DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

R•• A••••• I••••••••• S•••

Asset manager (funds and pooled vehicles)Geneva, CRD 226589SEC 801-106801website IAPD

Latest filing Mar 31, 2026

First filing on the tape Oct 12, 2015 · 24 filings

SEC status approved since Nov 3, 2015

RAUM

$2.4B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

6 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

24 filings and snapshots on the tape

RAUM$2.4B as of Mar 31, 2026

Mar 31, 2016$3.6B then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 31, 2026

Mar 31, 20160 then

Employees (5.A)29 as of Mar 31, 2026

Mar 31, 201630 then

Private funds1 as of Apr 12, 2023

Mar 31, 20163 then

RAUM +42% over the last fiscal year+8.4% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 31, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $184MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +42%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$2.4B100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 13reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

4 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
R•• ••••••• S••••••••• E••••••• M•••••• E••••••• M••••• F••• L••no longer reported	Hedge Fund	$84.7M	5	Oct 12, 2015
R•• S••••••••• I•• F•••	Hedge Fund	$13.5M	20	Aug 30, 2019
R•• ••••••• S••••••••• L•• E••••••• E••••••• M••••• F••• L••no longer reported	Hedge Fund	$9.3M	10	Oct 12, 2015
R•• ••••••• S••••••••• E••••••• E••••••• M••••• F••• L••no longer reported	Hedge Fund	$0	0	Oct 12, 2015

Owners and control persons

Schedule A and B, latest filing

A••••• M•••••••• R••••• · Executive Officercontrol
since 05/2022 · owns less than 5%
B•••••• S•••••••• P••••••• M••• · Directorcontrol
since 07/2021 · owns less than 5%
C••••••• C•••••••• P•••• · Executive Officercontrol
since 05/2022 · owns less than 5%
G•••••••• F•••• · Chief Executive Officer, Directorcontrol
since 02/2018 · owns less than 5%
H••••••••• E•••••••• M•••••• · Executive Officer, Directorcontrol
since 03/2007 · owns less than 5%
L••••••• L••••••• J••••• F••••••• · Chief Compliance Officer, Head Of Legalcontrol
since 04/2011 · owns less than 5%
M••••••• A••••• · Directorcontrol
since 02/2018 · owns less than 5%
T••••• F•••••••• N•••• L•••• · Directorcontrol
since 11/2022 · owns less than 5%
Y••••• A••••••••• V••••••• · Directorcontrol
since 02/2018 · owns less than 5%

Entity owners

M••••••••• B•••• D• C•••••• F••••••••• S•••• · Shareholder
direct · owns 50% to 75%

Related persons

Schedule D 7.A

M••••••••• • B•••• D• C•••••• F••••••••• S•••••
broker-dealerinvestment advisery

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 11 to 13
Sep 29, 2025 to Mar 31, 2026
Advisory employees · 10 to 6
Sep 29, 2025 to Mar 31, 2026
Pooled vehicle clients · 11 to 13
Sep 29, 2025 to Mar 31, 2026
Employees · 30 to 29
Sep 29, 2025 to Mar 31, 2026
Discretionary RAUM · $22B to $2.4B
Sep 29, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $22B to $2.4B
Sep 29, 2025 to Mar 31, 2026
RAUM · $22B to $2.4B
Sep 29, 2025 to Mar 31, 2026
Accounts · 12 to 11
Mar 26, 2025 to Sep 29, 2025
Pooled vehicle clients · 12 to 11
Mar 26, 2025 to Sep 29, 2025
Discretionary RAUM · $1.7B to $22B
Mar 26, 2025 to Sep 29, 2025
Pooled vehicle RAUM · $1.7B to $22B
Mar 26, 2025 to Sep 29, 2025
RAUM · $1.7B to $22B
Mar 26, 2025 to Sep 29, 2025
Employees · 33 to 30
Mar 27, 2024 to Mar 26, 2025
Financial planning clients · unset to
Mar 27, 2024 to Mar 26, 2025
HQ state · unset to
Mar 27, 2024 to Mar 26, 2025
Discretionary RAUM · $1.6B to $1.7B
Mar 27, 2024 to Mar 26, 2025
Pooled vehicle RAUM · $1.6B to $1.7B
Mar 27, 2024 to Mar 26, 2025
RAUM · $1.6B to $1.7B
Mar 27, 2024 to Mar 26, 2025
Accounts · 16 to 12
Apr 12, 2023 to Mar 27, 2024
Pooled vehicle clients · 16 to 12
Apr 12, 2023 to Mar 27, 2024
Employees · 35 to 33
Apr 12, 2023 to Mar 27, 2024
Private funds · 1 to unset
Apr 12, 2023 to Mar 27, 2024
Discretionary RAUM · $1.9B to $1.6B
Apr 12, 2023 to Mar 27, 2024
Pooled vehicle RAUM · $1.9B to $1.6B
Apr 12, 2023 to Mar 27, 2024
RAUM · $1.9B to $1.6B
Apr 12, 2023 to Mar 27, 2024
Accounts · 15 to 16
Apr 7, 2022 to Apr 12, 2023
Advisory employees · 11 to 10
Apr 7, 2022 to Apr 12, 2023
Pooled vehicle clients · 15 to 16
Apr 7, 2022 to Apr 12, 2023
Discretionary RAUM · $2.3B to $1.9B
Apr 7, 2022 to Apr 12, 2023
Pooled vehicle RAUM · $2.3B to $1.9B
Apr 7, 2022 to Apr 12, 2023
RAUM · $2.3B to $1.9B
Apr 7, 2022 to Apr 12, 2023
Accounts · 13 to 15
May 17, 2021 to Apr 7, 2022
Pooled vehicle clients · 13 to 15
May 17, 2021 to Apr 7, 2022
Discretionary RAUM · $1.6B to $2.3B
May 17, 2021 to Apr 7, 2022
Pooled vehicle RAUM · $1.6B to $2.3B
May 17, 2021 to Apr 7, 2022
RAUM · $1.6B to $2.3B
May 17, 2021 to Apr 7, 2022
Private funds · 3 to 1
Apr 1, 2020 to Apr 1, 2021
Discretionary RAUM · $3.1B to $1.6B
Apr 1, 2020 to Apr 1, 2021
Pooled vehicle RAUM · $3.1B to $1.6B
Apr 1, 2020 to Apr 1, 2021
RAUM · $3.1B to $1.6B
Apr 1, 2020 to Apr 1, 2021

