DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

R•••••• C•••••• A•••••••• L••

Former SEC-registered adviserNew York, New YorkCRD 226548SEC 801-96232IAPD
Latest filing Mar 31, 2019
First filing on the tape Apr 27, 2015 · 5 filings
RAUM
$58.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
42%
$24.2M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
$33.8M gross assets
History
5 filings and snapshots on the tape
RAUM$58.0M as of Mar 31, 2019
Mar 29, 2016$32.0M then
HNW client RAUM$24.2M as of Mar 31, 2019
Mar 31, 2018$15.4M then
State-registered IARs (5.B.3)0 as of Mar 31, 2019
Mar 29, 20160 then
Employees (5.A)4 as of Mar 31, 2019
Mar 29, 20163 then
Private funds1 as of Mar 31, 2019
Mar 29, 20161 then
RAUM +18% over the last fiscal year+22% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$12.1MderivedHNW RAUM over HNW clients
Average account
$29.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+18%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
+0.0%derived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$33.8M58%
  • High-net-worth individuals$24.2M42%
Individual clients
0reported
HNW clients
2reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      R•••••• C•••••• F••• I• L•Hedge Fund$95.2M41Apr 27, 2015
      Owners and control persons
      Schedule A and B, latest filing
      • R••••••• M••••••• T••••• · Managing Member, Ccocontrol
        since 04/2013 · owns 75% or more
      Related persons
      Schedule D 7.A
      • R•••••• F••• M••••••••• L••
        pooled vehicle sponsorn
      • R•••••• F••• M••••••••• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Employees · 3 to 4
        Mar 31, 2018 to Mar 31, 2019
      • Discretionary RAUM · $49.2M to $58.0M
        Mar 31, 2018 to Mar 31, 2019
      • HNW RAUM · $15.4M to $24.2M
        Mar 31, 2018 to Mar 31, 2019
      • Pooled vehicle RAUM · $33.9M to $33.8M
        Mar 31, 2018 to Mar 31, 2019
      • RAUM · $49.2M to $58.0M
        Mar 31, 2018 to Mar 31, 2019
      • Charity clients · unset to 0.0
        Apr 3, 2017 to Mar 31, 2018
      • Corporate clients · unset to 0.0
        Apr 3, 2017 to Mar 31, 2018
      • HNW clients · unset to 2.0
        Apr 3, 2017 to Mar 31, 2018
      • Individual clients · unset to 0.0
        Apr 3, 2017 to Mar 31, 2018
      • Pension plan clients · unset to 0.0
        Apr 3, 2017 to Mar 31, 2018
      • Pooled vehicle clients · unset to 1.0
        Apr 3, 2017 to Mar 31, 2018
      • Assets in custody · 25700000.0 to unset
        Apr 3, 2017 to Mar 31, 2018
      • Custody of client assets · true to false
        Apr 3, 2017 to Mar 31, 2018
      • Other offices · unset to 1.0
        Apr 3, 2017 to Mar 31, 2018
      • Discretionary RAUM · $40.0M to $49.2M
        Apr 3, 2017 to Mar 31, 2018
      • HNW RAUM · unset to 15351206.0
        Apr 3, 2017 to Mar 31, 2018
      • Pooled vehicle RAUM · unset to 33893414.0
        Apr 3, 2017 to Mar 31, 2018
      • RAUM · $40.0M to $49.2M
        Apr 3, 2017 to Mar 31, 2018
      • Assets in custody · $20.9M to $25.7M
        Mar 29, 2016 to Apr 3, 2017
      • Discretionary RAUM · $32.0M to $40.0M
        Mar 29, 2016 to Apr 3, 2017
      • RAUM · $32.0M to $40.0M
        Mar 29, 2016 to Apr 3, 2017
      • Advisory employees · 0 to 3
        Apr 27, 2015 to Mar 29, 2016
      • Assets in custody · $0 to $20.9M
        Apr 27, 2015 to Mar 29, 2016
      • Employees · 1 to 3
        Apr 27, 2015 to Mar 29, 2016
      • Discretionary RAUM · $25.0M to $32.0M
        Apr 27, 2015 to Mar 29, 2016
      • RAUM · $25.0M to $32.0M
        Apr 27, 2015 to Mar 29, 2016
      Signals
      1 dated events
      • R•••••• C•••••• A•••••••• L•• filed its initial SEC registration (Form ADV)
        Apr 27, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/roberts-capital-advisorsreportedpublic record, Form ADV, Sep 19, 2026
      Website
      robertscapital.comreportedpublic record, Form ADV, Sep 19, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026