
- Corporate clients · 39 to 29Nov 2, 2023 to Mar 12, 2024
- HNW clients · 182 to 135Nov 2, 2023 to Mar 12, 2024
- Individual clients · 290 to 189Nov 2, 2023 to Mar 12, 2024
- Pension plan clients · 8 to 7Nov 2, 2023 to Mar 12, 2024
- Assets in custody · 257079364.0 to unsetNov 2, 2023 to Mar 12, 2024
- Custody of client assets · true to falseNov 2, 2023 to Mar 12, 2024
- Employees · 13 to 11Nov 2, 2023 to Mar 12, 2024
- State-registered IARs · 7 to 4Nov 2, 2023 to Mar 12, 2024
- Discretionary RAUM · $619M to $465MNov 2, 2023 to Mar 12, 2024
- HNW RAUM · $267M to $199MNov 2, 2023 to Mar 12, 2024
- Individual RAUM · $193M to $117MNov 2, 2023 to Mar 12, 2024
- Pension RAUM · $2.3M to $2.7MNov 2, 2023 to Mar 12, 2024
- RAUM · $619M to $465MNov 2, 2023 to Mar 12, 2024
Signals
9 dated events
- Wedgewood Partners, Inc. reported RAUM $464.6M, down 25% from $619.5M (2023-11-02 to 2024-03-12)Mar 12, 2024 · RAUM change · derived
- F. Joanne Guerrerio (Trustee Of Guerrerio 2012 Family Trust) appeared on Schedule A of Wedgewood Partners, Inc.Aug 23, 2023 · Control person joined · fact
- Anthony Lawrence Guerrerio left Wedgewood Partners, Inc. for Litman Gregory Wealth Management, Llc (registered 2023-08-11)Aug 7, 2023 · Advisor changed firm · fact
- Jason Jareth Siedle left Wedgewood Partners, Inc. for Litman Gregory Wealth Management, Llc (registered 2023-08-11)Aug 7, 2023 · Advisor changed firm · fact
- 2 advisors left Wedgewood Partners, Inc. (ST Louis, MO) for Litman Gregory Wealth Management, LLC on the same dayAug 7, 2023 · Team lift-out · derived
- Wedgewood Partners, Inc. reported RAUM $619.5M, down 26% from $838.1M (2022-10-31 to 2023-03-16)Mar 16, 2023 · RAUM change · derived
- Wedgewood Partners, Inc. reported RAUM $780.4M, down 51% from $1.6B (2019-10-22 to 2020-03-06)Mar 6, 2020 · RAUM change · derived
- Wedgewood Partners, Inc. reported RAUM $1.6B, down 39% from $2.6B (2018-10-24 to 2019-02-11)Feb 11, 2019 · RAUM change · derived
- Wedgewood Partners, Inc. reported RAUM $2.6B, down 40% from $4.4B (2017-02-08 to 2018-02-09)Feb 9, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Wedgewood Partners · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business phone
- 314-567-0191reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 314-567-6407reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/wedgewood-partners-increportedpublic record, Form ADV, Sep 17, 2026
- Website
- WEDGEWOODPARTNERS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 314-567-6407reportedpublic record, Form ADV, Mar 12, 2026
- Contact form
- wedgewoodpartners.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- wedgewoodpartners.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $140Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026