DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••••• A•••••••• L••
Latest filing Mar 16, 2026
First filing on the tape Jul 19, 2016 · 33 filings
SEC status approved since Jul 29, 2016
RAUM
$545M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
94%
$511M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$60.6M
derived; firm RAUM over IAPD count
Employees
15
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$545M as of Mar 16, 2026
Jan 19, 2017$141M then
HNW client RAUM$302M as of Mar 16, 2026
Mar 31, 2018$78.3M then
State-registered IARs (5.B.3)9 as of Mar 16, 2026
Jan 19, 20175 then
Employees (5.A)15 as of Mar 16, 2026
Jan 19, 20175 then
Private funds: no history
RAUM +18% over the last fiscal year+25% a year over threeIARs 5 to 9
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $60.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 75derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $242,626derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 5.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 9.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +80%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.1%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Wrap fee program
- $11.5MreportedItem 5.I
- Custody
- $1.1M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$302M55%
- Individuals$209M38%
- Charitable organizations$28.8M5.3%
- Corporations and businesses$5.2M1.0%
- Pension and profit-sharing plans$617,7520.1%
- Individual clients
- 528reported
- HNW clients
- 146reported
- Pension plan clients
- 0reported
- Charitable clients
- 13reported
- Accounts
- 2,247reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $1.1M for 6 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W••••• L•• S•••••••Certified Financial Planner, Chartered Financial Consultant | Mount Joy, Pa | Nov 6, 2015 | 39 y | 2 |
| T••••• E••••• T••••••Certified Financial Planner | Mount Joy, Pa | Nov 6, 2015 | 32 y | 4 |
| M••• A•••• B••••••Certified Financial Planner | Mount Joy, Pa | Nov 6, 2015 | 18 y | 2 |
| J••• C•••••• S•••••• | Mount Joy, Pa | Nov 6, 2015 | 29 y | 2 |
| Z•••••• S•••• D••••••• | Mount Joy, Pa | Jan 3, 2017 | 10 y | 0 |
| L••••• L• F•• | Mount Joy, Pa | Nov 14, 2018 | 19 y | 4 |
| L•••• D•••• K•••••Certified Financial Planner | Mount Joy, Pa | Jun 25, 2024 | 11 y | 0 |
| J•• K•••• K••••• | Mount Joy, Pa | Jun 25, 2024 | 24 y | 2 |
| B••••••• A••••• W•••••Certified Financial Planner | Mount Joy, Pa | Jun 25, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J••••••• K•••• to E••••••••• L••May 26, 2021 · RIA to a state-registered adviser
Joined, latest
- J•• K•••• K••••• from E••••••• T•••• C••••••Jun 25, 2024 · RIA to RIA
- L••••• L• F•• from A••••••••• F•••••••• S•••••••• L••Nov 14, 2018 · Affiliated broker-dealer or bank to independent RIA
- T••••• E••••• T•••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Nov 6, 2015 · Other
- M••• A•••• B•••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Nov 6, 2015 · Other
- J••• C•••••• S•••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Nov 6, 2015 · Other
- W••••• L•• S••••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Nov 6, 2015 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from C•••••••• I••••••••• R••••••• A•••••••• I•••Aug 9, 2016 · Mount Joy, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• M•••• A•••• · Member/Chief Compliance Officercontrolsince 11/2011 · owns 10% to 25%
- S•••••••• W•••••• L•• · Managing Member/Partnercontrolsince 11/2011 · owns 25% to 50%
- S••••••• J•••• C•••••• · Member/Partnercontrolsince 11/2011 · owns 10% to 25%
- T••••••• T•••••• E••••• · Member/Partnercontrolsince 01/2017 · owns 10% to 25%
