DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

S••••••• C•••• G•••• M••••••••• L•••

Former SEC-registered adviserSantiago, CRD 269925SEC 801-101480IAPD
Latest filing Apr 30, 2023
First filing on the tape Jul 2, 2015 · 18 filings
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
23
17 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
7
$1.5B gross assets
History
18 filings and snapshots on the tape
RAUM$1.4B as of Mar 30, 2023
Jan 4, 2016$455M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2023
Jan 4, 20160 then
Employees (5.A)23 as of Mar 30, 2023
Jan 4, 201625 then
Private funds7 as of Mar 30, 2023
Jan 4, 20161 then
RAUM +1.5% over the last fiscal year-5.5% a year over threeIARs 0 to 0offices 6 to 4
Practice profile
derived from the filing of Apr 30, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$102MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived5 offices incl. principal (1.F.5)
RAUM growth, one year
+1.5%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$1.4B, 14 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.4B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
14reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$1.4B for 14 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      7 reported on Schedule D 7.B.(1)
      Owners and control persons
      Schedule A and B, latest filing
      • A••••••• D•••• · Executive Committee Membercontrol
        since 03/2022 · owns less than 5%
      • A••••• S••••• G•••••• · Cco/Cfocontrol
        since 06/2015 · owns less than 5%
      • M•••••• N•••••••• O•••• · Executive Committee Membercontrol
        since 06/2015 · owns less than 5%
      • R••••••••• R•••••• · Executive Committee Membercontrol
        since 06/2015 · owns less than 5%
      • A••••• S••••• G•••••• · Shareholdercontrol
        since 09/2007 · owns 75% or more of J••••• S•••
      • F•••••• M••••• A••••••• · Shareholdercontrol
        since 11/2013 · owns 50% to 75% of R•••••• S•••
      • M•••••• N•••••••• O•••• · Shareholdercontrol
        since 12/2005 · owns 75% or more of B•••••• S•••
      • M•••••• N•••••••• O•••• · Shareholdercontrol
        since 12/2005 · owns 75% or more of L•••••• S•••
      • M•••••• N•••••••• O•••• · Shareholdercontrol
        since 12/2005 · owns 75% or more of F•••••• S•••
      • R••••••• D••••• A•••••• · Shareholdercontrol
        since 08/2013 · owns 50% to 75% of R•••••• S•••
      • R••••••••• R•••••• · Shareholdercontrol
        since 12/2006 · owns 75% or more of Pickney Capital Partners
      • B•••• J•••• · L•••••• Partner
        since 10/2020 · owns 25% to 50% of U•••••• L•
      • J••••••• R••••• · L•••••• Partner
        since 10/2020 · owns 25% to 50% of U•••••• L•
      • V••••••••• R••• F••••••••• S•••••••• · L•••••• Partner
        since 12/2022 · owns 25% to 50% of S•••• P•••••• C•••••• P••••••• L•
      Entity owners
      • C•••• H••••••• L•• · L•••••• Partner
        direct · owns 10% to 25%
      • P••••••• C•••••• P••••••• L• · L•••••• Partner
        direct · owns 10% to 25%
      • S••• S••• · General Partner
        direct · owns less than 5%
      • T•• P•• R••••••• L••• · L•••••• Partner
        direct · owns 10% to 25%
      • V••••• C•••••• L• · L•••••• Partner
        direct · owns 10% to 25%
      • A••••••••• I•••••• S•• · Shareholder
        indirect · owns 75% or more of V•••••• H••••••• L•••
      • B•••••• S••• · Shareholder
        indirect · owns 25% to 50% of B•••••• S•••
      • B•••••• S••• · Shareholder
        indirect · owns 75% or more of C•••••• S•••
