DFX Intelligence

RIA Intelligence

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SEC-registered adviser

T••• G•••• C•••••• M••••••••• L••

Asset manager (funds and pooled vehicles)Westport, ConnecticutCRD 277052SEC 801-123099website IAPD

Latest filing May 11, 2026

First filing on the tape Oct 9, 2019 · 12 filings

SEC status approved since Jan 24, 2022

RAUM

$876M

reported, Item 5.F

Discretionary

97%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

13 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

12 filings and snapshots on the tape

RAUM$876M as of May 11, 2026

Mar 29, 2022$164M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of May 11, 2026

Mar 29, 20220 then

Employees (5.A)34 as of May 11, 2026

Mar 29, 202221 then

Private funds7 as of May 11, 2026

Mar 29, 20221 then

RAUM +24% over the last fiscal year+9.9% a year over threeIARs 0 to 0

Practice profile

derived from the filing of May 11, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $87.6MderivedRAUM over accounts (5.F.2.f)
Discretionary: 97%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year: +24%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $794M, 12 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$876M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 10reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $794M for 12 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

2 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
T••• G•••• C•••••• F••• I•• L•••	Other Private Fund	$654M	195	Apr 27, 2020
T••• G•••• C•••••• P••••••• F••• I•• L•••	Other Private Fund	$19.9M	1	Mar 31, 2023

Owners and control persons

Schedule A and B, latest filing

K••••••• C••••••••• R•••• · Member And Chief Financial Officercontrol
since 11/2022 · owns less than 5%
L•••••• A••••••• D••••• · Member, Chief Operating Officer And General Counselcontrol
since 08/2015 · owns 5% to 10%
N•••••• P••••••••• N•• · Member And Chief Executive Officercontrol
since 07/2011 · owns 50% to 75%
V••••••••• K••••••• S•••• · Chief Compliance Officer And Vice President Of Legalcontrol
since 11/2022 · owns less than 5%
W••••••• B••••• P••••••• · Member And Officercontrol
since 07/2011 · owns 25% to 50%

Related persons

Schedule D 7.A

T•• A•••• M••••••••• I•• L••
bankpooled vehicle sponsorn
T•• A•••• M••••••••• I• L••
bankpooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

private fund count surgeChange between filings · filing Mar 30, 2026
private funds (Schedule D 7.B.1) moved from 3.0 to 7.0 (+133.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was 0.0% (489 comparable advisers, 99.0th percentile of changes)
peers: asset managers, $500M to $1B (489) · 99% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 6 to 10
May 15, 2025 to Mar 30, 2026
Advisory employees · 15 to 13
May 15, 2025 to Mar 30, 2026
Pooled vehicle clients · 8 to 12
May 15, 2025 to Mar 30, 2026
Assets in custody · $66.2M to $794M
May 15, 2025 to Mar 30, 2026
Employees · 33 to 34
May 15, 2025 to Mar 30, 2026
Private funds · 3 to 7
May 15, 2025 to Mar 30, 2026
Discretionary RAUM · $748M to $854M
May 15, 2025 to Mar 30, 2026
Non-discretionary RAUM · $20.3M to $22.3M
May 15, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $769M to $876M
May 15, 2025 to Mar 30, 2026
RAUM · $769M to $876M
May 15, 2025 to Mar 30, 2026
Financial planning clients · unset to
Mar 31, 2025 to May 15, 2025
Discretionary RAUM · $685M to $748M
Mar 31, 2025 to May 15, 2025
Pooled vehicle RAUM · $705M to $769M
Mar 31, 2025 to May 15, 2025
RAUM · $705M to $769M
Mar 31, 2025 to May 15, 2025
Accounts · 4 to 6
May 15, 2024 to Mar 31, 2025
Advisory employees · 11 to 15
May 15, 2024 to Mar 31, 2025
Pooled vehicle clients · 6 to 8
May 15, 2024 to Mar 31, 2025
Assets in custody · $203M to $66.2M
May 15, 2024 to Mar 31, 2025
Employees · 28 to 33
May 15, 2024 to Mar 31, 2025
Other offices · 0 to 1
May 15, 2024 to Mar 31, 2025
Private funds · 2 to 3
May 15, 2024 to Mar 31, 2025
Discretionary RAUM · $654M to $685M
May 15, 2024 to Mar 31, 2025
Non-discretionary RAUM · $19.9M to $20.3M
May 15, 2024 to Mar 31, 2025
Pooled vehicle RAUM · $674M to $705M
May 15, 2024 to Mar 31, 2025
RAUM · $674M to $705M
May 15, 2024 to Mar 31, 2025
Discretionary RAUM · $612M to $654M
Mar 27, 2024 to May 15, 2024
Non-discretionary RAUM · $19.8M to $19.9M
Mar 27, 2024 to May 15, 2024
Pooled vehicle RAUM · $631M to $674M
Mar 27, 2024 to May 15, 2024
RAUM · $631M to $674M
Mar 27, 2024 to May 15, 2024
Advisory employees · 7 to 11
May 19, 2023 to Mar 27, 2024
Pooled vehicle clients · 7 to 6
May 19, 2023 to Mar 27, 2024
Assets in custody · $12.5M to $203M
May 19, 2023 to Mar 27, 2024
Employees · 20 to 28
May 19, 2023 to Mar 27, 2024
Discretionary RAUM · $641M to $612M
May 19, 2023 to Mar 27, 2024
Non-discretionary RAUM · $20.0M to $19.8M
May 19, 2023 to Mar 27, 2024
Pooled vehicle RAUM · $661M to $631M
May 19, 2023 to Mar 27, 2024
RAUM · $661M to $631M
May 19, 2023 to Mar 27, 2024
Accounts · 2 to 4
Nov 18, 2022 to Mar 31, 2023
Advisory employees · 6 to 7
Nov 18, 2022 to Mar 31, 2023
Pooled vehicle clients · 5 to 7
Nov 18, 2022 to Mar 31, 2023

Signals

4 dated events

T••• G•••• C•••••• M••••••••• L•• reported RAUM $660.9M, up 304% from $163.8M (2022-11-18 to 2023-03-31)
Mar 31, 2023 · RAUM change · derived
Sweet Kathryn Vengerovskiy (Chief Compliance Officer And Vice President Of Legal) appeared on Schedule A of T••• G•••• C•••••• M••••••••• L••
Nov 18, 2022 · Control person joined · fact
Robin Christopher Kirkman (Chief Financial Officer) appeared on Schedule A of T••• G•••• C•••••• M••••••••• L••
Nov 18, 2022 · Control person joined · fact
T••• G•••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Oct 9, 2019 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

T••• G•••• C•••••• M••••••••• L•• · Independent Sponsors
shared crd · capital_provider

How to reach

public business contact points only, each with its source

Website: t•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 855-335-5900reportedpublic record, Form ADV, May 11, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026