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RIA Intelligence

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C••••• C••••••

Former SEC-registered adviserFormer SEC adviser1 private funds· Londonwebsite

Former SEC-registered adviser, based in London, reporting $2.3B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$2.3B
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
-3.8%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 268801 · SEC 801-100409 · 16 filingsShow
CRD 268801SEC 801-100409Legal name C••••• C•••••• P••••••• L••First filing on the tape Jun 16, 2015, latest Sep 5, 2023IAPD
RAUM
$2.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$1.3B gross assets
History
16 filings and snapshots on the tape
RAUM$2.3B as of Jun 23, 2023
Mar 30, 2016$227M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 23, 2023
Mar 30, 20160 then
Employees (5.A)7 as of Jun 23, 2023
Mar 30, 20164 then
Private funds1 as of Jun 23, 2023
Mar 30, 20161 then
RAUM -3.8% over the last fiscal year+31% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 5, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$762MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-3.8%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.3B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      C••••• C•••••• P••••••• M••••• F••• L•Hedge Fund$1.8B46Jun 16, 2015
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••••• T••••• · Partnercontrol
        since 04/2018 · owns 10% to 25%
      • G••••• F••••••••• P•••• · Managing Partner; Designated Membercontrol
        since 12/2010 · owns 75% or more
      • P••• A•••••••• M•••••• · Partnercontrol
        since 04/2018 · owns 10% to 25%
      • G••••• F••••••••• P•••• · Shareholdercontrol
        since 10/2011 · owns 75% or more of C••••• C•••••• L••••••
      • K••••• S•••••• A•••• · Chief Compliance Officer
        since 10/2016 · owns less than 5%
      Entity owners
      • C••••• C•••••• L•••••• · Designated Member
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • C••••• C•••••• P••••••• H••••••• I•••
        bankpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · 2285163555.0 to unset
        Aug 3, 2023 to Sep 5, 2023
      • Custody of client assets · true to false
        Aug 3, 2023 to Sep 5, 2023
      • Advisory employees · 3 to 0
        May 24, 2022 to Jun 23, 2023
      • Assets in custody · $2.4B to $2.3B
        May 24, 2022 to Jun 23, 2023
      • Employees · 5 to 7
        May 24, 2022 to Jun 23, 2023
      • Discretionary RAUM · $2.4B to $2.3B
        May 24, 2022 to Jun 23, 2023
      • Pooled vehicle RAUM · $1.5B to $1.3B
        May 24, 2022 to Jun 23, 2023
      • RAUM · $2.4B to $2.3B
        May 24, 2022 to Jun 23, 2023
      • Assets in custody · $1.8B to $2.4B
        Jun 25, 2021 to May 24, 2022
      • Discretionary RAUM · $1.8B to $2.4B
        Jun 25, 2021 to May 24, 2022
      • Pooled vehicle RAUM · $1.3B to $1.5B
        Jun 25, 2021 to May 24, 2022
      • RAUM · $1.8B to $2.4B
        Jun 25, 2021 to May 24, 2022
      • Assets in custody · $1.0B to $1.8B
        Jun 8, 2020 to Jun 25, 2021
      • Discretionary RAUM · $1.0B to $1.8B
        Jun 8, 2020 to Jun 25, 2021
      • Pooled vehicle RAUM · $741M to $1.3B
        Jun 8, 2020 to Jun 25, 2021
      • RAUM · $1.0B to $1.8B
        Jun 8, 2020 to Jun 25, 2021
      • Assets in custody · $941M to $1.0B
        Jun 19, 2019 to Jun 8, 2020
      • Discretionary RAUM · $941M to $1.0B
        Jun 19, 2019 to Jun 8, 2020
      • Pooled vehicle RAUM · $665M to $741M
        Jun 19, 2019 to Jun 8, 2020
      • RAUM · $941M to $1.0B
        Jun 19, 2019 to Jun 8, 2020
      • Accounts · 1 to 3
        Sep 25, 2018 to Jun 19, 2019
      • Pooled vehicle clients · 1 to 2
        Sep 25, 2018 to Jun 19, 2019
      • Assets in custody · $456M to $941M
        Sep 25, 2018 to Jun 19, 2019
      • Employees · 4 to 5
        Sep 25, 2018 to Jun 19, 2019
      • Discretionary RAUM · $456M to $941M
        Sep 25, 2018 to Jun 19, 2019
      • Pooled vehicle RAUM · $456M to $665M
        Sep 25, 2018 to Jun 19, 2019
      • RAUM · $456M to $941M
        Sep 25, 2018 to Jun 19, 2019
      • Accounts · 4 to 1
        Mar 30, 2017 to Mar 29, 2018
      • Pooled vehicle clients · unset to 1.0
        Mar 30, 2017 to Mar 29, 2018
      • Assets in custody · $330M to $456M
        Mar 30, 2017 to Mar 29, 2018
      • Other offices · unset to 0.0
        Mar 30, 2017 to Mar 29, 2018
      • Discretionary RAUM · $349M to $456M
        Mar 30, 2017 to Mar 29, 2018
      • Pooled vehicle RAUM · unset to 455890212.0
        Mar 30, 2017 to Mar 29, 2018
      • RAUM · $349M to $456M
        Mar 30, 2017 to Mar 29, 2018
      • Assets in custody · unset to 329964141.0
        Jan 30, 2017 to Mar 30, 2017
      • Custody of client assets · false to true
        Jan 30, 2017 to Mar 30, 2017
      • Discretionary RAUM · $227M to $349M
        Jan 30, 2017 to Mar 30, 2017
      • RAUM · $227M to $349M
        Jan 30, 2017 to Mar 30, 2017
      • Employees · 3 to 4
        Sep 11, 2015 to Mar 30, 2016
      • Discretionary RAUM · $240M to $227M
        Sep 11, 2015 to Mar 30, 2016
      Signals
      8 dated events
      • ••• Locked
        Sep 13, 2023 · ria registration change · fact
      • ••• Locked
        May 24, 2022 · RAUM change · derived
      • ••• Locked
        Jun 25, 2021 · RAUM change · derived
      • ••• Locked
        Jun 19, 2019 · RAUM change · derived
      • ••• Locked
        Jun 19, 2019 · Control person joined · fact
      • ••• Locked
        Jun 19, 2019 · Control person joined · fact
      • ••• Locked
        Mar 29, 2018 · RAUM change · derived
      • ••• Locked
        Jun 16, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Jun 5, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026