DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••• W••• C•••••• M••••••••• L•••
Latest filing Mar 30, 2026
First filing on the tape Mar 28, 2016 · 15 filings
SEC status approved since Apr 4, 2016
RAUM
$2.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
28
17 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
12
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$2.1B as of Mar 30, 2026
Mar 29, 2017$558M then
HNW client RAUM$0 as of Mar 31, 2021
Jan 31, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 29, 20170 then
Employees (5.A)28 as of Mar 30, 2026
Mar 29, 201710 then
Private funds12 as of Mar 30, 2026
Mar 29, 20171 then
RAUM -6.1% over the last fiscal year+2.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $173MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -6.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.1B, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.1B for 12 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T••• W••• C•••••• I•• L••• | Private Equity Fund | $740M | 78 | Mar 25, 2020 |
| T••• W••• C••••••• L••• | Private Equity Fund | $450M | 73 | Sep 10, 2015 |
| T••• W••• C•••••• C••••••••• L••• | Private Equity Fund | $248M | 37 | Mar 28, 2023 |
| T••• W••• C•••••• I•••• L••• | Private Equity Fund | $175M | 10 | Mar 25, 2020 |
| T•• I• A•• C••••••••• L••• | Private Equity Fund | $55.8M | 5 | Mar 31, 2021 |
| T•• E••••••••• C••••••••• L••• | Private Equity Fund | $47.1M | 7 | Apr 25, 2018 |
| T•• I• E•••••• C••••••••• L••• | Private Equity Fund | $38.9M | 8 | Mar 27, 2024 |
| T•• S••••••• C••••••••• L• | Private Equity Fund | $31.6M | 5 | Mar 31, 2021 |
| T•• I• S••••••• C••••••••• L••• | Private Equity Fund | $24.5M | 2 | Mar 28, 2023 |
| T•• T••••••• C••••••••• L••• | Private Equity Fund | $24.1M | 4 | Jan 31, 2018 |
| T•• I• L••••••• C••••••••• L••• | Private Equity Fund | $9.8M | 2 | Mar 28, 2023 |
Owners and control persons
Schedule A and B, latest filing
- A••••• R••••• · Chief Financial Officercontrolsince 07/2017 · owns less than 5%
- C••••••• A•••• H•••••• · Limited Partner & Co-Chief Executive Officercontrolsince 04/2014 · owns less than 5%
- G•••••• J••••• H••••••• · Limited Partner, Co-Chief Executive Officercontrolsince 09/2015 · owns less than 5%
- K••••• N•••• J••••• · Chief Compliance Officer And Chief Operating Officercontrolsince 09/2021 · owns less than 5%
- C••••••• A•••• H•••••• · Trusteecontrolsince 09/2007 · owns F of C•••••• 2••• J•••• R•••••••• T••••
- C••••••• A•••• H•••••• · Trusteecontrolsince 04/2015 · owns F of K•••••••• G•••••• H••••• C•••••• D••••••• T••••
- G•••••• J••••• H••••••• · Trusteecontrolsince 12/1995 · owns F of G••••• F••••• T•••• D•••• 1•••••••
- H•••••• K••••••••• G•••••• · Trusteecontrolsince 09/2007 · owns F of C•••••• 2••• J•••• R•••••••• T••••
- H•••••• T•••••• S••••• · Trusteecontrolsince 04/2015 · owns F of K•••••••• G•••••• H••••• C•••••• D••••••• T••••
- J••••••••• W••••••• J••••• · Trusteecontrolsince 01/2000 · owns F of T•• G••••• 2••• F••••• T•••• A••••••••
- S•••••• C••••••• P••••• · Trusteecontrolsince 04/2015 · owns F of K•••••••• G•••••• H••••• C•••••• D••••••• T••••
Entity owners
- C•••••• 2••• J•••• R•••••••• T•••• · Family Investment Partnerdirect · owns 25% to 50%
- G••••• F••••• T•••• D•••• 1••••••• · Family Investment Partnerdirect · owns 25% to 50%
- T•• G••••• 2••• F••••• T•••• A•••••••• · Family Investment Partnerdirect · owns 10% to 25%
- T••• W••• C•••••• M••••••••• G•• L•• · General Partnerdirect · owns less than 5%
- C•••••• 2••• J•••• R•••••••• T•••• · Family Investment Memberindirect · owns 25% to 50% of T••• W••• C•••••• M••••••••• G•• L••
- G••••• F••••• T•••• D•••• 1••••••• · Family Investment Memberindirect · owns 25% to 50% of T••• W••• C•••••• M••••••••• G•• L••
- K•••••••• G•••••• H••••• C•••••• D••••••• T•••• · Family Investment Memberindirect · owns F of T••• W••• C•••••• M••••••••• G•• L••
