DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

H•••••••• C•••••• U••• L••

Asset manager (funds and pooled vehicles)San Francisco, CaliforniaCRD 281186SEC 801-106596websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Aug 24, 2015 · 20 filings
SEC status approved since Aug 31, 2015
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
23
17 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
6
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$1.6B as of Mar 31, 2026
Mar 25, 2016$169M then
HNW client RAUM$0 as of Mar 31, 2026
Mar 26, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 25, 20160 then
Employees (5.A)23 as of Mar 31, 2026
Mar 25, 201610 then
Private funds6 as of Mar 31, 2026
Mar 25, 20162 then
RAUM -2.9% over the last fiscal year-0.1% a year over threeIARs 0 to 0offices 5 to 7
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$264MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived8 offices incl. principal (1.F.5)
RAUM growth, one year
-2.9%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.6B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
6reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      6 reported on Schedule D 7.B.(1)
      Owners and control persons
      Schedule A and B, latest filing
      • D•••••••• A•••••• W•••••• · Chief Financial Officer & Chief Compliance Officercontrol
        since 01/2023 · owns less than 5%
      • L•••••• D••••• · Managing Membercontrol
        since 08/2012 · owns 50% to 75%
      • S•••••• G••••••• J••• · Managing Membercontrol
        since 08/2012 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      • H•••••••• C•••••• U•• F••••••• F••• I• G•• L•••
        pooled vehicle sponsory
      • H•••••••• C•••••• U•• F••••••• F••• I• G•• L•••••
        pooled vehicle sponsory
      • H•••••••• C•••••• U•• F••••••• F••• I•• G•• L•••
        pooled vehicle sponsory
      • H•••••••• C•••••• U•• F••••••• F••• I• G•• L••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      • Idaho Falls, ID1 employees
      • Mahomet, IL1 employees
      • Port Byron, IL1 employees
      • , 1 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 14 to 17
        Mar 31, 2025 to Mar 31, 2026
      • Advisory activities · 1 to 2
        Mar 31, 2025 to Mar 31, 2026
      • Employees · 20 to 23
        Mar 31, 2025 to Mar 31, 2026
      • Other offices · 5 to 7
        Mar 31, 2025 to Mar 31, 2026
      • Discretionary RAUM · $1.6B to $1.6B
        Mar 31, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $1.6B to $1.6B
        Mar 31, 2025 to Mar 31, 2026
      • RAUM · $1.6B to $1.6B
        Mar 31, 2025 to Mar 31, 2026
      • Related adviser · false to true
        Mar 31, 2025 to Mar 31, 2026
      • Advisory employees · 15 to 14
        Feb 28, 2025 to Mar 31, 2025
      • Employees · 19 to 20
        Feb 28, 2025 to Mar 31, 2025
      • Financial planning clients · unset to
        Feb 28, 2025 to Mar 31, 2025
      • Discretionary RAUM · $1.8B to $1.6B
        Feb 28, 2025 to Mar 31, 2025
      • Pooled vehicle RAUM · $1.8B to $1.6B
        Feb 28, 2025 to Mar 31, 2025
      • RAUM · $1.8B to $1.6B
        Feb 28, 2025 to Mar 31, 2025
      • Advisory employees · 14 to 15
        Mar 30, 2023 to Mar 29, 2024
      • Employees · 18 to 19
        Mar 30, 2023 to Mar 29, 2024
      • Discretionary RAUM · $1.6B to $1.8B
        Mar 30, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $1.6B to $1.8B
        Mar 30, 2023 to Mar 29, 2024
      • RAUM · $1.6B to $1.8B
        Mar 30, 2023 to Mar 29, 2024
      • Accounts · 5 to 6
        Mar 31, 2022 to Mar 30, 2023
      • Advisory employees · 11 to 14
        Mar 31, 2022 to Mar 30, 2023
      • Pooled vehicle clients · 5 to 6
        Mar 31, 2022 to Mar 30, 2023
      • Employees · 16 to 18
        Mar 31, 2022 to Mar 30, 2023
      • Other offices · 3 to 5
        Mar 31, 2022 to Mar 30, 2023
      • Private funds · 5 to 6
        Mar 31, 2022 to Mar 30, 2023
      • Discretionary RAUM · $1.1B to $1.6B
        Mar 31, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $1.1B to $1.6B
        Mar 31, 2022 to Mar 30, 2023
      • RAUM · $1.1B to $1.6B
        Mar 31, 2022 to Mar 30, 2023
      • Employees · 15 to 16
        Jan 19, 2022 to Mar 31, 2022
      • Discretionary RAUM · $1.1B to $1.1B
        Jan 19, 2022 to Mar 31, 2022
      • Pooled vehicle RAUM · $1.1B to $1.1B
        Jan 19, 2022 to Mar 31, 2022
      • RAUM · $1.1B to $1.1B
        Jan 19, 2022 to Mar 31, 2022
      • Advisory employees · 8 to 11
        Mar 26, 2020 to Mar 26, 2021
      • Assets in custody · unset to 0.0
        Mar 26, 2020 to Mar 26, 2021
      • Employees · 11 to 15
        Mar 26, 2020 to Mar 26, 2021
      • Discretionary RAUM · $942M to $1.1B
        Mar 26, 2020 to Mar 26, 2021
      • Pooled vehicle RAUM · $942M to $1.1B
        Mar 26, 2020 to Mar 26, 2021
      • RAUM · $942M to $1.1B
        Mar 26, 2020 to Mar 26, 2021
      • Discretionary RAUM · $813M to $942M
        Aug 7, 2019 to Mar 26, 2020
      • Pooled vehicle RAUM · $813M to $942M
        Aug 7, 2019 to Mar 26, 2020
      Signals
      4 dated events
      • H•••••••• C•••••• U••• L•• reported RAUM $1.6B, up 38% from $1.1B (2022-03-31 to 2023-03-30)
        Mar 30, 2023 · RAUM change · derived
      • W•••••• A••••• D••••••• (Chief Compliance Officer) appeared on Schedule A of H•••••••• C•••••• U••• L••
        Jan 19, 2022 · Control person joined · fact
      • H•••••••• C•••••• U••• L•• reported RAUM $813.3M, up 44% from $564.8M (2018-03-26 to 2019-03-26)
        Mar 26, 2019 · RAUM change · derived
      • H•••••••• C•••••• U••• L•• filed its initial SEC registration (Form ADV)
        Aug 24, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/homestead-capital-llc/aboutreportedpublic record, Form ADV, Sep 19, 2026
      Website
      H••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      415-369-9952reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      H•••••••• C•••••• U••• L•• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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