DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••••• C••••••• L••
Latest filing Jun 30, 2026
First filing on the tape Aug 13, 2015 · 4 filings
SEC status approved since Jul 23, 2026
RAUM
$503M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
14 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$503M as of Jun 30, 2026
Mar 22, 2016$191M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 30, 2026
Mar 22, 20160 then
Employees (5.A)14 as of Jun 30, 2026
Mar 22, 20167 then
Private funds4 as of Jun 30, 2026
Mar 22, 20162 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $126MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$503M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••••••• C•••••• I•• L• | Other Private Fund | $167M | 141 | Jul 24, 2018 |
| M••••••••• C•••••• I••• L• | Other Private Fund | $153M | 83 | Mar 29, 2022 |
| M••••••••• G••••• P•••••••• L• | Other Private Fund | $123M | 6 | Mar 29, 2022 |
| M••••••••• C••••••• L• | Other Private Fund | $36.1M | 75 | Aug 13, 2015 |
| M••••••••• G••••• P••••••• S•• I• L• | Other Private Fund | $25,767 | 12 | Aug 13, 2015 |
Owners and control persons
Schedule A and B, latest filing
- B••••• R••• C••••••• · Managing Membercontrolsince 04/2012 · owns 25% to 50%
- F••••••••• E•••• M• · Managing Membercontrolsince 04/2012 · owns 25% to 50%
- O••••••• H••••• R••••••• · Managing Member, Chief Compliance Officercontrolsince 04/2012 · owns 25% to 50%
- S••••••• K••••• P•••••• · Managing Membercontrolsince 04/2012 · owns 25% to 50%
Related persons
Schedule D 7.A
- M••••••••• C•••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Los Angeles, CA
- New York, NY
What changed
consecutive filings, newest first
- Accounts · 2 to 4Mar 22, 2016 to Jun 30, 2026
- Advisory employees · 5 to 14Mar 22, 2016 to Jun 30, 2026
- Pooled vehicle clients · unset to 4.0Mar 22, 2016 to Jun 30, 2026
- Assets in custody · $191M to $0Mar 22, 2016 to Jun 30, 2026
- Employees · 7 to 14Mar 22, 2016 to Jun 30, 2026
- Financial planning clients · unset to Mar 22, 2016 to Jun 30, 2026
- HQ city · CHEVY CHASE to WASHINGTONMar 22, 2016 to Jun 30, 2026
- HQ state · MD to DCMar 22, 2016 to Jun 30, 2026
- Other offices · unset to 1.0Mar 22, 2016 to Jun 30, 2026
- Private funds · 2 to 4Mar 22, 2016 to Jun 30, 2026
- Discretionary RAUM · $191M to $503MMar 22, 2016 to Jun 30, 2026
- Pooled vehicle RAUM · unset to 503015421.0Mar 22, 2016 to Jun 30, 2026
- RAUM · $191M to $503MMar 22, 2016 to Jun 30, 2026
- Related adviser · false to trueMar 22, 2016 to Jun 30, 2026
- Assets in custody · $239M to $191MAug 17, 2015 to Mar 22, 2016
- Discretionary RAUM · $239M to $191MAug 17, 2015 to Mar 22, 2016
- RAUM · $239M to $191MAug 17, 2015 to Mar 22, 2016
Signals
2 dated events
- M••••••••• C••••••• L•• reported RAUM $503.0M, up 164% from $190.6M (2016-03-22 to 2026-06-30)Jun 30, 2026 · RAUM change · derived
- M••••••••• C••••••• L•• filed its initial SEC registration (Form ADV)Aug 13, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- M••••••••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/100297046reportedpublic record, Form ADV, Sep 18, 2026
- Website
- M•••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 240-345-1005reportedpublic record, Form ADV, Jun 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026