DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
G•••• C•••••• M••••••••• L•••
Latest filing Mar 27, 2026
First filing on the tape Oct 1, 2015 · 19 filings
SEC status approved since Oct 13, 2015
RAUM
$3.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
22
16 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
14
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$3.0B as of Mar 27, 2026
Feb 10, 2016$485M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Feb 10, 20160 then
Employees (5.A)22 as of Mar 27, 2026
Feb 10, 20168 then
Private funds14 as of Mar 27, 2026
Feb 10, 20163 then
RAUM -3.4% over the last fiscal year-2.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $179MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.6B, 17 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 17reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.6B for 17 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••• I••••••••• F••• I• L••• | Private Equity Fund | $996M | 48 | Feb 10, 2016 |
| G•••• I••••••••• O••••••• F••• I• L••• | Private Equity Fund | $615M | 17 | Feb 10, 2016 |
| G•••• I••••••••• F••• I•• L••• | Private Equity Fund | $592M | 17 | Mar 31, 2023 |
| C••••••• H••••••• S••• L••• | Private Equity Fund | $364M | 11 | Mar 31, 2022 |
| G•• S••••• L••• | Private Equity Fund | $263M | 3 | Mar 29, 2019 |
| G•••• I••••••••• O••••••• F••• I•• L••• | Private Equity Fund | $246M | 4 | Mar 31, 2023 |
| G•• D•••••• T••••• L••• | Private Equity Fund | $167M | 6 | Mar 31, 2023 |
| J•• T•••• L••• | Private Equity Fund | $109M | 6 | Mar 28, 2018 |
| G•• M•••• S••• L• | Private Equity Fund | $62.4M | 1 | Mar 30, 2020 |
| G•••• C••••••••• I• ••• L••• | Private Equity Fund | $60.5M | 5 | Feb 10, 2016 |
| G•••• I••••••••• F••• I• B••••••••• C••••••••• L••• | Private Equity Fund | $60.1M | 1 | Mar 31, 2023 |
| G•• G••••• T••••• L••• | Private Equity Fund | $39.9M | 5 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- A••• J••••• D••••• · Chief Financial Officercontrolsince 05/2020 · owns less than 5%
- L••••••••• N•••• J•••• · General Counsel And Chief Compliance Officercontrolsince 06/2017 · owns less than 5%
- P•••••• S•••••• •••• · Limited Partner And Co-Chief Investment Officercontrolsince 05/2015 · owns 50% to 75%
- Z••••• J•••••• C•••• · Limited Partner And Co-Chief Investment Officercontrolsince 05/2015 · owns 50% to 75%
- P•••••• S•••••• •••• · Membercontrolsince 05/2015 · owns 50% to 75% of G•• I• M••••••••• L••
- Z••••• J•••••• C•••• · Membercontrolsince 05/2015 · owns 50% to 75% of G•• I• M••••••••• L••
Entity owners
- G•• I• M••••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- G•••• C•••••• G•••• L•••bankpooled vehicle sponsorn
- G•••• C•••••• G••••• L•bankpooled vehicle sponsorn
- G•••• C••••••••• G• I•• L••bankpooled vehicle sponsorn
- G•••• C••••••••• G•• L••bankpooled vehicle sponsorn
- G•• D•••••• T•••• G•• L••bankpooled vehicle sponsorn
- G•• G••••• T•••• G•• L••bankpooled vehicle sponsorn
- G•• M•••• S•• G•• L••bankpooled vehicle sponsorn
- G•• S•••• G•• L••bankpooled vehicle sponsorn
- J•• H••••••• G•• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 16 to 17Mar 31, 2025 to Mar 27, 2026
- Advisory employees · 18 to 16Mar 31, 2025 to Mar 27, 2026
- Pooled vehicle clients · 16 to 17Mar 31, 2025 to Mar 27, 2026
- Assets in custody · $2.6B to $2.6BMar 31, 2025 to Mar 27, 2026
- Employees · 23 to 22Mar 31, 2025 to Mar 27, 2026
- Private funds · 13 to 14Mar 31, 2025 to Mar 27, 2026
- Discretionary RAUM · $3.2B to $3.0BMar 31, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $3.2B to $3.0BMar 31, 2025 to Mar 27, 2026
- RAUM · $3.2B to $3.0BMar 31, 2025 to Mar 27, 2026
- Accounts · 15 to 16Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 19 to 18Mar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 15 to 16Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $3.0B to $2.6BMar 29, 2024 to Mar 31, 2025
- Employees · 22 to 23Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Private funds · 12 to 13Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $3.6B to $3.2BMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $3.6B to $3.2BMar 29, 2024 to Mar 31, 2025
- RAUM · $3.6B to $3.2BMar 29, 2024 to Mar 31, 2025
- Accounts · 14 to 15Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 14 to 19Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 14 to 15Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $0 to $3.0BMar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $3.3B to $3.6BMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $3.3B to $3.6BMar 31, 2023 to Mar 29, 2024
- RAUM · $3.3B to $3.6BMar 31, 2023 to Mar 29, 2024
- Accounts · 7 to 14Jul 29, 2022 to Mar 31, 2023
- Pooled vehicle clients · 7 to 14Jul 29, 2022 to Mar 31, 2023
- Employees · 20 to 22Jul 29, 2022 to Mar 31, 2023
- Private funds · 7 to 12Jul 29, 2022 to Mar 31, 2023
- Discretionary RAUM · $2.4B to $3.3BJul 29, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $2.4B to $3.3BJul 29, 2022 to Mar 31, 2023
- RAUM · $2.4B to $3.3BJul 29, 2022 to Mar 31, 2023
- Private funds · 6 to 7Nov 2, 2021 to Mar 31, 2022
- Discretionary RAUM · $1.6B to $2.4BNov 2, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $1.6B to $2.4BNov 2, 2021 to Mar 31, 2022
- RAUM · $1.6B to $2.4BNov 2, 2021 to Mar 31, 2022
- Advisory employees · 12 to 14Mar 30, 2020 to Mar 31, 2021
- Employees · 21 to 20Mar 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $1.3B to $1.6BMar 30, 2020 to Mar 31, 2021
Signals
5 dated events
- G•••• C•••••• M••••••••• L••• reported RAUM $3.3B, up 36% from $2.4B (2022-07-29 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- G•••• C•••••• M••••••••• L••• reported RAUM $2.4B, up 53% from $1.6B (2021-11-02 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Daniel Jason Ash (Chief Financial Officer) appeared on Schedule A of G•••• C•••••• M••••••••• L•••Mar 31, 2021 · Control person joined · fact
- (Nmn) Athos Zakou (Chief Financial Officer) no longer on Schedule A of G•••• C•••••• M••••••••• L••• (listed 2020-03-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- G•••• C•••••• M••••••••• L••• filed its initial SEC registration (Form ADV)Oct 1, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- G•••• C•••••• M••••••••• L••• · Independent Sponsorsshared crd · capital_provider
- G•••• C•••••• M••••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- G••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212 309 2600reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026