DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Former SEC-registered adviser

I•••••••••

Former SEC-registered adviserQuito, CRD 264791SEC 801-100389IAPD
Legal name I••••••••• C•••••• L••
Latest filing Jan 31, 2020
First filing on the tape Jun 10, 2015 · 17 filings
RAUM
$9.0M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
100%
$9.0M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$9.0M as of Jan 31, 2020
Mar 31, 2016$250,000 then
HNW client RAUM$2.0M as of Jan 31, 2020
Jan 30, 2018$1.5M then
State-registered IARs (5.B.3)0 as of Jan 31, 2020
Mar 31, 20160 then
Employees (5.A)2 as of Jan 31, 2020
Mar 31, 20164 then
Private funds: no history
RAUM -5.5% over the last fiscal year+80% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jan 31, 2020; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$219,667derivedHNW RAUM over HNW clients
Average account
$1,743derivedRAUM over accounts (5.F.2.f)
Discretionary
94%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-5.5%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
-5.8%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$7.0M78%
  • High-net-worth individuals$2.0M22%
Individual clients
5,140reported
HNW clients
9reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5,149reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • M•••••• R••• · Chief Executive Officer, Chief Compliance Officercontrol
        since 05/2015 · owns less than 5%
      • M•••••• R••• · Shareholdercontrol
        since 05/2015 · owns 25% to 50% of I••••••••• I••
      Entity owners
      • I••••••••• I•• · Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 5,469 to 5,149
        Aug 20, 2019 to Jan 31, 2020
      • Individual clients · 5,459 to 5,140
        Aug 20, 2019 to Jan 31, 2020
      • HQ city · BUENOS AIRES to QUITO
        Aug 20, 2019 to Jan 31, 2020
      • Discretionary RAUM · $0 to $8.5M
        Aug 20, 2019 to Jan 31, 2020
      • HNW RAUM · $1.5M to $2.0M
        Aug 20, 2019 to Jan 31, 2020
      • Individual RAUM · $8.0M to $7.0M
        Aug 20, 2019 to Jan 31, 2020
      • Non-discretionary RAUM · $9.5M to $500,000
        Aug 20, 2019 to Jan 31, 2020
      • RAUM · $9.5M to $9.0M
        Aug 20, 2019 to Jan 31, 2020
      • Accounts · 5,109 to 5,469
        Jan 30, 2018 to Jan 25, 2019
      • Individual clients · 5,100 to 5,459
        Jan 30, 2018 to Jan 25, 2019
      • Discretionary RAUM · $10.5M to $0
        Jan 30, 2018 to Jan 25, 2019
      • Individual RAUM · $9.0M to $8.0M
        Jan 30, 2018 to Jan 25, 2019
      • Non-discretionary RAUM · $0 to $9.5M
        Jan 30, 2018 to Jan 25, 2019
      • RAUM · $10.5M to $9.5M
        Jan 30, 2018 to Jan 25, 2019
      • HNW clients · unset to 9.0
        Jan 10, 2018 to Jan 30, 2018
      • Individual clients · unset to 5100.0
        Jan 10, 2018 to Jan 30, 2018
      • Discretionary RAUM · $10.2M to $10.5M
        Jan 10, 2018 to Jan 30, 2018
      • HNW RAUM · unset to 1500000.0
        Jan 10, 2018 to Jan 30, 2018
      • Individual RAUM · unset to 9000000.0
        Jan 10, 2018 to Jan 30, 2018
      • RAUM · $10.2M to $10.5M
        Jan 10, 2018 to Jan 30, 2018
      • Accounts · 3,077 to 5,109
        Sep 20, 2017 to Jan 10, 2018
      • Other offices · unset to 1.0
        Sep 20, 2017 to Jan 10, 2018
      • Discretionary RAUM · $5.4M to $10.2M
        Sep 20, 2017 to Jan 10, 2018
      • RAUM · $5.4M to $10.2M
        Sep 20, 2017 to Jan 10, 2018
      • Accounts · 2,721 to 3,077
        Jul 18, 2017 to Sep 8, 2017
      • Discretionary RAUM · $4.0M to $5.4M
        Jul 18, 2017 to Sep 8, 2017
      • RAUM · $4.0M to $5.4M
        Jul 18, 2017 to Sep 8, 2017
      • HQ city · NEW YORK to BUENOS AIRES
        Jul 11, 2017 to Jul 17, 2017
      • HQ state · NY to unset
        Jul 11, 2017 to Jul 17, 2017
      • Accounts · 1,196 to 2,721
        Jan 30, 2017 to Jun 22, 2017
      • Advisory employees · 0 to 1
        Jan 30, 2017 to Jun 22, 2017
      • Discretionary RAUM · $1.5M to $4.0M
        Jan 30, 2017 to Jun 22, 2017
      • RAUM · $1.5M to $4.0M
        Jan 30, 2017 to Jun 22, 2017
      • Accounts · 700 to 1,196
        Jan 18, 2017 to Jan 30, 2017
      • Discretionary RAUM · $0 to $1.5M
        Jan 18, 2017 to Jan 30, 2017
      • Non-discretionary RAUM · $1.3M to $0
        Jan 18, 2017 to Jan 30, 2017
      • RAUM · $1.3M to $1.5M
        Jan 18, 2017 to Jan 30, 2017
      • Accounts · 300 to 700
        Mar 31, 2016 to Jan 18, 2017
      • Employees · 4 to 2
        Mar 31, 2016 to Jan 18, 2017
      • Non-discretionary RAUM · $250,000 to $1.3M
        Mar 31, 2016 to Jan 18, 2017
      Signals
      1 dated events
      • Ibillionaire filed its initial SEC registration (Form ADV)
        Jun 10, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026