DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•• F••• M••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Jun 30, 2017 · 12 filings
SEC status approved since Aug 1, 2017
RAUM
$2.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
55
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$2.0B as of Mar 27, 2026
Mar 29, 2018$266M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 29, 20180 then
Employees (5.A)55 as of Mar 27, 2026
Mar 29, 201828 then
Private funds9 as of Mar 31, 2022
Mar 29, 20184 then
RAUM +6.6% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $144MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.0B, 14 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 14reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.0B for 14 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••• F•••••••• F••• I•• L•no longer reported | Private Equity Fund | $285M | 664 | Mar 31, 2022 |
| A••••• F•••••••• F••• I••• L•no longer reported | Private Equity Fund | $214M | 365 | Mar 30, 2020 |
| A••••• S•••••••• F••• I• L•no longer reported | Private Equity Fund | $200M | 400 | Mar 31, 2021 |
| A•• I• P••••••• F•••• L•no longer reported | Private Equity Fund | $146M | 193 | Mar 31, 2017 |
| A••••• F•••••••• F•••• L•no longer reported | Private Equity Fund | $79.1M | 108 | Oct 21, 2015 |
| A••••• F•••••••• C••••• O••••••••• F•••• L•no longer reported | Private Equity Fund | $58.8M | 108 | Mar 29, 2018 |
| A••••• S••• S•••••• D••••••••• F•••• L•no longer reported | Private Equity Fund | $50.0M | 230 | Mar 31, 2021 |
| A••••• D• H•••••• F••• I• L•no longer reported | Private Equity Fund | $40.0M | 59 | Apr 29, 2019 |
| A••••• H•••••• F••• I•• L•no longer reported | Private Equity Fund | $25.7M | 59 | Mar 31, 2022 |
| A••••• F•••••••• F••• I•• L•no longer reported | Private Equity Fund | $8.9M | 19 | Mar 31, 2017 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• D•••• N•• · Chief Compliance Officercontrolsince 11/2023 · owns less than 5%
- D••••••• M••••••• C••••• · Head Of Investor Relationscontrolsince 11/2012 · owns less than 5%
- S••••••• M••••••• J•••• · Chief Executive Officercontrolsince 07/2012 · owns less than 5%
- T••••••••• T•••• M•••••• · Head Of Residential Real Estatecontrolsince 07/2012 · owns less than 5%
- H••••• A••••• N•• · M•••••controlsince 07/2012 · owns 50% to 75% of A• M•••••• L••
- H••••• T•••• N•• · M•••••controlsince 07/2012 · owns 50% to 75% of A• M•••••• L••
- S••••••• M••••••• J•••• · Sole M•••••controlsince 07/2012 · owns 75% or more of K••••••••• P••••• L••
Entity owners
- T•• A••••• C••••••••• L•• · Sole M•••••direct · owns 75% or more
- A• M•••••• L•• · M•••••indirect · owns 25% to 50% of T•• A••••• C••••••••• L••
- K••••••••• P••••• L•• · M•••••indirect · owns 25% to 50% of T•• A••••• C••••••••• L••
Related persons
Schedule D 7.A
- A••• I• G•• L••pooled vehicle sponsorn
- A•• I• G•• L••pooled vehicle sponsorn
- A•• I•• G•• L••pooled vehicle sponsorn
- A•• I• G•• L••pooled vehicle sponsorn
- A•• V• G•• L•pooled vehicle sponsorn
- A•• I• G•• L••pooled vehicle sponsorn
- A••• G•• L••pooled vehicle sponsorn
- A••• I• G•• L•pooled vehicle sponsorn
- A•• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 15 to 14Mar 28, 2025 to Mar 27, 2026
- Pooled vehicle clients · 15 to 14Mar 28, 2025 to Mar 27, 2026
- Assets in custody · $1.9B to $2.0BMar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.9B to $2.0BMar 28, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $1.9B to $2.0BMar 28, 2025 to Mar 27, 2026
- RAUM · $1.9B to $2.0BMar 28, 2025 to Mar 27, 2026
- Accounts · 13 to 15Mar 29, 2024 to Mar 28, 2025
- Pooled vehicle clients · 13 to 15Mar 29, 2024 to Mar 28, 2025
- Assets in custody · $1.7B to $1.9BMar 29, 2024 to Mar 28, 2025
- Employees · 54 to 55Mar 29, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.7B to $1.9BMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.7B to $1.9BMar 29, 2024 to Mar 28, 2025
- RAUM · $1.7B to $1.9BMar 29, 2024 to Mar 28, 2025
- Accounts · 15 to 13Nov 14, 2023 to Mar 29, 2024
- Advisory employees · 13 to 15Nov 14, 2023 to Mar 29, 2024
- Pooled vehicle clients · 15 to 13Nov 14, 2023 to Mar 29, 2024
- Assets in custody · $1.3B to $1.7BNov 14, 2023 to Mar 29, 2024
- Employees · 47 to 54Nov 14, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.3B to $1.7BNov 14, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.3B to $1.7BNov 14, 2023 to Mar 29, 2024
- RAUM · $1.3B to $1.7BNov 14, 2023 to Mar 29, 2024
- Accounts · 9 to 15Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 9 to 13Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 9 to 15Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $1.0B to $1.3BMar 31, 2022 to Mar 31, 2023
- Private funds · 9 to unsetMar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.0B to $1.3BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.0B to $1.3BMar 31, 2022 to Mar 31, 2023
- RAUM · $1.0B to $1.3BMar 31, 2022 to Mar 31, 2023
- Accounts · 7 to 9Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · 7 to 9Mar 31, 2021 to Mar 31, 2022
- Assets in custody · $296M to $1.0BMar 31, 2021 to Mar 31, 2022
- Employees · 40 to 47Mar 31, 2021 to Mar 31, 2022
- Private funds · 7 to 9Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $689M to $1.0BMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $689M to $1.0BMar 31, 2021 to Mar 31, 2022
- RAUM · $689M to $1.0BMar 31, 2021 to Mar 31, 2022
- Accounts · 5 to 7Mar 30, 2020 to Mar 31, 2021
- Pooled vehicle clients · 5 to 7Mar 30, 2020 to Mar 31, 2021
Signals
9 dated events
- A•• F••• M••••••• L•• reported RAUM $1.7B, up 30% from $1.3B (2023-11-14 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- T. Loan Nguyen (Chief Compliance Officer) no longer on Schedule A of A•• F••• M••••••• L•• (listed 2023-03-31, absent 2023-11-14)Nov 14, 2023 · Control person left · inference
- Nathan Daniel Siegel (Head Of High-Yield Investments/Managing Director) no longer on Schedule A of A•• F••• M••••••• L•• (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- T. Loan Nguyen (Chief Compliance Officer) appeared on Schedule A of A•• F••• M••••••• L••Mar 31, 2023 · Control person joined · fact
- A•• F••• M••••••• L•• reported RAUM $1.3B, up 29% from $1.0B (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- A•• F••• M••••••• L•• reported RAUM $1.0B, up 49% from $689.4M (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- A•• F••• M••••••• L•• reported RAUM $689.4M, up 59% from $434.2M (2020-03-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- A•• F••• M••••••• L•• reported RAUM $434.2M, up 77% from $244.8M (2019-04-29 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- A•• F••• M••••••• L•• filed its initial SEC registration (Form ADV)Jun 30, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•• F••• M••••••• L•• · Private Equityshared crd · organization
- A•• F••• M••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/the-ardent-companiesreportedpublic record, Form ADV, Sep 18, 2026
- Website
- THEA•••••COMPANIES.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (770) 450-8742reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- ASSET M••••••deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026