DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Clearvest Advisers, LLC

Former SEC-registered adviserNew York, New YorkCRD 281092SEC 801-106663IAPD
Latest filing Mar 29, 2016
First filing on the tape Sep 9, 2015 · 3 filings
RAUM
$35.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
10
$34.1M gross assets
History
3 filings and snapshots on the tape
RAUM$35.9M as of Mar 29, 2016
Sep 9, 2015$39.5M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2016
Sep 9, 20150 then
Employees (5.A)5 as of Mar 29, 2016
Sep 9, 20155 then
Private funds10 as of Mar 29, 2016
Sep 9, 201510 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 29, 2016; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$2.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
13reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      10 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Clearvest Master Fund Spc - Semper Segregated PortfolioHedge Fund$12.6M6Sep 9, 2015
      Clearvest Partners LLC Series A - Paloma FundHedge Fund$3.8M1Sep 9, 2015
      Clearvest Partners LLC Series E - Marshall Wace Eureka FundHedge Fund$3.0M1Sep 9, 2015
      Clearvest Partners LLC Series G - Dk FundHedge Fund$2.8M1Sep 9, 2015
      Clearvest Partners LLC Series B - Bluecrest Allblue FundHedge Fund$2.6M1Sep 9, 2015
      Clearvest Partners LLC Series A - Carlson Double Black Diamond FundHedge Fund$2.5M1Sep 9, 2015
      Clearvest Partners LLC Series E - Marshall Wace Global Opp FundHedge Fund$2.2M1Sep 9, 2015
      Clearvest Partners LLC Series A - Balyasny Atlas Global FundHedge Fund$2.1M1Sep 9, 2015
      Clearvest Partners LLC Series C - Greywolf FundHedge Fund$1.7M1Sep 9, 2015
      Clearvest Partners LLC Series G - Ng FundHedge Fund$800,0003Sep 9, 2015
      Owners and control persons
      Schedule A and B, latest filing
      • Dawn Sara Malak · Ccocontrol
        since 08/2015 · owns less than 5%
      • Anthony Charles Zaffuto · Managing Membercontrol
        since 08/2015 · owns less than 5%
      • Deforrest James Bishop · Elected Manager Of Clearbrook Global Advisors, LLCcontrol
        since 10/2010 · owns F of Clearbrook Global Advisors, LLC
      • Dawn Sara Malak · Member Of Fermi LLCcontrol
        since 04/2011 · owns 25% to 50% of Fermi LLC
      • Chan Timothy Ng · Elected Manager Of Clearbrook Global Advisors, LLCcontrol
        since 10/2010 · owns F of Clearbrook Global Advisors,LLC
      • Hamilton Jeffrey Salzman · Elected Manager Of Clearbrook Global Advisors, LLCcontrol
        since 10/2010 · owns F of Clearbrook Global Advisors, LLC
      • Wakefield Elliott Wislar · Elected Manager Of Clearbrook Global Advisors, LLCcontrol
        since 10/2010 · owns F of Clearbrook Global Advisors, LLC
      • Brailsford John Wislar · Elected Manager Of Clearbrook Global Advisors, LLCcontrol
        since 10/2010 · owns F of Clearbrook Global Advisors, LLC
      • Anthony Charles Zaffuto · Member Of Fermi LLCcontrol
        since 04/2011 · owns 50% to 75% of Fermi LLC
      Entity owners
      • Clearbrook Global Advisors, LLC · Owner
        direct · owns 50% to 75%
      • The Alpha Cooperative LLC · Owner
        direct · owns 50% to 75%
      • Fermi LLC · Member Of The Alpha Cooperative LLC
        indirect · owns 50% to 75% of The Alpha Cooperative LLC
      • Fintac LLC · Member Of The Alpha Cooperative LLC
        indirect · owns 25% to 50% of The Alpha Cooperative LLC
      • Four Families Funding, LLC · Member Of Clearbrook Global Advisors, LLC
        indirect · owns 50% to 75% of Clearbrook Global Advisors, LLC
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 14 to 13
        Sep 30, 2015 to Mar 29, 2016
      • Financial planning clients · 0 to unset
        Sep 30, 2015 to Mar 29, 2016
      • Discretionary RAUM · $39.5M to $35.9M
        Sep 30, 2015 to Mar 29, 2016
      • RAUM · $39.5M to $35.9M
        Sep 30, 2015 to Mar 29, 2016
      • Succession · true to false
        Sep 9, 2015 to Sep 30, 2015
      Signals
      2 dated events
      • Clearvest Advisers, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
        Sep 9, 2015 · Succession (Item 4) · fact
      • Clearvest Advisers, Llc filed its initial SEC registration (Form ADV)
        Sep 9, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026