DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Trinitas Capital Management
Legal name Trinitas Capital Management, LLC
Latest filing Mar 30, 2026
First filing on the tape Sep 18, 2015 · 21 filings
SEC status approved since Sep 25, 2015
RAUM
$20B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
26
20 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
45
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$20B as of Mar 30, 2026
Mar 30, 2016$245M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20160 then
Employees (5.A)26 as of Mar 30, 2026
Mar 30, 20165 then
Private funds45 as of Mar 30, 2026
Mar 29, 20173 then
RAUM +18% over the last fiscal year+21% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $435MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$20B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 45reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
32 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Trinitas Clo Vi, Ltd. | Securitized Asset Fund | $698M | 5 | Mar 29, 2017 |
| Trinitas Clo Vii, Ltd. | Securitized Asset Fund | $595M | 7 | Mar 29, 2018 |
| Trinitas Clo X, Ltd. | Securitized Asset Fund | $594M | 2 | Mar 28, 2019 |
| Trinitas Clo Xi, Ltd. | Securitized Asset Fund | $592M | 2 | Mar 30, 2020 |
| Trinitas Clo Ix, Ltd. | Securitized Asset Fund | $585M | 3 | Mar 28, 2019 |
| Trinitas Clo Xiv, Ltd. | Securitized Asset Fund | $549M | 2 | Mar 31, 2021 |
| Trinitas Clo Xxiii, Ltd. | Securitized Asset Fund | $509M | 2 | Mar 29, 2024 |
| Trinitas Clo Xii, Ltd. | Securitized Asset Fund | $502M | 2 | Mar 30, 2020 |
| Trinitas Clo Xv, Ltd. | Securitized Asset Fund | $500M | 2 | Mar 31, 2021 |
| Trinitas Clo Xxi, Ltd. | Securitized Asset Fund | $500M | 2 | Mar 31, 2023 |
| Trinitas Clo Xvi, Ltd. | Securitized Asset Fund | $500M | 2 | Mar 31, 2021 |
| Trinitas Clo Xvii, Ltd. | Securitized Asset Fund | $500M | 2 | Mar 30, 2022 |
| Trinitas Clo Xx, Ltd. | Securitized Asset Fund | $499M | 2 | Mar 30, 2022 |
| Trinitas Clo Xviii, Ltd. | Securitized Asset Fund | $499M | 2 | Mar 30, 2022 |
| Trinitas Clo Xix, Ltd. | Securitized Asset Fund | $498M | 2 | Mar 30, 2022 |
| Trinitas Clo Viii, Ltd. | Securitized Asset Fund | $455M | 5 | Mar 29, 2018 |
| Tstat 2022-2 Ltd. | Securitized Asset Fund | $443M | 1 | Mar 31, 2023 |
| Trinitas Euro Clo III Designated Activity Company | Securitized Asset Fund | $441M | 1 | Mar 31, 2023 |
| Trinitas Euro Clo II Designated Activity Company | Securitized Asset Fund | $436M | 1 | Mar 31, 2023 |
| Trinitas Clo Xxv Ltd. | Securitized Asset Fund | $423M | 2 | Mar 29, 2024 |
| Trinitas Clo Xxii, Ltd. | Securitized Asset Fund | $406M | 2 | Mar 31, 2023 |
| Trinitas Euro Clo V Designated Activity Company | Securitized Asset Fund | $393M | 2 | Mar 29, 2024 |
| Trinitas Euro Clo IV Designated Activity Company | Securitized Asset Fund | $386M | 2 | Mar 31, 2023 |
| Trinitas Clo IV, Ltd. | Securitized Asset Fund | $384M | 8 | Mar 30, 2016 |
| Tstat 2022-1 Ltd. | Securitized Asset Fund | $350M | 1 | Mar 31, 2023 |
| Trinitas Clo Xxiv Ltd. | Other Private Fund | $250M | 1 | Mar 29, 2024 |
| Trinitas Euro Clo Vi Designated Activity Company | Other Private Fund | $221M | 2 | Mar 29, 2024 |
| Tcm Loan Subsidiary IV Warehouseno longer reported | Other Private Fund | $160M | 1 | Mar 30, 2020 |
| Trinitas Clo V, Ltd. | Securitized Asset Fund | $107M | 7 | Mar 29, 2017 |
| Trinitas Clo Xxvi Ltd. | Other Private Fund | $100M | 1 | Mar 29, 2024 |
| Cmb Ltd.no longer reported | Securitized Asset Fund | $27.6M | 1 | Mar 30, 2020 |
| Trinitas Clo III, Ltd. | Securitized Asset Fund | $859,033 | 6 | Mar 30, 2015 |
Owners and control persons
Schedule A and B, latest filing
- Glenn Andrew Bernstein · Directorcontrolsince 11/2017 · owns less than 5%
- Allen Brent Bossart · Director/Ownercontrolsince 08/2015 · owns less than 5%
- Richard Philip Braner · Vp And Chief Operating Officercontrolsince 10/2015 · owns less than 5%
- Francis John Cannon · Chief Compliance Officercontrolsince 07/2020 · owns less than 5%
- Fred Ebrahemi · Directorcontrolsince 07/2020 · owns less than 5%
- Joseph John Frishkopf · Directorcontrolsince 11/2017 · owns less than 5%
- Alvarez Xavier Gutierrez · Directorcontrolsince 07/2020 · owns less than 5%
- Warris Gibran Mahmud · Director, Chief Executive Officercontrolsince 08/2015 · owns less than 5%
- James William Pade · Directorcontrolsince 07/2020 · owns less than 5%
- Behdad Eghbali · Membercontrolsince 12/2018 · owns 25% to 50% of Ccg Global, LLC
- Enrique Jose Feliciano · Membercontrolsince 12/2018 · owns 50% to 75% of Ccg Global, LLC
- Daniel James Andrew Galloway · Managercontrolsince 05/2019 · owns F of Vf Viii Offshore Advisors S.A.R.L.
