DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
1•••••••• I••••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Jun 29, 2022 · 7 filings
SEC status approved since Jul 29, 2022
RAUM
$353M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
23
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$353M as of Mar 25, 2026
Mar 27, 2023$229M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 27, 20230 then
Employees (5.A)6 as of Mar 25, 2026
Mar 27, 20236 then
Private funds23 as of Mar 25, 2026
Mar 27, 202317 then
RAUM +32% over the last fiscal year+16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $15.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $211M, 21 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$353M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 23reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $211M for 21 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
18 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| 1•••••••• P•••••• F••• X••• L• | Private Equity Fund | $27.3M | 42 | Mar 27, 2023 |
| 1•••••••• P•••••• F••• X•• L• | Private Equity Fund | $18.7M | 50 | Mar 30, 2022 |
| 1•••••••• P•••••• F••• V••• L• | Private Equity Fund | $18.5M | 38 | Apr 1, 2020 |
| 1•••••••• P•••••• F••• I••• L• | Private Equity Fund | $17.1M | 31 | Feb 21, 2019 |
| 1•••••••• P•••••• F••• X•••• L• | Private Equity Fund | $15.4M | 40 | Mar 27, 2023 |
| 1•••••••• P•••••• F••• I•• L• | Private Equity Fund | $15.1M | 32 | Feb 21, 2019 |
| 1•••••••• P•••••• F••• I• L• | Private Equity Fund | $14.9M | 41 | Oct 31, 2018 |
| 1•••••••• P•••••• F••• X• L• | Private Equity Fund | $14.8M | 44 | Mar 30, 2021 |
| 1•••••••• P•••••• F••• I•• L• | Private Equity Fund | $14.7M | 33 | Oct 31, 2018 |
| 1•••••••• P•••••• F••• I•• L• | Private Equity Fund | $13.3M | 41 | Dec 11, 2020 |
| V• O••••• P•••••• I••••••••• F••• I•• L••• | Private Equity Fund | $12.8M | 34 | Oct 31, 2018 |
| 1•••••••• P•••••• F••• V•••• L• | Private Equity Fund | $12.1M | 36 | Apr 1, 2020 |
| 1•••••••• P•••••• F••• V• L• | Private Equity Fund | $11.6M | 35 | Nov 12, 2019 |
| 1•••••••• C••••••••• F••• I• L• | Private Equity Fund | $10.5M | 1 | Mar 27, 2023 |
| 1•••••••• P•••••• F••• V•• L• | Private Equity Fund | $10.2M | 36 | Apr 1, 2020 |
| 1•••••••• P•••••• F••• X••• L• | Private Equity Fund | $7.8M | 6 | Mar 27, 2024 |
| V• O••••• P•••••• I••••••••• F••• I• L••• | Private Equity Fund | $2.2M | 16 | Feb 21, 2019 |
| V• B••• P•••••• I••••••••• F••• I• L••• | Private Equity Fund | $2.0M | 9 | Oct 31, 2018 |
Owners and control persons
Schedule A and B, latest filing
- G••••• A••••• · Managing Membercontrolsince 06/2015 · owns 50% to 75%
- L••••• K•••• · Membercontrolsince 05/2015 · owns 50% to 75%
- H•••••• M•••••••• E••••• · Chief Compliance Officersince 06/2022 · owns less than 5%
Related persons
Schedule D 7.A
- V•••••••• • L••••• P•••insurancen
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 20 to 23Mar 28, 2025 to Mar 25, 2026
- Pooled vehicle clients · 20 to 23Mar 28, 2025 to Mar 25, 2026
- Assets in custody · $178M to $211MMar 28, 2025 to Mar 25, 2026
- Private funds · 20 to 23Mar 28, 2025 to Mar 25, 2026
- Discretionary RAUM · $268M to $353MMar 28, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $268M to $353MMar 28, 2025 to Mar 25, 2026
- RAUM · $268M to $353MMar 28, 2025 to Mar 25, 2026
- Accounts · 18 to 20Jul 3, 2024 to Mar 28, 2025
- Pooled vehicle clients · 18 to 20Jul 3, 2024 to Mar 28, 2025
- Assets in custody · $229M to $178MJul 3, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Jul 3, 2024 to Mar 28, 2025
- Private funds · 18 to 20Jul 3, 2024 to Mar 28, 2025
- Discretionary RAUM · $239M to $268MJul 3, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $239M to $268MJul 3, 2024 to Mar 28, 2025
- RAUM · $239M to $268MJul 3, 2024 to Mar 28, 2025
- Accounts · 17 to 18Jun 30, 2023 to Mar 27, 2024
- Pooled vehicle clients · 17 to 18Jun 30, 2023 to Mar 27, 2024
- Private funds · 17 to 18Jun 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $229M to $239MJun 30, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $229M to $239MJun 30, 2023 to Mar 27, 2024
- RAUM · $229M to $239MJun 30, 2023 to Mar 27, 2024
- Accounts · 14 to 17Jun 29, 2022 to Mar 27, 2023
- Pooled vehicle clients · 14 to 17Jun 29, 2022 to Mar 27, 2023
- Assets in custody · $183M to $229MJun 29, 2022 to Mar 27, 2023
- Private funds · 28 to 17Jun 29, 2022 to Mar 27, 2023
- Discretionary RAUM · $183M to $229MJun 29, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $183M to $229MJun 29, 2022 to Mar 27, 2023
- RAUM · $183M to $229MJun 29, 2022 to Mar 27, 2023
Signals
1 dated events
- 1•••••••• I••••••••• L•• filed its initial SEC registration (Form ADV)Jun 29, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- 1•••••••• I••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- 1•••••••• I••••••••• L•• · Private Equityshared crd · organization
- 1•••••••• I••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/10talentsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (508) 549-5799reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026