DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I•• G•••• I••••••••• M••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jul 26, 2016 · 17 filings
SEC status approved since Aug 17, 2020
RAUM
$216M
reported, Item 5.F
Discretionary
77%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$216M as of Mar 31, 2026
Mar 19, 2021$238M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 19, 20210 then
Employees (5.A)6 as of Mar 31, 2026
Mar 19, 20219 then
Private funds4 as of Mar 31, 2026
Mar 19, 20213 then
RAUM -6.9% over the last fiscal year-6.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $27.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 77%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -6.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$166M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.77 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I•• G•••• F••• I•• L••• | Private Equity Fund | $91.7M | 21 | Feb 10, 2020 |
| I•• G•••• F••• I••• L••• | Private Equity Fund | $54.1M | 17 | Jul 16, 2020 |
| I•• U••• L•••• M•• M••••• F•••• L••• | Private Equity Fund | $23.2M | 39 | Mar 19, 2021 |
| I•• F••• I•• • S••• L• | Private Equity Fund | $16.7M | 14 | Mar 27, 2024 |
Owners and control persons
Schedule A and B, latest filing
- C•••••••• D•••• · Chief Compliance Officercontrolsince 11/2024 · owns less than 5%
- D••• M••••• T••••• N•• · Managing Membercontrolsince 03/2020 · owns 10% to 25%
- F••••••• C••••••••• N•• · Managing Membercontrolsince 07/2016 · owns 75% or more
Related persons
Schedule D 7.A
- I•• G•••• F••• I• G•• L••pooled vehicle sponsorn
- I•• G•••• F••• I•• G•• L••pooled vehicle sponsorn
- I•• U••• L•••• M•• M••••• F••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 4 to 5Mar 31, 2025 to Mar 31, 2026
- Employees · 5 to 6Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $182M to $166MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $182M to $166MMar 31, 2025 to Mar 31, 2026
- RAUM · $232M to $216MMar 31, 2025 to Mar 31, 2026
- Advisory employees · 5 to 4Nov 21, 2024 to Mar 31, 2025
- Employees · 6 to 5Nov 21, 2024 to Mar 31, 2025
- Financial planning clients · unset to Nov 21, 2024 to Mar 31, 2025
- Discretionary RAUM · $186M to $182MNov 21, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $186M to $182MNov 21, 2024 to Mar 31, 2025
- RAUM · $236M to $232MNov 21, 2024 to Mar 31, 2025
- Advisory employees · 4 to 5Mar 27, 2024 to Sep 18, 2024
- Employees · 5 to 6Mar 27, 2024 to Sep 18, 2024
- Discretionary RAUM · $189M to $186MMar 27, 2024 to Sep 18, 2024
- Pooled vehicle RAUM · $189M to $186MMar 27, 2024 to Sep 18, 2024
- RAUM · $239M to $236MMar 27, 2024 to Sep 18, 2024
- Advisory employees · 6 to 4Mar 31, 2023 to Mar 27, 2024
- Advisory activities · 1 to 2Mar 31, 2023 to Mar 27, 2024
- Employees · 6 to 5Mar 31, 2023 to Mar 27, 2024
- Private funds · 3 to 4Mar 31, 2023 to Mar 27, 2024
- Discretionary RAUM · $213M to $189MMar 31, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $213M to $189MMar 31, 2023 to Mar 27, 2024
- RAUM · $263M to $239MMar 31, 2023 to Mar 27, 2024
- Employees · 7 to 6Apr 29, 2022 to Mar 31, 2023
- Discretionary RAUM · $199M to $213MApr 29, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $199M to $213MApr 29, 2022 to Mar 31, 2023
- RAUM · $249M to $263MApr 29, 2022 to Mar 31, 2023
- Discretionary RAUM · $199M to $199MMar 30, 2022 to Apr 29, 2022
- Pooled vehicle RAUM · $199M to $199MMar 30, 2022 to Apr 29, 2022
- RAUM · $249M to $249MMar 30, 2022 to Apr 29, 2022
- Advisory employees · 8 to 6Sep 13, 2021 to Mar 30, 2022
- Employees · 9 to 7Sep 13, 2021 to Mar 30, 2022
- Financial planning clients · 1-10 to unsetSep 13, 2021 to Mar 30, 2022
- Discretionary RAUM · $188M to $199MSep 13, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $188M to $199MSep 13, 2021 to Mar 30, 2022
- RAUM · $238M to $249MSep 13, 2021 to Mar 30, 2022
- Related adviser · true to falseSep 13, 2021 to Mar 30, 2022
- HQ city · IRVING to DALLASMar 19, 2021 to May 4, 2021
- Accounts · 2 to 8Sep 22, 2020 to Mar 19, 2021
- Advisory employees · 10 to 8Sep 22, 2020 to Mar 19, 2021
Signals
9 dated events
- D•••• C••••••• (Chief Compliance Officer) appeared on Schedule A of I•• G•••• I••••••••• M••••••• L••Nov 21, 2024 · Control person joined · fact
- I•• G•••• I••••••••• M••••••• L•• reported RAUM $238.1M, up 84% from $129.1M (2020-09-22 to 2021-03-19)Mar 19, 2021 · RAUM change · derived
- Thomas Michael Dickson (Chief Compliance Officer) no longer on Schedule A of I•• G•••• I••••••••• M••••••• L•• (listed 2020-09-22, absent 2021-03-19)Mar 19, 2021 · Control person left · inference
- Thomas Michael Dickson (Chief Compliance Officer) appeared on Schedule A of I•• G•••• I••••••••• M••••••• L••Jul 16, 2020 · Control person joined · fact
- Nmn Tomas Diaz Mathe (Managing Member) appeared on Schedule A of I•• G•••• I••••••••• M••••••• L••Jul 16, 2020 · Control person joined · fact
- Nmn David Nunez De La Fuente (Managing Member) no longer on Schedule A of I•• G•••• I••••••••• M••••••• L•• (listed 2016-08-12, absent 2020-07-16)Jul 16, 2020 · Control person left · inference
- Nmn Alberto Martin Soberon (Managing Member) no longer on Schedule A of I•• G•••• I••••••••• M••••••• L•• (listed 2016-08-12, absent 2020-07-16)Jul 16, 2020 · Control person left · inference
- Luis Jose Aceves-Giron (Chief Compliance Officer) no longer on Schedule A of I•• G•••• I••••••••• M••••••• L•• (listed 2016-08-12, absent 2020-07-16)Jul 16, 2020 · Control person left · inference
- I•• G•••• I••••••••• M••••••• L•• filed its initial SEC registration (Form ADV)Jul 16, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- I•• G•••• I••••••••• M••••••• L•• · Independent Sponsorsshared crd · capital_provider
- I•• G•••• I••••••••• M••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/icpgpreportedpublic record, Form ADV, Sep 18, 2026
- Website
- i••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 469-747-1700reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- ASSET M••••••deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026