Signals

22 dated events

R•• A••••• I••••••••• S••• reported RAUM $2.4B, down 89% from $22.0B (2025-09-29 to 2026-03-31)
Mar 31, 2026 · RAUM change · derived
R•• A••••• I••••••••• S••• reported RAUM $22.0B, up 1207% from $1.7B (2025-03-26 to 2025-09-29)
Sep 29, 2025 · RAUM change · derived
R••••• T••••• (Director) no longer on Schedule A of R•• A••••• I••••••••• S••• (listed 2023-04-12, absent 2024-03-27)
Mar 27, 2024 · Control person left · inference
Gordon Andrew Fraser (Chief Executive Officer) no longer on Schedule A of R•• A••••• I••••••••• S••• (listed 2023-04-12, absent 2024-03-27)
Mar 27, 2024 · Control person left · inference
Thomas Schafbauer (Executive Officer) no longer on Schedule A of R•• A••••• I••••••••• S••• (listed 2023-04-12, absent 2024-03-27)
Mar 27, 2024 · Control person left · inference
Cristiano Paulo Cardoso (Executive Officer) appeared on Schedule A of R•• A••••• I••••••••• S•••
Apr 12, 2023 · Control person joined · fact
Regino Alonso Martinez (Executive Officer) appeared on Schedule A of R•• A••••• I••••••••• S•••
Apr 12, 2023 · Control person joined · fact
Thomas Schafbauer (Executive Officer) appeared on Schedule A of R•• A••••• I••••••••• S•••
Apr 12, 2023 · Control person joined · fact
Norma Ligia Torres Fentanes (Director) appeared on Schedule A of R•• A••••• I••••••••• S•••
Apr 12, 2023 · Control person joined · fact
Sebastien Philippe Marc Billot (Director) appeared on Schedule A of R•• A••••• I••••••••• S•••
Apr 12, 2023 · Control person joined · fact
R•• A••••• I••••••••• S••• reported RAUM $2.3B, up 41% from $1.6B (2021-05-17 to 2022-04-07)
Apr 7, 2022 · RAUM change · derived
Stanislas Michel Broch (Director) no longer on Schedule A of R•• A••••• I••••••••• S••• (listed 2021-05-17, absent 2022-04-07)
Apr 7, 2022 · Control person left · inference
Roberto Zito (Executive Officer) no longer on Schedule A of R•• A••••• I••••••••• S••• (listed 2021-05-17, absent 2022-04-07)
Apr 7, 2022 · Control person left · inference
Massimo Perona (Director) no longer on Schedule A of R•• A••••• I••••••••• S••• (listed 2021-05-17, absent 2022-04-07)
Apr 7, 2022 · Control person left · inference
Gordon Andrew Fraser (Chief Executive Officer) appeared on Schedule A of R•• A••••• I••••••••• S•••
Apr 7, 2022 · Control person joined · fact
Maxime Botti (Executive Officer, Director) no longer on Schedule A of R•• A••••• I••••••••• S••• (listed 2021-04-01, absent 2021-05-17)
May 17, 2021 · Control person left · inference
Benigne Marie Thomas Legouz De Saint-Seine (Chief Executive Officer, Director) no longer on Schedule A of R•• A••••• I••••••••• S••• (listed 2021-04-01, absent 2021-05-17)
May 17, 2021 · Control person left · inference
R•• A••••• I••••••••• S••• reported RAUM $1.6B, down 48% from $3.1B (2020-04-01 to 2021-04-01)
Apr 1, 2021 · RAUM change · derived
Benvenuto Francesco Coatti (Director) no longer on Schedule A of R•• A••••• I••••••••• S••• (listed 2019-08-30, absent 2020-04-01)
Apr 1, 2020 · Control person left · inference
R••••• T••••• (Director) appeared on Schedule A of R•• A••••• I••••••••• S•••
Apr 1, 2020 · Control person joined · fact
R•• A••••• I••••••••• S••• reported RAUM $3.3B, down 27% from $4.5B (2019-04-02 to 2019-08-30)
Aug 30, 2019 · RAUM change · derived
R•• A••••• I••••••••• S••• filed its initial SEC registration (Form ADV)
Oct 12, 2015 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: w••.r•••••.comreportedpublic record, Form ADV, Sep 19, 2026
Principal office phone: +41 58 726 8700reportedpublic record, Form ADV, Mar 31, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026