      • C•••••• S••• · Shareholder
        indirect · owns 75% or more of M••••• F•••••• S•••
      • D•••• I••••••••• H••••••• L•••••• · L•••••• Partner
        indirect · owns 75% or more of C•••••• C••••••••• L•••
      • F•••••• S••• · Shareholder
        indirect · owns 25% to 50% of B•••••• S•••
      • J••••• S••• · Shareholder
        indirect · owns 75% or more of W•••••• G•••• S•••
      • L•••••• S••• · Shareholder
        indirect · owns 25% to 50% of B•••••• S•••
      • M••••• F•••••• S••• · Shareholder
        indirect · owns 50% to 75% of A••••••••• I•••••• S••
      • P•••••• L•• · General Partner
        indirect · owns F of U•••••• L•
      • R•• T••••••• L•••••• · General Partner
        indirect · owns F of D•••• I••••••••• H••••••• L••••••
      • R••••••• S••• · General Partner
        indirect · owns F of S•••• P•••••• C•••••• P••••••• L•
      • V•••••• H••••••• L••• · Shareholder
        indirect · owns 75% or more of C•••• H••••••• L••
      • C•••••• C••••••••• L••• · L•••••• Partner
        direct · owns 5% to 10%
      • L•••••• L•• · L•••••• Partner
        direct · owns 5% to 10%
      Related persons
      Schedule D 7.A
      • A••••••••• D• I••••••••• L•••••••
        pooled vehicle sponsorn
      • C••••• S•• C•••••• P•••••••• L•••
        pooled vehicle sponsorn
      • E•••••• A•••• S•• L•••••••
        pooled vehicle sponsorn
      • G•••••• A•••• L•••••••
        pooled vehicle sponsorn
      • G•••••• C•••• L•••••••
        pooled vehicle sponsorn
      • G•••••• E•••••• L•••••••
        pooled vehicle sponsorn
      • G•••••• M•••••• H•••••• L•••••••
        pooled vehicle sponsorn
      • G•••••• N•••• L•••••••
        pooled vehicle sponsorn
      • G•••••• O•••• L•••••••
        pooled vehicle sponsorn
      • L•• C•••• S••
        investment advisern
      • L•••• A•••••• C••••••••• C••••••• S•••••
        investment advisern
      • L•••• A••••••• C••••••••• L•••
        investment advisern
      • S•• C•••••• S•••
        pooled vehicle sponsorn
      • S• G• C•••••• I• L••••••
        n
      • S•• M••••• A••••••• D• N•••••••• S•••
        investment advisern
      • S••• S•••
        y
      • S•••• A••••••••• D• F••••••••• S• D• C•
        pooled vehicle sponsorn
      • S••• G•• C••
        pooled vehicle sponsorn
      • S••••••• C•••• C•••••• P•••••••
        pooled vehicle sponsorn
      • S••••••• C•••• C•••••• P••••••• E•••••••• I•• L•••
        pooled vehicle sponsorn
      • S••••••• C•••• C•••••• P••••••• I•
        pooled vehicle sponsorn
      • S••••••• C•••• C•••••• P••••••• I••• L•••
        pooled vehicle sponsorn
      • S••••••• C•••• C•••••• P••••••• I•• L•••
        bankpooled vehicle sponsorn
      • S••••••• C•••• C•••••• P••••••• V• L•••
        pooled vehicle sponsorn
      • S••••••• C•••• D• B••••• A••••••••• D• R••••••• L••••
        pooled vehicle sponsorn
      • S••••••• C•••• G••••• L••
        investment advisern
      • S••••••• C•••• I••••••••• L•••
        investment advisern
      Advisers that list S••••••• C•••• G•••• M••••••••• L••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Bogota, Colombia1 employees
      • Miguel Hidalgo, Ciudad De M•••••, Cdmx, Mexico1 employees
      • Montevideo, Uruguay1 employees
      • Sao Paulo, Brazil1 employees
      What changed
      consecutive filings, newest first
      • Assets in custody · $1.4B to $1.4B
        Apr 29, 2022 to Mar 30, 2023
      • Other offices · 6 to 4
        Apr 29, 2022 to Mar 30, 2023
      • Discretionary RAUM · $1.4B to $1.4B
