DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

I•• M••••••••• L•••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 277037SEC 801-106853websiteIAPD
Latest filing Sep 1, 2026
First filing on the tape Oct 22, 2015 · 28 filings
SEC status approved since Nov 5, 2015
RAUM
$7.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
85
32 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$7.5B as of Jun 8, 2026
Mar 30, 2016$272M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 8, 2026
Mar 30, 20160 then
Employees (5.A)85 as of Jun 8, 2026
Mar 30, 201610 then
Private funds10 as of Jun 8, 2026
Mar 30, 20162 then
RAUM +25% over the last fiscal year+30% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 1, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$581MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived4 offices incl. principal (1.F.5)
RAUM growth, one year
+23%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$7.2B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
13reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, fixed, performancereported
Class basis
private_client_share=0.0 fund_share=0.95 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      7 reported on Schedule D 7.B.(1)
      Owners and control persons
      Schedule A and B, latest filing
      • B••••• D••••••• R••• · General Counsel/Chief Compliance Officercontrol
        since 05/2022 · owns less than 5%
      • B••••• M••••••• I• · Chief Operating Officercontrol
        since 01/2022 · owns less than 5%
      • F••••• L•••••• · Chief Financial Officercontrol
        since 09/2014 · owns less than 5%
      • K•••••• J••••• B••••••• · Managing Partner And Presidentcontrol
        since 09/2014 · owns less than 5%
      • S•••••• D••••• A•••• · Managing Partnercontrol
        since 09/2014 · owns less than 5%
      • K•••••• J••••• B••••••• · Membercontrol
        since 04/2015 · owns 75% or more of A••••••• L•••••
      • K•••••• J••••• B••••••• · Membercontrol
        since 09/2014 · owns 25% to 50% of I•• M••••••••• G• L•••••
      • S•••••• D••••• A•••• · Membercontrol
        since 09/1997 · owns 50% to 75% of D• A•••• L••
      • S•••••• D••••• A•••• · Membercontrol
        since 09/2014 · owns 50% to 75% of I•• M••••••••• G• L•••••
      Entity owners
      • I•• M••••••••• G• L••••• · General Partner
        direct · owns less than 5%
      • A••••••• L••••• · Limited Partner
        direct · owns 25% to 50%
      • D• A•••• L•• · Limited Partner
        direct · owns 50% to 75%
      Related persons
      Schedule D 7.A
      • A•••••• C••••••• M••••••••• C•••••• S•
        pooled vehicle sponsorn
      • A•••••• C••• I• C••••• M••••••• L••
        pooled vehicle sponsorn
      • A•••••• C••• I• M•••••• L••
        pooled vehicle sponsorn
      • A•••••• C••• I• G• S••
        pooled vehicle sponsorn
      • A•••••• C••• I• M•••••• S••
        pooled vehicle sponsorn
      • A•••••• P••••••• L••
        pooled vehicle sponsorn
      • A•••••• R•• H•••••• S•
        pooled vehicle sponsorn
      • I•• A•• G• L•••••
        pooled vehicle sponsorn
      • I•• D••••••••• T••••••••• A•••• G• L•••••
        pooled vehicle sponsorn
      • I•• G••••• I••••••••• G• L•••••
        pooled vehicle sponsorn
      • I•• I••••••••• R••• G• L•••••
        pooled vehicle sponsorn
      • I•• R••• G• L•••••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • Chicago, IL8 employees
      • Montreal, Canada1 employees
      • St. Charles, MO1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 16 to 13
        Jun 8, 2026 to Sep 1, 2026
      • Pooled vehicle clients · 13 to 10
        Jun 8, 2026 to Sep 1, 2026
      • Financial planning clients · to unset
        Jun 8, 2026 to Sep 1, 2026
      • Private funds · 10 to unset
        Jun 8, 2026 to Sep 1, 2026
      • Discretionary RAUM · $7.5B to $7.6B
        Jun 8, 2026 to Sep 1, 2026
      • Pooled vehicle RAUM · $7.1B to $7.2B
        Jun 8, 2026 to Sep 1, 2026
      • RAUM · $7.5B to $7.6B
        Jun 8, 2026 to Sep 1, 2026
      • Succession · false to unset
        Jun 8, 2026 to Sep 1, 2026
      • Accounts · 13 to 16
        Mar 31, 2026 to Jun 8, 2026
      • Pooled vehicle clients · 10 to 13
        Mar 31, 2026 to Jun 8, 2026
      • Private funds · 7 to 10
        Mar 31, 2026 to Jun 8, 2026
      • Discretionary RAUM · $7.4B to $7.5B
        Mar 31, 2026 to Jun 8, 2026
      • Pooled vehicle RAUM · $7.1B to $7.1B
        Mar 31, 2026 to Jun 8, 2026
      • RAUM · $7.4B to $7.5B
        Mar 31, 2026 to Jun 8, 2026
      • Accounts · 12 to 13
        Dec 2, 2025 to Mar 31, 2026
