DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L• C••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Feb 16, 2024 · 5 filings
SEC status approved since Mar 18, 2024
RAUM
$197M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$197M as of Mar 24, 2026
Mar 10, 2025$195M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Mar 10, 20250 then
Employees (5.A)3 as of Mar 24, 2026
Mar 10, 20251 then
Private funds6 as of Mar 24, 2026
Mar 10, 20256 then
RAUM +1.1% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $32.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $197M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$197M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $197M for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L• C•••••• I• L• | Private Equity Fund | $60.9M | 91 | Feb 16, 2024 |
| L• C•••••• I•• Q• L• | Private Equity Fund | $38.0M | 40 | Feb 16, 2024 |
| L• C•••••• I• L• | Private Equity Fund | $28.5M | 58 | Feb 16, 2024 |
| L• C•••••• I•• L• | Private Equity Fund | $12.9M | 41 | Feb 16, 2024 |
| L• C•••••• I• P••••••• L• | Private Equity Fund | $9.2M | 20 | Feb 16, 2024 |
| L• C•••••• O••••••••• F••• I• L• | Private Equity Fund | $7.0M | 7 | Feb 16, 2024 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• A••••••• A••••• · Chief Financial Officer, Chief Compliance Officercontrolsince 04/2019 · owns less than 5%
- F•••••• B•••••• S•••• · Managing Partnercontrolsince 12/2014 · owns 75% or more
Related persons
Schedule D 7.A
- L• C•••••• G•• L••pooled vehicle sponsorn
- L• C•••••• I•• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $195M to $197MAug 7, 2025 to Mar 24, 2026
- Employees · 2 to 3Aug 7, 2025 to Mar 24, 2026
- Discretionary RAUM · $195M to $197MAug 7, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $195M to $197MAug 7, 2025 to Mar 24, 2026
- RAUM · $195M to $197MAug 7, 2025 to Mar 24, 2026
- Advisory employees · 1 to 2Mar 10, 2025 to Aug 7, 2025
- Employees · 1 to 2Mar 10, 2025 to Aug 7, 2025
- Assets in custody · unset to 194954378.0Mar 15, 2024 to Mar 10, 2025
- Custody of client assets · false to trueMar 15, 2024 to Mar 10, 2025
- Financial planning clients · unset to Mar 15, 2024 to Mar 10, 2025
- Discretionary RAUM · $156M to $195MMar 15, 2024 to Mar 10, 2025
- Pooled vehicle RAUM · $156M to $195MMar 15, 2024 to Mar 10, 2025
- RAUM · $156M to $195MMar 15, 2024 to Mar 10, 2025
Signals
1 dated events
- L• C••••••• L•• filed its initial SEC registration (Form ADV)Feb 16, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- L• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- L• C••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/l-capital-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 909-938-2533reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026