DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••• C•••••• M••••••••• L•
Latest filing Mar 27, 2026
First filing on the tape Aug 31, 2015 · 17 filings
SEC status approved since Sep 21, 2015
RAUM
$716M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$716M as of Mar 27, 2026
Jan 19, 2016$114M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Jan 19, 20160 then
Employees (5.A)12 as of Mar 27, 2026
Jan 19, 201618 then
Private funds2 as of Mar 27, 2026
Jan 19, 20161 then
RAUM +61% over the last fiscal year+29% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $358MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +61%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $716M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$716M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $716M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••••• C•••••• I•• L• | Private Equity Fund | $317M | 24 | Aug 31, 2015 |
| A•••••• C•••••• V• L• | Private Equity Fund | $193M | 39 | Mar 30, 2020 |
Owners and control persons
Schedule A and B, latest filing
- E•••• S•••••• A••••• · Co-Presidentcontrolsince 08/2015 · owns 50% to 75%
- S•••••• A•••••• N••••• · Co-Presidentcontrolsince 08/2015 · owns 50% to 75%
- W•••••• R•••••• J••• · Chief Compliance Officer / Chief Financial Officercontrolsince 04/2017 · owns less than 5%
- E•••• S•••••• A••••• · Membercontrolsince 08/2015 · owns 50% to 75% of A•••••• C•••••• P••••••• I• L••
- S•••••• A•••••• N••••• · Membercontrolsince 08/2015 · owns 50% to 75% of A•••••• C•••••• P••••••• I• L••
Entity owners
- A•••••• C•••••• P••••••• I• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- A•••••• C•••••• L••investment advisern
- A•••••• C•••••• P••••••• I•• L•pooled vehicle sponsorn
- A•••••• C•••••• P••••••• V• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $446M to $716MMar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $446M to $716MMar 28, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $446M to $716MMar 28, 2025 to Mar 27, 2026
- RAUM · $446M to $716MMar 28, 2025 to Mar 27, 2026
- Accounts · 3 to 2Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $516M to $446MMar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $516M to $446MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $511M to $446MMar 28, 2024 to Mar 28, 2025
- RAUM · $516M to $446MMar 28, 2024 to Mar 28, 2025
- Assets in custody · $333M to $516MJul 17, 2023 to Mar 28, 2024
- Discretionary RAUM · $333M to $516MJul 17, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $328M to $511MJul 17, 2023 to Mar 28, 2024
- RAUM · $333M to $516MJul 17, 2023 to Mar 28, 2024
- Accounts · 2 to 3Mar 31, 2022 to Mar 30, 2023
- Advisory employees · 9 to 8Mar 31, 2022 to Mar 30, 2023
- Assets in custody · $494M to $333MMar 31, 2022 to Mar 30, 2023
- Employees · 14 to 12Mar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $494M to $333MMar 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $494M to $328MMar 31, 2022 to Mar 30, 2023
- RAUM · $494M to $333MMar 31, 2022 to Mar 30, 2023
- Related adviser · false to trueMar 31, 2022 to Mar 30, 2023
- Assets in custody · $700M to $494MMar 30, 2021 to Mar 31, 2022
- Discretionary RAUM · $789M to $494MMar 30, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $789M to $494MMar 30, 2021 to Mar 31, 2022
- RAUM · $789M to $494MMar 30, 2021 to Mar 31, 2022
- Assets in custody · $350M to $700MMar 30, 2020 to Mar 30, 2021
- Employees · 13 to 14Mar 30, 2020 to Mar 30, 2021
- Discretionary RAUM · $432M to $789MMar 30, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $432M to $789MMar 30, 2020 to Mar 30, 2021
- RAUM · $432M to $789MMar 30, 2020 to Mar 30, 2021
- Accounts · 1 to 2Jul 31, 2019 to Mar 30, 2020
- Advisory employees · 10 to 9Jul 31, 2019 to Mar 30, 2020
- Pooled vehicle clients · 1 to 2Jul 31, 2019 to Mar 30, 2020
- Assets in custody · $257M to $350MJul 31, 2019 to Mar 30, 2020
- Employees · 14 to 13Jul 31, 2019 to Mar 30, 2020
- Private funds · 1 to 2Jul 31, 2019 to Mar 30, 2020
- Discretionary RAUM · $257M to $432MJul 31, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $257M to $432MJul 31, 2019 to Mar 30, 2020
- RAUM · $257M to $432MJul 31, 2019 to Mar 30, 2020
Signals
8 dated events
- A•••••• C•••••• M••••••••• L• reported RAUM $716.4M, up 61% from $446.2M (2025-03-28 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- A•••••• C•••••• M••••••••• L• reported RAUM $515.7M, up 55% from $332.7M (2023-07-17 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- A•••••• C•••••• M••••••••• L• reported RAUM $332.7M, down 33% from $494.3M (2022-03-31 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- A•••••• C•••••• M••••••••• L• reported RAUM $494.3M, down 37% from $789.3M (2021-03-30 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- A•••••• C•••••• M••••••••• L• reported RAUM $789.3M, up 83% from $431.6M (2020-03-30 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- A•••••• C•••••• M••••••••• L• reported RAUM $431.6M, up 68% from $256.9M (2019-07-31 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- A•••••• C•••••• M••••••••• L• reported RAUM $313.5M, up 82% from $172.3M (2017-04-21 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
- A•••••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)Aug 31, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•••••• C•••••• M••••••••• L• · Independent Sponsorsshared crd · capital_provider
- A•••••• C•••••• M••••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/A••••••-CAPITALreportedpublic record, Form ADV, Sep 18, 2026
- Website
- A••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-651-6380reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026