DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Latest filing Mar 20, 2026
First filing on the tape Jul 20, 2015 · 17 filings
SEC status approved since Sep 3, 2015
RAUM
$9.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.1%
$8,642 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$4.8M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$9.7M as of Mar 20, 2026
Mar 30, 2016$120M then
HNW client RAUM: $246,765
State-registered IARs (5.B.3)2 as of Mar 20, 2026
Mar 30, 20160 then
Employees (5.A)3 as of Mar 20, 2026
Mar 30, 20164 then
Private funds1 as of Mar 31, 2022
Mar 30, 20161 then
RAUM +37% over the last fiscal year+65% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
- RAUM per advisor
- $4.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +37%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$9.7M100%
- Individuals$8,6420.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T•••• M••••••• S•••• M•••••Chartered Financial Analyst | Mexico City | May 2, 2024 | 14 y | 0 |
| A•••••••• T•••• | Mexico City | Jan 16, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•• H•••• D••••••••• I••••••••• F•••• L•••no longer reported | Hedge Fund | $294 | 2 | Jul 20, 2015 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• G•••••• A•••• · Chief Compliance Officercontrolsince 06/2024 · owns less than 5%
- C••••••• A•••••• L•••• E•••••• · Partnercontrolsince 01/2022 · owns 25% to 50%
- S•••• M•••••• T••••• M••••••• · Partnercontrolsince 03/2012 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 5 to 4Mar 28, 2025 to Mar 20, 2026
- Discretionary RAUM · $7.0M to $9.7MMar 28, 2025 to Mar 20, 2026
- HNW RAUM · 246765.0 to unsetMar 28, 2025 to Mar 20, 2026
- Individual RAUM · $13,274 to $8,642Mar 28, 2025 to Mar 20, 2026
- RAUM · $7.0M to $9.7MMar 28, 2025 to Mar 20, 2026
- Accounts · 8 to 5Sep 10, 2024 to Mar 28, 2025
- Advisory employees · 3 to 2Sep 10, 2024 to Mar 28, 2025
- Advisory activities · 3 to 2Sep 10, 2024 to Mar 28, 2025
- Employees · 5 to 3Sep 10, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Sep 10, 2024 to Mar 28, 2025
- HQ city · unset to Sep 10, 2024 to Mar 28, 2025
- HQ state · unset to Sep 10, 2024 to Mar 28, 2025
- Discretionary RAUM · $5.3M to $7.0MSep 10, 2024 to Mar 28, 2025
- HNW RAUM · unset to 246765.0Sep 10, 2024 to Mar 28, 2025
- Individual RAUM · $1.0M to $13,274Sep 10, 2024 to Mar 28, 2025
- RAUM · $5.3M to $7.0MSep 10, 2024 to Mar 28, 2025
- Accounts · 7 to 8May 12, 2023 to Mar 29, 2024
- Advisory employees · 4 to 3May 12, 2023 to Mar 29, 2024
- Individual clients · 7.0 to unsetMay 12, 2023 to Mar 29, 2024
- Employees · 7 to 5May 12, 2023 to Mar 29, 2024
- State-registered IARs · 0 to 2May 12, 2023 to Mar 29, 2024
- Discretionary RAUM · $2.1M to $5.3MMay 12, 2023 to Mar 29, 2024
- Individual RAUM · $2.1M to $1.0MMay 12, 2023 to Mar 29, 2024
- RAUM · $2.1M to $5.3MMay 12, 2023 to Mar 29, 2024
- Accounts · 1 to 7Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 5 to 4Mar 31, 2022 to Mar 31, 2023
- Individual clients · unset to 7.0Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 1.0 to unsetMar 31, 2022 to Mar 31, 2023
- Assets in custody · 294.0 to unsetMar 31, 2022 to Mar 31, 2023
- Custody of client assets · true to falseMar 31, 2022 to Mar 31, 2023
- Financial planning clients · unset to 0Mar 31, 2022 to Mar 31, 2023
- HQ city · MEXICO CITY to unsetMar 31, 2022 to Mar 31, 2023
- Private funds · 1 to unsetMar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $294 to $2.1MMar 31, 2022 to Mar 31, 2023
- Individual RAUM · unset to 2149000.0Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · 294.0 to unsetMar 31, 2022 to Mar 31, 2023
- RAUM · $294 to $2.1MMar 31, 2022 to Mar 31, 2023
- Related bank · true to falseMar 31, 2022 to Mar 31, 2023
- Advisory activities · 2 to 3Mar 31, 2021 to Mar 31, 2022
- Assets in custody · $1.7M to $294Mar 31, 2021 to Mar 31, 2022
Signals
6 dated events
- A•••• B••••••• G••••• (Chief Compliance Officer) appeared on Schedule A of H•• C•••••• L••Sep 10, 2024 · Control person joined · fact
- Jonathan Arevalo Aguilera (Chief Compliance Officer) no longer on Schedule A of H•• C•••••• L•• (listed 2024-03-29, absent 2024-09-10)Sep 10, 2024 · Control person left · inference
- Eduardo Camarena (Partner) appeared on Schedule A of H•• C•••••• L••Mar 31, 2022 · Control person joined · fact
- H•• C•••••• L•• reported RAUM $20.9M, down 85% from $135.3M (2019-03-31 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- M Javier Najeramunoz (Partner) no longer on Schedule A of H•• C•••••• L•• (listed 2018-03-30, absent 2019-03-31)Mar 31, 2019 · Control person left · inference
- H•• C•••••• L•• filed its initial SEC registration (Form ADV)Jul 20, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/hdi-capital/posts/?feedView=allreportedpublic record, Form ADV, Sep 19, 2026
- Website
- h•••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +52 (55) 9180-7742reportedpublic record, Form ADV, Mar 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $4.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026