DFX Intelligence
RIA Intelligence
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SEC-registered adviser
R•• M••••••• F••••••••• L••
Latest filing Jul 30, 2026
First filing on the tape Jun 30, 2023 · 6 filings
SEC status approved since Aug 1, 2023
RAUM
$184M
reported, Item 5.F
Discretionary
76%
of RAUM
Private clients
100%
$184M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$184M as of Jul 30, 2026
Mar 12, 2024$162M then
HNW client RAUM$154M as of Jul 30, 2026
Mar 12, 2024$153M then
State-registered IARs (5.B.3)0 as of Jul 30, 2026
Mar 12, 20240 then
Employees (5.A)1 as of Jul 30, 2026
Mar 12, 20241 then
Private funds: no history
RAUM +5.8% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jul 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $526,957derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 76%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$154M83%
- Individuals$30.6M17%
- Individual clients
- 74reported
- HNW clients
- 77reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 350reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••• C••••••••• J•• · Managing Member/Chief Compliance Officer/Ownercontrolsince 08/2015 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- HQ city · FORT COLLINS to Mar 27, 2026 to Jul 30, 2026
- HQ state · CO to Mar 27, 2026 to Jul 30, 2026
- Accounts · 353 to 350Mar 29, 2025 to Mar 27, 2026
- HNW clients · 79 to 77Mar 29, 2025 to Mar 27, 2026
- Discretionary RAUM · $122M to $139MMar 29, 2025 to Mar 27, 2026
- HNW RAUM · $149M to $154MMar 29, 2025 to Mar 27, 2026
- Individual RAUM · $25.3M to $30.6MMar 29, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $52.8M to $45.1MMar 29, 2025 to Mar 27, 2026
- RAUM · $174M to $184MMar 29, 2025 to Mar 27, 2026
- Accounts · 359 to 353Mar 12, 2024 to Mar 29, 2025
- HNW clients · 97 to 79Mar 12, 2024 to Mar 29, 2025
- Individual clients · 54 to 74Mar 12, 2024 to Mar 29, 2025
- Financial planning clients · 11-25 to 11-25Mar 12, 2024 to Mar 29, 2025
- Discretionary RAUM · $72.6M to $122MMar 12, 2024 to Mar 29, 2025
- HNW RAUM · $153M to $149MMar 12, 2024 to Mar 29, 2025
- Individual RAUM · $9.6M to $25.3MMar 12, 2024 to Mar 29, 2025
- Non-discretionary RAUM · $89.5M to $52.8MMar 12, 2024 to Mar 29, 2025
- RAUM · $162M to $174MMar 12, 2024 to Mar 29, 2025
- Charity clients · 0.0 to unsetMar 11, 2024 to Mar 12, 2024
- Corporate clients · 0.0 to unsetMar 11, 2024 to Mar 12, 2024
- Pension plan clients · 0.0 to unsetMar 11, 2024 to Mar 12, 2024
- Pooled vehicle clients · 0.0 to unsetMar 11, 2024 to Mar 12, 2024
- State-registered IARs · 1 to 0Mar 11, 2024 to Mar 12, 2024
- Discretionary RAUM · $65.4M to $72.6MMar 11, 2024 to Mar 12, 2024
- HNW RAUM · $137M to $153MMar 11, 2024 to Mar 12, 2024
- Individual RAUM · $8.7M to $9.6MMar 11, 2024 to Mar 12, 2024
- Non-discretionary RAUM · $80.6M to $89.5MMar 11, 2024 to Mar 12, 2024
- Pension RAUM · 0.0 to unsetMar 11, 2024 to Mar 12, 2024
- Pooled vehicle RAUM · 0.0 to unsetMar 11, 2024 to Mar 12, 2024
- RAUM · $146M to $162MMar 11, 2024 to Mar 12, 2024
Signals
1 dated events
- R•• M••••••• F••••••••• L•• filed its initial SEC registration (Form ADV)Jun 30, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- REDM•••••••FINANCIAL.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 970-658-0946reportedpublic record, Form ADV, Jul 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026