DFX Intelligence
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SEC-registered adviser
N•• W•••• C••••••• L•••
Latest filing Mar 27, 2026
First filing on the tape May 15, 2015 · 16 filings
SEC status approved since May 20, 2015
RAUM
$454M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$454M as of Mar 27, 2026
Mar 30, 2016$416M then
HNW client RAUM$0 as of Mar 27, 2026
Mar 30, 2023$0 then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 30, 20160 then
Employees (5.A)12 as of Mar 27, 2026
Mar 30, 20168 then
Private funds6 as of Mar 27, 2026
Mar 30, 20162 then
RAUM +27% over the last fiscal year+3.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $75.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $454M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$454M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $454M for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| N•• W•••• C•••••• P••••••• A••• L••• | Private Equity Fund | $109M | 41 | Mar 29, 2019 |
| N•• W•••• C•••••• P••••••• I•• L••• | Private Equity Fund | $86.3M | 15 | Apr 1, 2024 |
| N•• W•••• C•••••• P•••••••• L••• | Private Equity Fund | $81.6M | 177 | Jul 21, 2015 |
| N•• W•••• C•••••• P••••••• I•••• L••• | Private Equity Fund | $39.8M | 5 | Apr 1, 2024 |
| N•• A••• L••• | Private Equity Fund | $28.1M | 162 | Mar 31, 2017 |
| N•• P•• H•••••••• L•••no longer reported | Private Equity Fund | $20.2M | 187 | Jul 21, 2015 |
| N•• K•• C••••••••• L•••no longer reported | Private Equity Fund | $56,925 | 13 | Mar 26, 2018 |
| N•• R••• E••••• A••• L••• | Private Equity Fund | $0 | 41 | Mar 26, 2018 |
| N•• P••• L•••no longer reported | Private Equity Fund | $0 | 5 | Jul 21, 2015 |
Owners and control persons
Schedule A and B, latest filing
- M••••• G•••••• B•••• · Partnercontrolsince 05/2015 · owns 50% to 75%
- N••••••• J••••• H••••• · Managing Partner/Chief Compliance Officercontrolsince 05/2014 · owns 50% to 75%
- N••••••• J••••• H••••• · Managing Partnercontrolsince 05/2014 · owns 50% to 75% of N•• W•••• C•••••• G•• L••
- M••••• G•••••• B•••• · Partnersince 05/2015 · owns 50% to 75% of N•• W•••• C•••••• G•• L••
Entity owners
- N•• W•••• C•••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- N•• P••••••• G• A••• L•••pooled vehicle sponsorn
- N•• P••••••• G• I•• L•••pooled vehicle sponsorn
- N•• P••••••• G•• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $357M to $454MApr 2, 2025 to Mar 27, 2026
- Discretionary RAUM · $357M to $454MApr 2, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $357M to $454MApr 2, 2025 to Mar 27, 2026
- RAUM · $357M to $454MApr 2, 2025 to Mar 27, 2026
- Assets in custody · $470M to $357MApr 1, 2024 to Apr 2, 2025
- Financial planning clients · unset to Apr 1, 2024 to Apr 2, 2025
- Discretionary RAUM · $470M to $357MApr 1, 2024 to Apr 2, 2025
- Pooled vehicle RAUM · $470M to $357MApr 1, 2024 to Apr 2, 2025
- RAUM · $470M to $357MApr 1, 2024 to Apr 2, 2025
- Accounts · 1 to 6Mar 30, 2023 to Apr 1, 2024
- Pooled vehicle clients · 1 to 6Mar 30, 2023 to Apr 1, 2024
- Assets in custody · $406M to $470MMar 30, 2023 to Apr 1, 2024
- Private funds · 4 to 6Mar 30, 2023 to Apr 1, 2024
- Discretionary RAUM · $406M to $470MMar 30, 2023 to Apr 1, 2024
- Pooled vehicle RAUM · $406M to $470MMar 30, 2023 to Apr 1, 2024
- RAUM · $406M to $470MMar 30, 2023 to Apr 1, 2024
- Charity clients · unset to 0.0Mar 30, 2022 to Mar 30, 2023
- Corporate clients · unset to 0.0Mar 30, 2022 to Mar 30, 2023
- HNW clients · unset to 0.0Mar 30, 2022 to Mar 30, 2023
- Individual clients · unset to 0.0Mar 30, 2022 to Mar 30, 2023
- Pension plan clients · unset to 0.0Mar 30, 2022 to Mar 30, 2023
- HNW RAUM · unset to 0.0Mar 30, 2022 to Mar 30, 2023
- Individual RAUM · unset to 0.0Mar 30, 2022 to Mar 30, 2023
- Pension RAUM · unset to 0.0Mar 30, 2022 to Mar 30, 2023
- Advisory employees · 11 to 12Mar 30, 2021 to Mar 30, 2022
- Employees · 11 to 12Mar 30, 2021 to Mar 30, 2022
- Accounts · 2 to 1Mar 31, 2020 to Mar 30, 2021
- Advisory employees · 12 to 11Mar 31, 2020 to Mar 30, 2021
- Pooled vehicle clients · 2 to 1Mar 31, 2020 to Mar 30, 2021
- Assets in custody · $459M to $406MMar 31, 2020 to Mar 30, 2021
- Employees · 12 to 11Mar 31, 2020 to Mar 30, 2021
- Private funds · 5 to 4Mar 31, 2020 to Mar 30, 2021
- Discretionary RAUM · $459M to $406MMar 31, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $459M to $406MMar 31, 2020 to Mar 30, 2021
- RAUM · $459M to $406MMar 31, 2020 to Mar 30, 2021
- Accounts · 3 to 2Mar 29, 2019 to Mar 31, 2020
- Pooled vehicle clients · 3 to 2Mar 29, 2019 to Mar 31, 2020
- Assets in custody · $416M to $459MMar 29, 2019 to Mar 31, 2020
- Private funds · 6 to 5Mar 29, 2019 to Mar 31, 2020
- Discretionary RAUM · $466M to $459MMar 29, 2019 to Mar 31, 2020
Signals
1 dated events
- N•• W•••• C•••••• P•••••••• L••• filed its initial SEC registration (Form ADV)May 15, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- N•• W•••• C••••••• L••• · Independent Sponsorsshared crd · capital_provider
- N•• W•••• C••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- NEWW••••CAP.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- (561) 235-7310reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026