DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

One Charles Private Wealth, LLC

Former SEC-registered adviserHingham, MassachusettsCRD 281121SEC 801-106681IAPD
Latest filing Nov 7, 2016
First filing on the tape Sep 15, 2015 · 12 filings
RAUM
$204M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$204M as of Nov 7, 2016
Sep 15, 2015$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)4 as of Nov 7, 2016
Sep 15, 20151 then
Employees (5.A)7 as of Nov 7, 2016
Sep 15, 20151 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Nov 7, 2016; every figure names its basis
RAUM per advisor
$51.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$231,555derivedRAUM over accounts (5.F.2.f)
Discretionary
96%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.8derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
881reported
Financial planning clients
11-25reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Anne Pamela Desmarais · Chief Operating Officer, Client Servicescontrol
      since 11/2015 · owns less than 5%
    • Allen Geoffrey Gorman · Chief Operating Officer, Business Operationscontrol
      since 11/2015 · owns less than 5%
    • Andrew Paul Squarcia · Managing Member/Chief Compliance Officer/Founding Partnercontrol
      since 11/2015 · owns 75% or more
    • Randall Erik Wallin · Managing Partnercontrol
      since 11/2015 · owns less than 5%
    Related persons
    Schedule D 7.A
    • One Charles Insurance Services, LLC
      real estaten
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 732 to 881
      Sep 22, 2016 to Nov 7, 2016
    • BD registered reps · 6 to 4
      Sep 22, 2016 to Nov 7, 2016
    • Employees · 9 to 7
      Sep 22, 2016 to Nov 7, 2016
    • State-registered IARs · 5 to 4
      Sep 22, 2016 to Nov 7, 2016
    • Discretionary RAUM · $98.7M to $196M
      Sep 22, 2016 to Nov 7, 2016
    • Non-discretionary RAUM · $3.5M to $8.0M
      Sep 22, 2016 to Nov 7, 2016
    • RAUM · $102M to $204M
      Sep 22, 2016 to Nov 7, 2016
    • Accounts · 0 to 732
      Jan 12, 2016 to Mar 18, 2016
    • Advisory employees · 1 to 5
      Jan 12, 2016 to Mar 18, 2016
    • Advisory activities · 4 to 5
      Jan 12, 2016 to Mar 18, 2016
    • BD registered reps · 1 to 6
      Jan 12, 2016 to Mar 18, 2016
    • Employees · 1 to 9
      Jan 12, 2016 to Mar 18, 2016
    • Financial planning clients · 0 to 11-25
      Jan 12, 2016 to Mar 18, 2016
    • State-registered IARs · 1 to 5
      Jan 12, 2016 to Mar 18, 2016
    • Discretionary RAUM · $0 to $98.7M
      Jan 12, 2016 to Mar 18, 2016
    • Non-discretionary RAUM · $0 to $3.5M
      Jan 12, 2016 to Mar 18, 2016
    • RAUM · $0 to $102M
      Jan 12, 2016 to Mar 18, 2016
    • Business name · DESIGNS BY HYANNIS, LLC to ONE CHARLES PRIVATE WEALTH, LLC
      Nov 12, 2015 to Nov 12, 2015
    • Legal name · DESIGNS BY HYANNIS, LLC to ONE CHARLES PRIVATE WEALTH, LLC
      Nov 12, 2015 to Nov 12, 2015
    Signals
    1 dated events
    • Designs By Hyannis, Llc filed its initial SEC registration (Form ADV)
      Sep 15, 2015 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026