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Former SEC-registered adviser

M••••• V•••• P•••••••• L••

Former SEC-registered adviserBaltimore, MarylandCRD 269945SEC 801-107080IAPD
Latest filing Mar 30, 2017
First filing on the tape Dec 16, 2015 · 5 filings
RAUM
$87.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
5 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
2
$56.1M gross assets
History
5 filings and snapshots on the tape
RAUM$87.4M as of Mar 30, 2017
Mar 16, 2016$15.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 30, 2017
Mar 16, 20160 then
Employees (5.A)15 as of Mar 30, 2017
Mar 16, 201613 then
Private funds2 as of Mar 30, 2017
Mar 16, 20161 then
RAUM +483% over the last fiscal yearIARs 0 to 1
Practice profile
derived from the filing of Mar 30, 2017; every figure names its basis
RAUM per advisor
$87.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$4.6MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
15.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+483%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
19reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • M•••••••• S•••••••• M•••• · Portfolio Managercontrol
      since 06/2015 · owns less than 5%
    • M•••••• W••••••• H•••••• · Mananging Member, Chief Investment Officercontrol
      since 06/2015 · owns 75% or more
    • M•••••• W••••••• H•••••• · Member, Portfolio Managercontrol
      since 06/2015 · owns less than 5%
    • O••••••••• N•••• P•••• · President & Chief Compliance Officercontrol
      since 10/2015 · owns less than 5%
    • S••••••• M••••••• L• · Chief Financial Officercontrol
      since 03/2016 · owns less than 5%
    Related persons
    Schedule D 7.A
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 1 to 19
      May 23, 2016 to Mar 30, 2017
    • Employees · 13 to 15
      May 23, 2016 to Mar 30, 2017
    • State-registered IARs · 0 to 1
      May 23, 2016 to Mar 30, 2017
    • Discretionary RAUM · $13.4M to $87.4M
      May 23, 2016 to Mar 30, 2017
    • RAUM · $13.4M to $87.4M
      May 23, 2016 to Mar 30, 2017
    • Related bank · false to true
      May 23, 2016 to Mar 30, 2017
    • Advisory activities · 2 to 3
      Mar 16, 2016 to May 23, 2016
    • Business name · M••••• V•••• P•••••••• L• to M••••• V•••• P•••••••• L••
      Mar 16, 2016 to May 23, 2016
    • Legal name · M••••• V•••• P•••••••• L• to M••••• V•••• P•••••••• L••
      Mar 16, 2016 to May 23, 2016
    • Private funds · 1 to 2
      Mar 16, 2016 to May 23, 2016
    • Discretionary RAUM · $15.0M to $13.4M
      Mar 16, 2016 to May 23, 2016
    • RAUM · $15.0M to $13.4M
      Mar 16, 2016 to May 23, 2016
    • Succession · true to false
      Mar 16, 2016 to May 23, 2016
    • Accounts · 0 to 1
      Jan 8, 2016 to Mar 16, 2016
    • Organization form · Limited Partnership to Limited Liability Company
      Jan 8, 2016 to Mar 16, 2016
    • Private funds · unset to 1
      Jan 8, 2016 to Mar 16, 2016
    • Discretionary RAUM · $0 to $15.0M
      Jan 8, 2016 to Mar 16, 2016
    • RAUM · $0 to $15.0M
      Jan 8, 2016 to Mar 16, 2016
    • Succession · false to true
      Jan 8, 2016 to Mar 16, 2016
    Signals
    2 dated events
    • M••••• V•••• P•••••••• L• reported succeeding to the business of Another Adviser (Form ADV Item 4)
      Mar 16, 2016 · Succession (Item 4) · fact
    • M••••• V•••• P•••••••• L• filed its initial SEC registration (Form ADV)
      Dec 16, 2015 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026