DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•••••• P•••• C••••••
Legal name H•••••• P•••• M••••••••• L•
Latest filing Mar 30, 2026
First filing on the tape Jun 25, 2019 · 12 filings
SEC status approved since Aug 9, 2019
RAUM
$302M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$302M as of Mar 30, 2026
Mar 25, 2020$592M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 25, 20200 then
Employees (5.A)4 as of Mar 30, 2026
Mar 25, 20204 then
Private funds4 as of Mar 30, 2026
Mar 25, 20203 then
RAUM +41% over the last fiscal year-28% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $75.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +41%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $302M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$302M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $302M for 4 clientsreported
- Compensation
- fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O•• I••••••••• L••no longer reported | Private Equity Fund | $525M | 5 | May 1, 2015 |
| H•••••• I•••••••• L•• | Private Equity Fund | $86.0M | 37 | Mar 30, 2022 |
| H••••• I••••••••• L•• | Private Equity Fund | $53.3M | 28 | Mar 27, 2019 |
| H•••••• I••••••••• L•• | Private Equity Fund | $33.8M | 25 | Mar 30, 2017 |
| H•••••• I•••••••• L•• | Private Equity Fund | $20.3M | 6 | Mar 25, 2021 |
| N••••••• H•••••• P•••• S•• L•• | Private Equity Fund | $440,847 | 6 | Dec 3, 2020 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• B•••• D•••••• · Limited Partnercontrolsince 10/2014 · owns 50% to 75%
- J•••••• R•••••• •••• · Limited Partner And Ccocontrolsince 10/2014 · owns 50% to 75%
- B•••••••• B•••• D•••••• · Managing Membercontrolsince 10/2014 · owns 50% to 75% of H•• G• L••
- J•••••• R•••••• •••• · Managing Membercontrolsince 10/2014 · owns 50% to 75% of H•• G• L••
Entity owners
- H•• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $212M to $302MMar 27, 2025 to Mar 30, 2026
- Discretionary RAUM · $214M to $302MMar 27, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $214M to $302MMar 27, 2025 to Mar 30, 2026
- RAUM · $214M to $302MMar 27, 2025 to Mar 30, 2026
- Accounts · 6 to 4Mar 28, 2024 to Mar 27, 2025
- Pooled vehicle clients · 6 to 4Mar 28, 2024 to Mar 27, 2025
- Assets in custody · unset to 211729838.0Mar 28, 2024 to Mar 27, 2025
- Custody of client assets · false to trueMar 28, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 27, 2025
- Private funds · 5 to 4Mar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $214M to $214MMar 28, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $440,847 to $0Mar 28, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $215M to $214MMar 28, 2024 to Mar 27, 2025
- RAUM · $215M to $214MMar 28, 2024 to Mar 27, 2025
- Advisory employees · 5 to 4Mar 30, 2023 to Mar 28, 2024
- Employees · 5 to 4Mar 30, 2023 to Mar 28, 2024
- HQ city · GREENWICH to DARIENMar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $195M to $214MMar 30, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $630M to $440,847Mar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $825M to $215MMar 30, 2023 to Mar 28, 2024
- RAUM · $825M to $215MMar 30, 2023 to Mar 28, 2024
- Accounts · 5 to 6Feb 1, 2023 to Mar 30, 2023
- Advisory employees · 4 to 5Feb 1, 2023 to Mar 30, 2023
- Pooled vehicle clients · 5 to 6Feb 1, 2023 to Mar 30, 2023
- Employees · 4 to 5Feb 1, 2023 to Mar 30, 2023
- Discretionary RAUM · $176M to $195MFeb 1, 2023 to Mar 30, 2023
- Non-discretionary RAUM · $1.2B to $630MFeb 1, 2023 to Mar 30, 2023
- Pooled vehicle RAUM · $1.4B to $825MFeb 1, 2023 to Mar 30, 2023
- RAUM · $1.4B to $825MFeb 1, 2023 to Mar 30, 2023
- Accounts · 4 to 5Mar 25, 2021 to Mar 30, 2022
- Advisory employees · 5 to 4Mar 25, 2021 to Mar 30, 2022
- Pooled vehicle clients · 4 to 5Mar 25, 2021 to Mar 30, 2022
- Employees · 5 to 4Mar 25, 2021 to Mar 30, 2022
- Private funds · 4 to 5Mar 25, 2021 to Mar 30, 2022
- Discretionary RAUM · $76.8M to $176MMar 25, 2021 to Mar 30, 2022
- Non-discretionary RAUM · $2.5B to $1.2BMar 25, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $2.5B to $1.4BMar 25, 2021 to Mar 30, 2022
- RAUM · $2.5B to $1.4BMar 25, 2021 to Mar 30, 2022
- Accounts · 3 to 4Dec 3, 2020 to Mar 25, 2021
- Pooled vehicle clients · 3 to 4Dec 3, 2020 to Mar 25, 2021
Signals
6 dated events
- H•••••• P•••• C•••••• reported RAUM $214.5M, down 74% from $825.3M (2023-03-30 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- H•••••• P•••• C•••••• reported RAUM $825.3M, down 40% from $1.4B (2023-02-01 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- H•••••• P•••• C•••••• reported RAUM $1.4B, down 45% from $2.5B (2021-03-25 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- H•••••• P•••• C•••••• reported RAUM $2.5B, up 318% from $591.8M (2020-08-26 to 2020-12-03)Dec 3, 2020 · RAUM change · derived
- H•••••• P•••• C•••••• reported RAUM $591.8M, up 152% from $235.2M (2019-06-25 to 2020-03-25)Mar 25, 2020 · RAUM change · derived
- H•••••• P•••• C•••••• filed its initial SEC registration (Form ADV)Jun 25, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- H•••••• P•••• C•••••• · Independent Sponsorsshared crd · capital_provider
- H•••••• P•••• C•••••• · Private Equityshared crd · organization
- H•••••• P•••• C•••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- H••••••P••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 646-681-4600reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026