        Apr 29, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $1.4B to $1.4B
        Apr 29, 2022 to Mar 30, 2023
      • RAUM · $1.4B to $1.4B
        Apr 29, 2022 to Mar 30, 2023
      • Assets in custody · $1.4B to $1.4B
        Mar 31, 2022 to Apr 29, 2022
      • Discretionary RAUM · $1.4B to $1.4B
        Mar 31, 2022 to Apr 29, 2022
      • Pooled vehicle RAUM · $1.4B to $1.4B
        Mar 31, 2022 to Apr 29, 2022
      • RAUM · $1.4B to $1.4B
        Mar 31, 2022 to Apr 29, 2022
      • Accounts · 10 to 14
        Mar 30, 2021 to Mar 31, 2022
      • Advisory employees · 22 to 17
        Mar 30, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 10 to 14
        Mar 30, 2021 to Mar 31, 2022
      • Assets in custody · $1.5B to $1.4B
        Mar 30, 2021 to Mar 31, 2022
      • Employees · 28 to 23
        Mar 30, 2021 to Mar 31, 2022
      • Private funds · 4 to 7
        Mar 30, 2021 to Mar 31, 2022
      • Discretionary RAUM · $1.5B to $1.4B
        Mar 30, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $1.5B to $1.4B
        Mar 30, 2021 to Mar 31, 2022
      • RAUM · $1.5B to $1.4B
        Mar 30, 2021 to Mar 31, 2022
      • Advisory employees · 23 to 22
        Dec 10, 2020 to Mar 30, 2021
      • Assets in custody · $1.5B to $1.5B
        Dec 10, 2020 to Mar 30, 2021
      • Employees · 29 to 28
        Dec 10, 2020 to Mar 30, 2021
      • Discretionary RAUM · $1.5B to $1.5B
        Dec 10, 2020 to Mar 30, 2021
      • Pooled vehicle RAUM · $1.5B to $1.5B
        Dec 10, 2020 to Mar 30, 2021
      • RAUM · $1.5B to $1.5B
        Dec 10, 2020 to Mar 30, 2021
      • Advisory employees · 24 to 23
        Mar 30, 2020 to Dec 10, 2020
      • Assets in custody · $1.7B to $1.5B
        Mar 30, 2020 to Dec 10, 2020
      • Employees · 31 to 29
        Mar 30, 2020 to Dec 10, 2020
      • Private funds · 3 to 4
        Mar 30, 2020 to Dec 10, 2020
      • Discretionary RAUM · $1.7B to $1.5B
        Mar 30, 2020 to Dec 10, 2020
      • Pooled vehicle RAUM · $1.7B to $1.5B
        Mar 30, 2020 to Dec 10, 2020
      • RAUM · $1.7B to $1.5B
        Mar 30, 2020 to Dec 10, 2020
      • Assets in custody · $1.8B to $1.7B
        Dec 20, 2019 to Mar 30, 2020
      • Discretionary RAUM · $1.8B to $1.7B
        Dec 20, 2019 to Mar 30, 2020
      • Pooled vehicle RAUM · $1.8B to $1.7B
        Dec 20, 2019 to Mar 30, 2020
      • RAUM · $1.8B to $1.7B
        Dec 20, 2019 to Mar 30, 2020
      • Accounts · 4 to 10
        Jul 4, 2019 to Dec 20, 2019
      • Advisory employees · 25 to 24
        Jul 4, 2019 to Dec 20, 2019
      • Pooled vehicle clients · 4 to 10
        Jul 4, 2019 to Dec 20, 2019
      • Assets in custody · $635M to $1.8B
        Jul 4, 2019 to Dec 20, 2019
      • Employees · 33 to 31
        Jul 4, 2019 to Dec 20, 2019
      Signals
      4 dated events
      • Angelica Maria Forero (Shareholder) appeared on Schedule A of S••••••• C•••• G•••• M••••••••• L•••
        Mar 31, 2022 · Control person joined · fact
      • Diego Acevedo (Executive Committee Member) appeared on Schedule A of S••••••• C•••• G•••• M••••••••• L•••
        Mar 31, 2022 · Control person joined · fact
      • S••••••• C•••• G•••• M••••••••• L••• reported RAUM $1.8B, up 187% from $635.0M (2019-07-04 to 2019-12-20)
        Dec 20, 2019 · RAUM change · derived
      • S••••••• C•••• G•••• M••••••••• L••• filed its initial SEC registration (Form ADV)
        Jul 2, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      S•••••••C••••GROUP.COMreportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026