DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Paxion Partners LP

Former SEC-registered adviserMenlo Park, CaliforniaCRD 270025SEC 801-104474IAPD
Latest filing Mar 31, 2017
First filing on the tape Jul 22, 2015 · 6 filings
RAUM
$882M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
7 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
$882M gross assets
History
6 filings and snapshots on the tape
RAUM$882M as of Mar 31, 2017
Mar 17, 2016$740M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2017
Mar 17, 20160 then
Employees (5.A)10 as of Mar 31, 2017
Mar 17, 20165 then
Private funds1 as of Mar 31, 2017
Mar 17, 20161 then
RAUM +19% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2017; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$882MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+19%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$740M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$740M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Paxion Capital, L.P.Private Equity Fund$882M30Jul 22, 2015
      Owners and control persons
      Schedule A and B, latest filing
      • Alan James Davidson · Limited Partnercontrol
        since 05/2015 · owns 25% to 50%
      • Wade Zachary Hulsey · Chief Compliance Officercontrol
        since 04/2016 · owns less than 5%
      • E Mi Only Michael Marks · Limited Partnercontrol
        since 05/2015 · owns 25% to 50%
      • Duncan Ian Robertson · Chief Financial Officercontrol
        since 05/2015 · owns less than 5%
      • Heath Fritz Wolff · Limited Partnercontrol
        since 05/2015 · owns 25% to 50%
      • Alan James Davidson · Membercontrol
        since 05/2014 · owns 25% to 50% of Paxion Capital Gp LLC
      • E Mi Only Michael Marks · Membercontrol
        since 05/2015 · owns 25% to 50% of Paxion Capital Gp LLC
      • Heath Fritz Wolff · Membercontrol
        since 05/2015 · owns 25% to 50% of Paxion Capital Gp LLC
      Entity owners
      • Paxion Capital Gp LLC · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • Avenue5 Partners, LLC
        investment companyn
      • Creekside Consulting LLC
        investment advisern
      • Ironwood Management, LLC
        investment advisern
      • Park Madison Partners LLC
        broker-dealery
      • Rcv Capital LP
        investment adviserpooled vehicle sponsorn
      • Riverwood Capital II L.P.
        investment adviserpooled vehicle sponsorn
      • Riverwood Capital L.P.
        investment adviserpooled vehicle sponsorn
      • Riverwood Capital Management L.P.
        investment advisernRAUM $6.2B
      • Rwcp Capital L.P.
        investment adviserpooled vehicle sponsorn
      • Rwcp Capital Management LP
        investment advisern
      • Silver Lake Group, L.L.C.
        investment adviserpooled vehicle sponsorn
      • Silver Lake Management Company II, L.L.C.
        investment advisern
      • Silver Lake Management Company III, L.L.C.
        investment advisern
      • Silver Lake Management Company IV, L.L.C.
        investment advisern
      • Silver Lake Technology Associates II, L.L.C.
        investment adviserpooled vehicle sponsorn
      • Silver Lake Technology Associates III, L.P.
        investment adviserpooled vehicle sponsorn
      • Silver Lake Technology Associates IV, L.P.
        investment adviserpooled vehicle sponsorn
      • Silver Lake Technology Management, LLC
        investment advisernRAUM $118B
      • Walden Riverwood Gp, LLC
        investment adviserpooled vehicle sponsorn
      • Walden Riverwood Management Company, LLC
        investment adviserpooled vehicle sponsorn
      • Wolff Principal Holdings LP
        pooled vehicle sponsorn
      • Wolff Real Estate Partners III, L.P.
        pooled vehicle sponsorn
      • Wrv Gp II, LLC
        investment adviserpooled vehicle sponsorn
      • Wrv Management, LLC
        investment advisern
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 4 to 7
        May 25, 2016 to Mar 31, 2017
      • Employees · 5 to 10
        May 25, 2016 to Mar 31, 2017
      • Discretionary RAUM · $740M to $882M
        May 25, 2016 to Mar 31, 2017
      • RAUM · $740M to $882M
        May 25, 2016 to Mar 31, 2017
      • Related broker-dealer · false to true
        May 25, 2016 to Mar 31, 2017
      • Advisory employees · 6 to 4
        Jul 22, 2015 to Mar 17, 2016
      • Assets in custody · $71.0M to $740M
        Jul 22, 2015 to Mar 17, 2016
      • Employees · 7 to 5
        Jul 22, 2015 to Mar 17, 2016
      • Discretionary RAUM · $355M to $740M
        Jul 22, 2015 to Mar 17, 2016
      • RAUM · $355M to $740M
        Jul 22, 2015 to Mar 17, 2016
      Signals
      1 dated events
      • Paxion Partners Lp filed its initial SEC registration (Form ADV)
        Jul 22, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026