      • Advisory employees · 33 to 32
        Dec 2, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 9 to 10
        Dec 2, 2025 to Mar 31, 2026
      • Employees · 72 to 85
        Dec 2, 2025 to Mar 31, 2026
      • Private funds · 6 to 7
        Dec 2, 2025 to Mar 31, 2026
      • Discretionary RAUM · $6.0B to $7.4B
        Dec 2, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $5.6B to $7.1B
        Dec 2, 2025 to Mar 31, 2026
      • RAUM · $6.0B to $7.4B
        Dec 2, 2025 to Mar 31, 2026
      • Financial planning clients · unset to
        Mar 31, 2025 to May 17, 2025
      • Accounts · 11 to 12
        May 6, 2024 to Mar 31, 2025
      • Advisory employees · 24 to 33
        May 6, 2024 to Mar 31, 2025
      • Employees · 55 to 72
        May 6, 2024 to Mar 31, 2025
      • Discretionary RAUM · $4.6B to $6.0B
        May 6, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $4.3B to $5.6B
        May 6, 2024 to Mar 31, 2025
      • RAUM · $4.6B to $6.0B
        May 6, 2024 to Mar 31, 2025
      • Advisory employees · 25 to 24
        Jan 30, 2024 to Mar 28, 2024
      • Employees · 46 to 55
        Jan 30, 2024 to Mar 28, 2024
      • Discretionary RAUM · $3.5B to $4.6B
        Jan 30, 2024 to Mar 28, 2024
      • Pooled vehicle RAUM · $3.2B to $4.3B
        Jan 30, 2024 to Mar 28, 2024
      • RAUM · $3.5B to $4.6B
        Jan 30, 2024 to Mar 28, 2024
      • Accounts · 9 to 11
        Mar 31, 2023 to Jan 11, 2024
      • Pooled vehicle clients · 7 to 9
        Mar 31, 2023 to Jan 11, 2024
      • Private funds · 4 to 6
        Mar 31, 2023 to Jan 11, 2024
      • Discretionary RAUM · $3.4B to $3.5B
        Mar 31, 2023 to Jan 11, 2024
      • Pooled vehicle RAUM · $3.1B to $3.2B
        Mar 31, 2023 to Jan 11, 2024
      • RAUM · $3.4B to $3.5B
        Mar 31, 2023 to Jan 11, 2024
      Signals
      16 dated events
      • I•• M••••••••• L••• reported RAUM $6.0B, up 32% from $4.6B (2024-05-06 to 2025-03-31)
        Mar 31, 2025 · RAUM change · derived
      • I•• M••••••••• L••• reported RAUM $4.6B, up 29% from $3.5B (2024-01-30 to 2024-03-28)
        Mar 28, 2024 · RAUM change · derived
      • I Matthew Brand (Chief Operating Officer) appeared on Schedule A of I•• M••••••••• L•••
        Jan 30, 2024 · Control person joined · fact
      • J••••• J•••• U•••• (Principal) no longer on Schedule A of I•• M••••••••• L••• (listed 2024-01-11, absent 2024-01-30)
        Jan 30, 2024 · Control person left · inference
      • I•• M••••••••• L••• reported RAUM $3.4B, up 30% from $2.6B (2023-02-24 to 2023-03-31)
        Mar 31, 2023 · RAUM change · derived
      • Matthew Brian Feldman (Chief Compliance Officer) no longer on Schedule A of I•• M••••••••• L••• (listed 2022-03-30, absent 2022-05-05)
        May 5, 2022 · Control person left · inference
      • R••• D•••••• B•••• (General Counsel/Chief Compliance Officer) appeared on Schedule A of I•• M••••••••• L•••
        May 5, 2022 · Control person joined · fact
      • I•• M••••••••• L••• reported RAUM $2.6B, up 64% from $1.6B (2022-01-19 to 2022-03-30)
        Mar 30, 2022 · RAUM change · derived
      • Matthew Brian Feldman (Chief Compliance Officer) appeared on Schedule A of I•• M••••••••• L•••
        Jan 19, 2022 · Control person joined · fact
      • A. Hayley Stein (Chief Compliance Officer) no longer on Schedule A of I•• M••••••••• L••• (listed 2021-03-31, absent 2022-01-19)
        Jan 19, 2022 · Control person left · inference
      • I•• M••••••••• L••• reported RAUM $1.5B, up 42% from $1.0B (2019-08-29 to 2020-03-27)
        Mar 27, 2020 · RAUM change · derived
      • Sim Daniel Lee (Controller And Chief Compliance Officer) no longer on Schedule A of I•• M••••••••• L••• (listed 2019-04-29, absent 2019-08-29)
        Aug 29, 2019 · Control person left · inference
      • A. Hayley Stein (Chief Compliance Officer) appeared on Schedule A of I•• M••••••••• L•••
        Aug 29, 2019 · Control person joined · fact
      • I•• M••••••••• L••• reported RAUM $1.0B, up 75% from $582.5M (2018-05-17 to 2019-03-29)
        Mar 29, 2019 · RAUM change · derived
      • I•• M••••••••• L••• reported RAUM $582.5M, up 55% from $376.6M (2017-05-01 to 2018-03-28)
        Mar 28, 2018 · RAUM change · derived
      • I•• M••••••••• L••• filed its initial SEC registration (Form ADV)
        Oct 22, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/ite-managementreportedpublic record, Form ADV, Sep 18, 2026
      Website
      ITEMGMT.COMreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      (212) 220-5802reportedpublic record, Form ADV, Sep 1, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026