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Former SEC-registered adviser

K••• A•••••••••

Former SEC-registered adviserWestbury, New YorkCRD 242791SEC 801-117195websiteIAPD
Legal name K••• A••••••••• G••••• I•••
Latest filing Aug 27, 2024
First filing on the tape Jul 18, 2019 · 9 filings
SEC status approved since Aug 19, 2019
RAUM
$131M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$132M gross assets
History
9 filings and snapshots on the tape
RAUM$161M as of Mar 29, 2024
May 21, 2020$56.5M then
HNW client RAUM: $0
State-registered IARs (5.B.3)1 as of Mar 29, 2024
May 21, 20200 then
Employees (5.A)4 as of Mar 29, 2024
May 21, 20202 then
Private funds2 as of Mar 29, 2024
May 21, 20204 then
RAUM -41% over the last fiscal year+1.5% a year over threeIARs 0 to 1
Practice profile
derived from the filing of Aug 27, 2024; every figure names its basis
RAUM per advisor
$131MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$65.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
4.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-27%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$126M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      6 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      K••• V•••• L•Hedge Fund$126M2Mar 23, 2022
      K••• A••••••••• S•• 7•no longer reportedHedge Fund$10.5M10Jul 18, 2019
      K••• A••••••••• S•• 5• L•no longer reportedHedge Fund$7.9M10Jul 18, 2019
      K••• A••••••••• S•• 6• L•no longer reportedHedge Fund$6.6M10Jul 18, 2019
      K••• F•••• I•••••Other Private Fund$6.0M6Mar 29, 2024
      K••• V•••• L•••no longer reportedHedge Fund$5.6M10Jul 18, 2019
      Owners and control persons
      Schedule A and B, latest filing
      • O••• K••••••• A••• · President/Treasurer/Secretary/Ceo/Cio/Senior Analyst/Ccocontrol
        since 05/2015 · owns 25% to 50%
      • O••• C•••• J•• · Owner & Managing Director
        since 05/2015 · owns 25% to 50%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $161M to $131M
        Mar 29, 2024 to Aug 27, 2024
      • Pooled vehicle RAUM · $155M to $126M
        Mar 29, 2024 to Aug 27, 2024
      • RAUM · $161M to $131M
        Mar 29, 2024 to Aug 27, 2024
      • Charity clients · unset to 0.0
        Mar 31, 2023 to Mar 29, 2024
      • Corporate clients · unset to 0.0
        Mar 31, 2023 to Mar 29, 2024
      • HNW clients · unset to 0.0
        Mar 31, 2023 to Mar 29, 2024
      • Individual clients · unset to 0.0
        Mar 31, 2023 to Mar 29, 2024
      • Pension plan clients · unset to 0.0
        Mar 31, 2023 to Mar 29, 2024
      • State-registered IARs · 0 to 1
        Mar 31, 2023 to Mar 29, 2024
      • Private funds · 1 to 2
        Mar 31, 2023 to Mar 29, 2024
      • Discretionary RAUM · $220M to $161M
        Mar 31, 2023 to Mar 29, 2024
      • HNW RAUM · unset to 0.0
        Mar 31, 2023 to Mar 29, 2024
      • Individual RAUM · unset to 0.0
        Mar 31, 2023 to Mar 29, 2024
      • Pension RAUM · unset to 0.0
        Mar 31, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $176M to $155M
        Mar 31, 2023 to Mar 29, 2024
      • RAUM · $220M to $161M
        Mar 31, 2023 to Mar 29, 2024
      • Discretionary RAUM · $283M to $220M
        Oct 7, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $153M to $176M
        Oct 7, 2022 to Mar 31, 2023
      • RAUM · $283M to $220M
        Oct 7, 2022 to Mar 31, 2023
      • Accounts · 3 to 2
        Sep 16, 2022 to Oct 7, 2022
      • Pooled vehicle RAUM · $283M to $153M
        Sep 16, 2022 to Oct 7, 2022
      • Advisory employees · 2 to 1
        Mar 23, 2022 to Sep 16, 2022
      • Pooled vehicle clients · 3 to 1
        Mar 23, 2022 to Sep 16, 2022
      • Employees · 6 to 4
        Mar 23, 2022 to Sep 16, 2022
      • Accounts · 5 to 3
        Mar 23, 2021 to Mar 23, 2022
      • Advisory employees · 1 to 2
        Mar 23, 2021 to Mar 23, 2022
      • Pooled vehicle clients · 4 to 3
        Mar 23, 2021 to Mar 23, 2022
      • Employees · 4 to 6
        Mar 23, 2021 to Mar 23, 2022
      • Private funds · 4 to 1
        Mar 23, 2021 to Mar 23, 2022
      • Discretionary RAUM · $125M to $283M
        Mar 23, 2021 to Mar 23, 2022
      • Pooled vehicle RAUM · $125M to $283M
        Mar 23, 2021 to Mar 23, 2022
      • RAUM · $125M to $283M
        Mar 23, 2021 to Mar 23, 2022
      • Accounts · 4 to 5
        May 21, 2020 to Mar 23, 2021
      • Employees · 2 to 4
        May 21, 2020 to Mar 23, 2021
      • Discretionary RAUM · $56.5M to $125M
        May 21, 2020 to Mar 23, 2021
      • Pooled vehicle RAUM · $56.5M to $125M
        May 21, 2020 to Mar 23, 2021
      • RAUM · $56.5M to $125M
        May 21, 2020 to Mar 23, 2021
      • Discretionary RAUM · $30.6M to $56.5M
        Jul 18, 2019 to May 21, 2020
      • Pooled vehicle RAUM · $30.6M to $56.5M
        Jul 18, 2019 to May 21, 2020
      • RAUM · $30.6M to $56.5M
        Jul 18, 2019 to May 21, 2020
      Signals
      3 dated events
      • K••• A••••••••• no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $130.5M)
        May 2, 2025 · Left the SEC roster · derived
      • K••• A••••••••• reported RAUM $283.0M, up 127% from $124.7M (2021-03-23 to 2022-03-23)
        Mar 23, 2022 · RAUM change · derived
      • K••• A••••••••• filed its initial SEC registration (Form ADV)
        Jul 18, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026