DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
SEC-registered adviser
B•••• C••••••• L••
Latest filing Mar 19, 2026
First filing on the tape Mar 9, 2021 · 6 filings
SEC status approved since Apr 9, 2021
RAUM
$439M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$439M as of Mar 19, 2026
Mar 24, 2022$297M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 19, 2026
Mar 24, 20220 then
Employees (5.A)3 as of Mar 19, 2026
Mar 24, 20223 then
Private funds1 as of Mar 19, 2026
Mar 24, 20221 then
RAUM +35% over the last fiscal year+29% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $219MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +35%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$439M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•••• G••••• M••••• F•••• L••• | Hedge Fund | $267M | 54 | Jun 19, 2015 |
Owners and control persons
Schedule A and B, latest filing
- F••••• R•••• A•••• · Managing Membercontrolsince 12/2007 · owns 75% or more
- T•••••••• D•••••• A•• · Chief Operating Officer, Chief Compliance Officercontrolsince 11/2015 · owns less than 5%
Related persons
Schedule D 7.A
- B•••• C•••••• P•••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- HQ city · NEWTON to WEST NEWTONMar 13, 2025 to Mar 19, 2026
- Other offices · 1 to 0Mar 13, 2025 to Mar 19, 2026
- Discretionary RAUM · $324M to $439MMar 13, 2025 to Mar 19, 2026
- Pooled vehicle RAUM · $324M to $439MMar 13, 2025 to Mar 19, 2026
- RAUM · $324M to $439MMar 13, 2025 to Mar 19, 2026
- Financial planning clients · unset to Mar 27, 2024 to Mar 13, 2025
- Discretionary RAUM · $287M to $324MMar 27, 2024 to Mar 13, 2025
- Pooled vehicle RAUM · $287M to $324MMar 27, 2024 to Mar 13, 2025
- RAUM · $287M to $324MMar 27, 2024 to Mar 13, 2025
- Discretionary RAUM · $205M to $287MMar 30, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $205M to $287MMar 30, 2023 to Mar 27, 2024
- RAUM · $205M to $287MMar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $297M to $205MMar 24, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $297M to $205MMar 24, 2022 to Mar 30, 2023
- RAUM · $297M to $205MMar 24, 2022 to Mar 30, 2023
- Private funds · 2 to 1Mar 9, 2021 to Mar 24, 2022
- Discretionary RAUM · $234M to $297MMar 9, 2021 to Mar 24, 2022
- Pooled vehicle RAUM · $234M to $297MMar 9, 2021 to Mar 24, 2022
- RAUM · $234M to $297MMar 9, 2021 to Mar 24, 2022
Signals
2 dated events
- ••• LockedMar 19, 2026 · RAUM change · derived
- ••• LockedMar 9, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- B••••CAPITAL.COMreportedpublic record, Form ADV, Mar 19, 2026
- Principal office phone
- 415-992-6334reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026