- T•• G••••• 2••• F••••• T•••• A•••••••• · Family Investment Memberindirect · owns F of T••• W••• C•••••• M••••••••• G•• L••
- K•••••••• G•••••• H••••• C•••••• D••••••• T•••• · Family Investment Partnerdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- T••• W••• C•••••• C••••••••• G•• L••investment adviserpooled vehicle sponsorn
- T••• W••• C•••••• G• I•• L••investment adviserpooled vehicle sponsorn
- T••• W••• C•••••• G•• L••investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 19 to 17Mar 27, 2025 to Mar 30, 2026
- Assets in custody · $2.2B to $2.1BMar 27, 2025 to Mar 30, 2026
- Employees · 26 to 28Mar 27, 2025 to Mar 30, 2026
- Discretionary RAUM · $2.2B to $2.1BMar 27, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $2.2B to $2.1BMar 27, 2025 to Mar 30, 2026
- RAUM · $2.2B to $2.1BMar 27, 2025 to Mar 30, 2026
- Accounts · 11 to 12Mar 27, 2024 to Mar 27, 2025
- Advisory employees · 15 to 19Mar 27, 2024 to Mar 27, 2025
- Pooled vehicle clients · 11 to 12Mar 27, 2024 to Mar 27, 2025
- Assets in custody · $1.8B to $2.2BMar 27, 2024 to Mar 27, 2025
- Employees · 23 to 26Mar 27, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 27, 2025
- Private funds · 11 to 12Mar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.8B to $2.2BMar 27, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $1.8B to $2.2BMar 27, 2024 to Mar 27, 2025
- RAUM · $1.8B to $2.2BMar 27, 2024 to Mar 27, 2025
- Accounts · 10 to 11Mar 28, 2023 to Mar 27, 2024
- Advisory employees · 16 to 15Mar 28, 2023 to Mar 27, 2024
- Pooled vehicle clients · 10 to 11Mar 28, 2023 to Mar 27, 2024
- Assets in custody · $1.9B to $1.8BMar 28, 2023 to Mar 27, 2024
- Private funds · 10 to 11Mar 28, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.9B to $1.8BMar 28, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $1.9B to $1.8BMar 28, 2023 to Mar 27, 2024
- RAUM · $1.9B to $1.8BMar 28, 2023 to Mar 27, 2024
- Accounts · 7 to 10Mar 30, 2022 to Mar 28, 2023
- Advisory employees · 15 to 16Mar 30, 2022 to Mar 28, 2023
- Pooled vehicle clients · 7 to 10Mar 30, 2022 to Mar 28, 2023
- Assets in custody · $1.8B to $1.9BMar 30, 2022 to Mar 28, 2023
- Employees · 20 to 23Mar 30, 2022 to Mar 28, 2023
- Private funds · 7 to 10Mar 30, 2022 to Mar 28, 2023
- Discretionary RAUM · $1.8B to $1.9BMar 30, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $1.8B to $1.9BMar 30, 2022 to Mar 28, 2023
- RAUM · $1.8B to $1.9BMar 30, 2022 to Mar 28, 2023
- Charity clients · 0.0 to unsetOct 1, 2021 to Mar 30, 2022
- Corporate clients · 0.0 to unsetOct 1, 2021 to Mar 30, 2022
- HNW clients · 0.0 to unsetOct 1, 2021 to Mar 30, 2022
- Individual clients · 0.0 to unsetOct 1, 2021 to Mar 30, 2022
- Pension plan clients · 0.0 to unsetOct 1, 2021 to Mar 30, 2022
- Assets in custody · $1.6B to $1.8BOct 1, 2021 to Mar 30, 2022
- Employees · 21 to 20Oct 1, 2021 to Mar 30, 2022
Signals
5 dated events
- Vanarsdale Marritje Greene (Trustee) no longer on Schedule A of T••• W••• C•••••• M••••••••• L••• (listed 2022-03-30, absent 2023-03-28)Mar 28, 2023 · Control person left · inference
- William Michael Michelson (Trustee) no longer on Schedule A of T••• W••• C•••••• M••••••••• L••• (listed 2022-03-30, absent 2023-03-28)Mar 28, 2023 · Control person left · inference
- J••••• N••• K•••• (Chief Compliance Officer And Chief Operating Officer) appeared on Schedule A of T••• W••• C•••••• M••••••••• L•••Oct 1, 2021 · Control person joined · fact
- T••• W••• C•••••• M••••••••• L••• reported RAUM $1.6B, up 96% from $837.5M (2020-03-25 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- T••• W••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 28, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T••• W••• C•••••• M••••••••• L••• · Independent Sponsorsshared crd · capital_provider
- T••• W••• C•••••• M••••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- T•••W•••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-780-9975reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026