DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••• C•••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 11, 2018 · 10 filings
SEC status approved since Jul 11, 2018
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
17
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$1.2B as of Mar 31, 2026
Mar 28, 2019$311M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20190 then
Employees (5.A)16 as of Mar 31, 2026
Mar 28, 201910 then
Private funds17 as of Mar 31, 2026
Mar 28, 20198 then
RAUM +9.2% over the last fiscal year+3.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $68.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $10.5M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 17reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $10.5M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
17 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••• C•••••• M••••• F•••• L••• | Hedge Fund | $575M | 222 | Mar 29, 2016 |
| C••• G••••• F•••• L••• | Hedge Fund | $293M | 76 | Mar 31, 2018 |
| C••• C•••••• O••••••• F•••• L••• | Hedge Fund | $289M | 111 | Mar 29, 2016 |
| C••• C•••••• I••••••••• P•••••••• L••• | Hedge Fund | $251M | 111 | Mar 29, 2016 |
| C••• E••••••••• V••••••• I•• L• | Venture Capital Fund | $197M | 175 | Mar 31, 2023 |
| C••• G••••• O••••••• F•••• L••• | Hedge Fund | $172M | 116 | Mar 31, 2018 |
| C••• V••••••• I•• L•no longer reported | Venture Capital Fund | $127M | 150 | Mar 30, 2021 |
| C••• F•••••• V••••••• I•• L• | Venture Capital Fund | $64.4M | 77 | Mar 30, 2022 |
| C••• E••••••••• V••••••• I••• L• | Venture Capital Fund | $31.2M | 29 | Mar 27, 2024 |
| C••• O••••••••• I•• L••no longer reported | Other Private Fund | $13.5M | 8 | Mar 28, 2019 |
| C••• O••••••••• V••• L•• | Other Private Fund | $5.7M | 14 | Mar 30, 2022 |
| C••• O••••••••• V• L••no longer reported | Other Private Fund | $3.9M | 10 | Mar 30, 2020 |
| C••• O••••••••• V•• L•• | Other Private Fund | $3.6M | 8 | Mar 30, 2020 |
| C••• O••••••••• I•• L•• | Other Private Fund | $2.1M | 10 | Mar 30, 2020 |
| C••• O••••••••• V•••• L•• | Other Private Fund | $1.5M | 5 | Mar 31, 2023 |
| C••• O••••••••• I••• L••no longer reported | Other Private Fund | $466,426 | 13 | Mar 28, 2019 |
| C••• O••••••••• I• L•• | Other Private Fund | $90,623 | 7 | Mar 28, 2019 |
Owners and control persons
Schedule A and B, latest filing
- P••••••••• B•••• · Member And Managercontrolsince 11/2014 · owns 25% to 50%
- W•••••••• P••••• E• · Member And Chief Operating Officercontrolsince 10/2016 · owns 10% to 25%
- Y••••••• B••••• N•• · Member And Managercontrolsince 11/2015 · owns 25% to 50%
- D••••• F•••• R•••• · Chief Compliance Officersince 03/2023 · owns less than 5%
Related persons
Schedule D 7.A
- C••• C•••••• G•• L••bankpooled vehicle sponsorn
- C••• E••••••••• V••••••• G• I••• L••pooled vehicle sponsorn
- C••• F•••••• V••••••• G• I•• L••pooled vehicle sponsorn
- C••• V••••••• G• I•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 15 to 17Mar 28, 2025 to Mar 31, 2026
- Advisory employees · 10 to 8Mar 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · 15 to 17Mar 28, 2025 to Mar 31, 2026
- Assets in custody · $10.4M to $10.5MMar 28, 2025 to Mar 31, 2026
- Employees · 17 to 16Mar 28, 2025 to Mar 31, 2026
- Private funds · 15 to 17Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.1B to $1.2BMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.1B to $1.2BMar 28, 2025 to Mar 31, 2026
- RAUM · $1.1B to $1.2BMar 28, 2025 to Mar 31, 2026
- Accounts · 12 to 15Mar 27, 2024 to Mar 28, 2025
- Advisory employees · 12 to 10Mar 27, 2024 to Mar 28, 2025
- Pooled vehicle clients · 12 to 15Mar 27, 2024 to Mar 28, 2025
- Assets in custody · $172M to $10.4MMar 27, 2024 to Mar 28, 2025
- Employees · 20 to 17Mar 27, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 28, 2025
- Private funds · 12 to 15Mar 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.2B to $1.1BMar 27, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.2B to $1.1BMar 27, 2024 to Mar 28, 2025
- RAUM · $1.2B to $1.1BMar 27, 2024 to Mar 28, 2025
- Advisory employees · 16 to 12Mar 31, 2023 to Mar 27, 2024
- Assets in custody · $154M to $172MMar 31, 2023 to Mar 27, 2024
- Employees · 24 to 20Mar 31, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.1B to $1.2BMar 31, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $1.1B to $1.2BMar 31, 2023 to Mar 27, 2024
- RAUM · $1.1B to $1.2BMar 31, 2023 to Mar 27, 2024
- Advisory employees · 18 to 16Mar 30, 2022 to Mar 31, 2023
- Assets in custody · $284M to $154MMar 30, 2022 to Mar 31, 2023
- Employees · 26 to 24Mar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.3B to $1.1BMar 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.3B to $1.1BMar 30, 2022 to Mar 31, 2023
- RAUM · $1.3B to $1.1BMar 30, 2022 to Mar 31, 2023
- Advisory employees · 9 to 18Mar 30, 2021 to Mar 30, 2022
- Assets in custody · $226M to $284MMar 30, 2021 to Mar 30, 2022
- Employees · 14 to 26Mar 30, 2021 to Mar 30, 2022
- Private funds · 11 to 12Mar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $943M to $1.3BMar 30, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $943M to $1.3BMar 30, 2021 to Mar 30, 2022
- RAUM · $943M to $1.3BMar 30, 2021 to Mar 30, 2022
- Accounts · 11 to 12Mar 30, 2020 to Mar 30, 2021
- Pooled vehicle clients · 11 to 12Mar 30, 2020 to Mar 30, 2021
Signals
7 dated events
- C••• C•••••• M••••••••• L•• reported RAUM $1.3B, up 40% from $942.6M (2021-03-30 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Marcella Mccoll (Chief Financial Officer) no longer on Schedule A of C••• C•••••• M••••••••• L•• (listed 2021-03-30, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- C••• C•••••• M••••••••• L•• reported RAUM $942.6M, up 79% from $527.8M (2020-03-30 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- C••• C•••••• M••••••••• L•• reported RAUM $527.8M, up 70% from $310.9M (2019-03-28 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Marcella Mccoll (Chief Financial Officer) appeared on Schedule A of C••• C•••••• M••••••••• L••Mar 30, 2020 · Control person joined · fact
- C••• C•••••• M••••••••• L•• reported RAUM $310.9M, up 59% from $195.4M (2018-06-29 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- C••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 11, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C••• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- C••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
- C••• C•••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- H••••://WWW.C•••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-689-5600reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026