DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Quona Capital Management LLC
Latest filing Mar 30, 2026
First filing on the tape Jul 28, 2015 · 27 filings
SEC status approved since Aug 7, 2015
RAUM
$1.0B
reported, Item 5.F
Discretionary
52%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
27
14 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
9
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$1.0B as of Mar 30, 2026
Mar 25, 2016$106M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 25, 20160 then
Employees (5.A)27 as of Mar 30, 2026
Mar 25, 20163 then
Private funds9 as of Mar 30, 2026
Mar 28, 20181 then
RAUM +6.2% over the last fiscal year-3.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $105MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 52%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $499M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.0B100%
- Corporations and businesses$2.5M0.2%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $499M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Accion Frontier Inclusion Fund, L.P. | Venture Capital Fund | $394M | 30 | Nov 6, 2015 |
| Accion Quona Inclusion Fund, L.P. | Venture Capital Fund | $317M | 47 | Nov 14, 2018 |
| Quona Accion Inclusion Fund III, L.P. | Venture Capital Fund | $311M | 75 | Mar 31, 2022 |
| Quona Opportunity Fund, L.P. | Venture Capital Fund | $68.4M | 19 | Mar 27, 2023 |
| Quona Blue Earth Special Opportunity LLC | Venture Capital Fund | $19.4M | 4 | Sep 3, 2024 |
| Quona Pipo Special Opportunity I, LLC | Venture Capital Fund | $4.8M | 45 | Mar 31, 2022 |
| Quona Pipo Special Opportunity II, LLC | Venture Capital Fund | $966,901 | 13 | Mar 27, 2023 |
| Quona Actyus Special Opportunity LLC | Venture Capital Fund | $605,453 | 1 | Sep 3, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Nmn Johan Bosini · Membercontrolsince 12/2022 · owns 5% to 10%
- Lyle David Mathewson · Member, Coo, And Ccocontrolsince 09/2022 · owns less than 5%
- Ganesh Venkateshwaran Rengaswamy · Managing Membercontrolsince 05/2023 · owns 25% to 50%
- Brand Monica Engel · Managing Membercontrolsince 05/2015 · owns 75% or more of Engel Inclusion LLC
- Harold Jonathan Whittle · Managing Membercontrolsince 05/2015 · owns 75% or more of Valeview Management LLC
Entity owners
- Engel Inclusion LLC · Managing Memberdirect · owns 25% to 50%
- Valeview Management LLC · Managing Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- Quona Capital Management (Singapore) Pte. Ltd.investment advisery
- Quona Fund III Gp, L.L.C.pooled vehicle sponsorn
- Quona Opportunity Gp, L.L.C.pooled vehicle sponsorn
- Quona Spv Management LLCpooled vehicle sponsorn
Advisers that list Quona Capital Management LLC as a related person
- 175033 n
Offices
Schedule D 1.F, the 25 largest
- Singapore, Singapore1 employees
What changed
consecutive filings, newest first
- Accounts · 9 to 10Sep 2, 2025 to Mar 30, 2026
- Advisory employees · 16 to 14Sep 2, 2025 to Mar 30, 2026
- Pooled vehicle clients · 8 to 9Sep 2, 2025 to Mar 30, 2026
- Assets in custody · $585M to $499MSep 2, 2025 to Mar 30, 2026
- Employees · 30 to 27Sep 2, 2025 to Mar 30, 2026
- Private funds · 8 to 9Sep 2, 2025 to Mar 30, 2026
- Discretionary RAUM · $422M to $546MSep 2, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $563M to $501MSep 2, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $983M to $1.0BSep 2, 2025 to Mar 30, 2026
- RAUM · $985M to $1.0BSep 2, 2025 to Mar 30, 2026
- Advisory employees · 13 to 16Sep 24, 2024 to Apr 28, 2025
- Assets in custody · $736M to $585MSep 24, 2024 to Apr 28, 2025
- Employees · 26 to 30Sep 24, 2024 to Apr 28, 2025
- Financial planning clients · unset to Sep 24, 2024 to Apr 28, 2025
- Discretionary RAUM · $405M to $422MSep 24, 2024 to Apr 28, 2025
- Non-discretionary RAUM · $714M to $563MSep 24, 2024 to Apr 28, 2025
- Pooled vehicle RAUM · $1.1B to $983MSep 24, 2024 to Apr 28, 2025
- RAUM · $1.1B to $985MSep 24, 2024 to Apr 28, 2025
- Other offices · 0 to 1Sep 3, 2024 to Sep 24, 2024
- Related adviser · false to trueSep 3, 2024 to Sep 24, 2024
- Accounts · 7 to 9Mar 21, 2024 to Sep 3, 2024
- Pooled vehicle clients · 6 to 8Mar 21, 2024 to Sep 3, 2024
- Assets in custody · $717M to $736MMar 21, 2024 to Sep 3, 2024
- Private funds · 6 to 8Mar 21, 2024 to Sep 3, 2024
- Discretionary RAUM · $316M to $405MMar 21, 2024 to Sep 3, 2024
- Non-discretionary RAUM · $783M to $714MMar 21, 2024 to Sep 3, 2024
- Pooled vehicle RAUM · $1.1B to $1.1BMar 21, 2024 to Sep 3, 2024
- RAUM · $1.1B to $1.1BMar 21, 2024 to Sep 3, 2024
- Advisory employees · 16 to 13Nov 7, 2023 to Mar 21, 2024
- Assets in custody · $5.7M to $717MNov 7, 2023 to Mar 21, 2024
- Employees · 28 to 26Nov 7, 2023 to Mar 21, 2024
- Discretionary RAUM · $321M to $316MNov 7, 2023 to Mar 21, 2024
- Non-discretionary RAUM · $836M to $783MNov 7, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $1.2B to $1.1BNov 7, 2023 to Mar 21, 2024
- RAUM · $1.2B to $1.1BNov 7, 2023 to Mar 21, 2024
- Accounts · 6 to 7Jan 23, 2023 to Mar 27, 2023
- Advisory employees · 11 to 16Jan 23, 2023 to Mar 27, 2023
- Business name · QUONA CAPITAL, LLC to QUONA CAPITAL MANAGEMENT LLCJan 23, 2023 to Mar 27, 2023
- Charity clients · 1.0 to unsetJan 23, 2023 to Mar 27, 2023
- Pooled vehicle clients · 4 to 6Jan 23, 2023 to Mar 27, 2023
Signals
7 dated events
- Ganesh Venkateshwaran Rengaswamy (Managing Partner) appeared on Schedule A of Quona Capital Management LlcJul 21, 2023 · Control person joined · fact
- Nmn Johan Bosini (Partner) appeared on Schedule A of Quona Capital Management LlcMar 27, 2023 · Control person joined · fact
- Lyle David Mathewson (Partner, Coo, And Cco) appeared on Schedule A of Quona Capital Management LlcSep 21, 2022 · Control person joined · fact
- Quona Capital Management Llc reported RAUM $1.2B, up 125% from $521.0M (2022-03-08 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Lund Stephanie Komsa (Chief Compliance Officer, Head Of Operations) no longer on Schedule A of Quona Capital Management Llc (listed 2021-03-31, absent 2022-03-08)Mar 8, 2022 · Control person left · inference
- Quona Capital Management Llc reported RAUM $432.0M, up 75% from $246.5M (2019-03-29 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Quona Capital, Llc filed its initial SEC registration (Form ADV)Jul 28, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Quona Capital Management LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/QUONA-CAPITALreportedpublic record, Form ADV, Sep 17, 2026
- Website
- QUONA.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (202) 706-5886reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026