- D•••••••• Z••••••• S•••• · Membersince 12/2023 · owns 5% to 10%
- K•••••• L••••• D•••• · Membersince 12/2023 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mount Joy, Pa · principal | 9 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- advisor count surgeChange between filings · filing Mar 16, 2026advisory representatives (Item 5.B.3) moved from 5.0 to 9.0 (+80.0%) between the annual amendments of 2025-03-17 and 2026-03-16; the peer median change was 0.0% (795 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $500M to $1B (795) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 2,014 to 2,247Mar 17, 2025 to Mar 16, 2026
- Advisory employees · 9 to 10Mar 17, 2025 to Mar 16, 2026
- Advisory activities · 6 to 7Mar 17, 2025 to Mar 16, 2026
- Charity clients · 9 to 13Mar 17, 2025 to Mar 16, 2026
- Corporate clients · 3.0 to unsetMar 17, 2025 to Mar 16, 2026
- HNW clients · 124 to 146Mar 17, 2025 to Mar 16, 2026
- Individual clients · 511 to 528Mar 17, 2025 to Mar 16, 2026
- Assets in custody · $947,484 to $1.1MMar 17, 2025 to Mar 16, 2026
- Employees · 14 to 15Mar 17, 2025 to Mar 16, 2026
- Financial planning clients · 11-25 to 26-50Mar 17, 2025 to Mar 16, 2026
- State-registered IARs · 5 to 9Mar 17, 2025 to Mar 16, 2026
- Discretionary RAUM · $457M to $538MMar 17, 2025 to Mar 16, 2026
- HNW RAUM · $244M to $302MMar 17, 2025 to Mar 16, 2026
- Individual RAUM · $200M to $209MMar 17, 2025 to Mar 16, 2026
- Non-discretionary RAUM · $4.2M to $7.1MMar 17, 2025 to Mar 16, 2026
- Pension RAUM · $0 to $617,752Mar 17, 2025 to Mar 16, 2026
- RAUM · $462M to $545MMar 17, 2025 to Mar 16, 2026
- Accounts · 1,509 to 2,014Aug 16, 2024 to Mar 17, 2025
- Advisory employees · 8 to 9Aug 16, 2024 to Mar 17, 2025
- Charity clients · 10 to 9Aug 16, 2024 to Mar 17, 2025
- HNW clients · 86 to 124Aug 16, 2024 to Mar 17, 2025
- Individual clients · 400 to 511Aug 16, 2024 to Mar 17, 2025
- Assets in custody · $8.0M to $947,484Aug 16, 2024 to Mar 17, 2025
- Employees · 11 to 14Aug 16, 2024 to Mar 17, 2025
- Financial planning clients · 11-25 to 11-25Aug 16, 2024 to Mar 17, 2025
- Discretionary RAUM · $320M to $457MAug 16, 2024 to Mar 17, 2025
- HNW RAUM · $161M to $244MAug 16, 2024 to Mar 17, 2025
- Individual RAUM · $144M to $200MAug 16, 2024 to Mar 17, 2025
- Non-discretionary RAUM · $1.3M to $4.2MAug 16, 2024 to Mar 17, 2025
- RAUM · $321M to $462MAug 16, 2024 to Mar 17, 2025
- Accounts · 1,422 to 1,509Sep 28, 2023 to Mar 22, 2024
- HNW clients · 80 to 86Sep 28, 2023 to Mar 22, 2024
- Individual clients · 385 to 400Sep 28, 2023 to Mar 22, 2024
- Assets in custody · $918,839 to $8.0MSep 28, 2023 to Mar 22, 2024
- Financial planning clients · 26-50 to 11-25Sep 28, 2023 to Mar 22, 2024
- Discretionary RAUM · $282M to $320MSep 28, 2023 to Mar 22, 2024
- HNW RAUM · $135M to $161MSep 28, 2023 to Mar 22, 2024
- Individual RAUM · $125M to $144MSep 28, 2023 to Mar 22, 2024
- Non-discretionary RAUM · $0 to $1.3MSep 28, 2023 to Mar 22, 2024
- RAUM · $282M to $321MSep 28, 2023 to Mar 22, 2024
Signals
2 dated events
- S••••••••• A•••••••• L•• reported RAUM $461.5M, up 44% from $321.2M (2024-08-16 to 2025-03-17)Mar 17, 2025 · RAUM change · derived
- S••••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Jul 19, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 717-492-4787reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/stewardship-advisors-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (717) 492-4787reportedpublic record, Form ADV, Mar 16, 2026
- Contact form
- mystewardshipadvisor.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- mystewardshipadvisor.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $60.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026