DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
B••••• W••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 10, 2021 · 6 filings
SEC status approved since Apr 9, 2021
RAUM
$241M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
97%
$234M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$120M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$241M as of Mar 30, 2026
Feb 22, 2022$141M then
HNW client RAUM$213M as of Mar 30, 2026
Feb 22, 2022$118M then
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Feb 22, 20222 then
Employees (5.A)2 as of Mar 30, 2026
Feb 22, 20222 then
Private funds: no history
RAUM +23% over the last fiscal year+23% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $120MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 35derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.9MderivedHNW RAUM over HNW clients
- Average account
- $894,345derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 2.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $74.2M, 36 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$213M88%
- Individuals$21.2M8.8%
- Charitable organizations$5.0M2.1%
- Pension and profit-sharing plans$1.7M0.7%
- Individual clients
- 27reported
- HNW clients
- 43reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 269reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $74.2M for 36 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G•••••• S•••• B•••••Certified Financial Planner | Camas, Wa | Jul 24, 2015 | 30 y | 5 |
| C•••••• A• P••••••••Certified Financial Planner | Ridgefield, Wa | Jul 14, 2023 | 12 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- C•••••• A• P•••••••• to C•••• H••• P•••••••• L••May 24, 2022 · RIA to RIA
Joined, latest
- C•••••• A• P•••••••• from C•••• H••• P•••••••• L••Jul 14, 2023 · RIA to RIA
- G•••••• S•••• B••••• from E•••••• W••••• A•••••••• I•••Jul 24, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• G••••••• S•••• · Managing Member & Chief Compliance Officercontrolsince 05/2015 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Camas, Wa · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 265 to 269Feb 11, 2025 to Mar 30, 2026
- HNW clients · 40 to 43Feb 11, 2025 to Mar 30, 2026
- Individual clients · 23 to 27Feb 11, 2025 to Mar 30, 2026
- Assets in custody · $66.8M to $74.2MFeb 11, 2025 to Mar 30, 2026
- Financial planning clients · 1-10 to 11-25Feb 11, 2025 to Mar 30, 2026
- Discretionary RAUM · $191M to $236MFeb 11, 2025 to Mar 30, 2026
- HNW RAUM · $174M to $213MFeb 11, 2025 to Mar 30, 2026
- Individual RAUM · $15.5M to $21.2MFeb 11, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $4.3M to $5.0MFeb 11, 2025 to Mar 30, 2026
- Pension RAUM · $1.0M to $1.7MFeb 11, 2025 to Mar 30, 2026
- RAUM · $195M to $241MFeb 11, 2025 to Mar 30, 2026
- Accounts · 219 to 265Mar 6, 2024 to Feb 11, 2025
- HNW clients · 31 to 40Mar 6, 2024 to Feb 11, 2025
- Individual clients · 20 to 23Mar 6, 2024 to Feb 11, 2025
- Assets in custody · unset to 66804706.0Mar 6, 2024 to Feb 11, 2025
- Custody of client assets · false to trueMar 6, 2024 to Feb 11, 2025
- Insurance-licensed employees · 1 to 0Mar 6, 2024 to Feb 11, 2025
- Financial planning clients · 1-10 to 1-10Mar 6, 2024 to Feb 11, 2025
- Discretionary RAUM · $155M to $191MMar 6, 2024 to Feb 11, 2025
- HNW RAUM · $136M to $174MMar 6, 2024 to Feb 11, 2025
- Individual RAUM · $18.0M to $15.5MMar 6, 2024 to Feb 11, 2025
- Non-discretionary RAUM · $4.2M to $4.3MMar 6, 2024 to Feb 11, 2025
- RAUM · $160M to $195MMar 6, 2024 to Feb 11, 2025
- Accounts · 46 to 219Mar 3, 2023 to Mar 6, 2024
- Advisory employees · 1 to 2Mar 3, 2023 to Mar 6, 2024
- Charity clients · 0.0 to unsetMar 3, 2023 to Mar 6, 2024
- HNW clients · 26 to 31Mar 3, 2023 to Mar 6, 2024
- Individual clients · 19 to 20Mar 3, 2023 to Mar 6, 2024
- Pooled vehicle clients · 0.0 to unsetMar 3, 2023 to Mar 6, 2024
- State-registered IARs · 1 to 2Mar 3, 2023 to Mar 6, 2024
- Other offices · 0 to 1Mar 3, 2023 to Mar 6, 2024
- Discretionary RAUM · $126M to $155MMar 3, 2023 to Mar 6, 2024
- HNW RAUM · $102M to $136MMar 3, 2023 to Mar 6, 2024
- Individual RAUM · $21.0M to $18.0MMar 3, 2023 to Mar 6, 2024
- Non-discretionary RAUM · $4.0M to $4.2MMar 3, 2023 to Mar 6, 2024
- Pension RAUM · $3.0M to $1.0MMar 3, 2023 to Mar 6, 2024
- Pooled vehicle RAUM · 0.0 to unsetMar 3, 2023 to Mar 6, 2024
- RAUM · $130M to $160MMar 3, 2023 to Mar 6, 2024
- Accounts · 200 to 46Feb 22, 2022 to Mar 3, 2023
- Advisory employees · 2 to 1Feb 22, 2022 to Mar 3, 2023
Signals
2 dated events
- C•••••• A• P•••••••• left B••••• W••••• M••••••••• L•• for C•••• H••• P•••••••• L•• (registered 2022-05-31)May 24, 2022 · Advisor changed firm · fact
- B••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 10, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/barker-wealth-management-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- charlespetitjeancfp.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (503) 616-8680reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $120Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026