- Daniel James Andrew Galloway · Managercontrolsince 05/2019 · owns F of Vf Viii Advisors LLC
- J Thomas Kubr · Ownercontrolsince 11/2023 · owns 50% to 75% of Dsa Ag
- Clive John Lewis · Managercontrolsince 05/2019 · owns F of Vf Viii Advisors LLC
- Winifred Kathryn O'Sullivan · Managercontrolsince 05/2019 · owns F of Vf Viii Offshore Advisors S.A.R.L.
Entity owners
- Apex Group Trustees (Cayman) Limited · Trusteeindirect · owns F of Access Trust
- Capital Dynamics (US) Gp III, L.P. · General Partnerindirect · owns F of Capital Dynamics Global Secondaries IV Holdings, L.P.
- Capital Dynamics (US) Gp III, LLC · General Partnerindirect · owns F of Capital Dynamics (US) Gp III, L.P.
- Capital Dynamics Holding Ag · Parent Companyindirect · owns 75% or more of Capital Dynamics Limited
- Capital Dynamics Holding Ag · Parent Companyindirect · owns 75% or more of Capital Dynamics Investments (US) Limited
- Capital Dynamics Investments (US) Limited · Sole Memberindirect · owns 75% or more of Capital Dynamics (US) Gp III, LLC
- Capital Dynamics Limited · Parent Companyindirect · owns 75% or more of Capital Dynamics Uk Gp II Llp
- Capital Dynamics Mid-Market Direct IV Gp, L.P. · General Partnerindirect · owns F of Capital Dynamics Mid-Market Direct IV, L.P.
- Capital Dynamics Uk Gp II Llp · General Partnerindirect · owns F of Capital Dynamics Mid-Market Direct IV Gp, L.P.
- Ccg Global, LLC · Memberindirect · owns 75% or more of Ccg Operations, LLC
- Ccg Operations, LLC · Managing Memberindirect · owns 75% or more of Clearlake Capital Group Gp, LLC
- Clearlake Capital Group Gp, LLC · General Partnerindirect · owns F of Clearlake Strategic Partners, L.P.
- Clearlake Strategic Partners, L.P. · Memberindirect · owns 75% or more of Tcm Holdco LLC
- Dsa Ag · Parent Companyindirect · owns 75% or more of Capital Dynamics Holding Ag
- The Committee Of The Uaw Retiree Medical Benefits Trust · Named Fiduciary Acting As Trusteeindirect · owns F of Uaw Retiree Medical Benefits Trust
- Vf Viii Advisors LLC · General Partnerindirect · owns F of Vintage Viii LP
- Vf Viii Offshore Advisors S.A.R.L. · General Partnerindirect · owns F of Vintage Viii Offshore Scsp
- Capital Dynamics Global Secondaries IV Holdings, L.P. · Memberdirect · owns 5% to 10%
- Capital Dynamics Mid-Market Direct IV, L.P. · Memberdirect · owns 5% to 10%
- Pes Triple Falls Holdings LP · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- Clearlake Capital Asset Management, LLCinvestment advisernRAUM $2.1B
Advisers that list Trinitas Capital Management as a related person
- 167408 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 38 to 45Nov 6, 2025 to Mar 30, 2026
- Advisory employees · 24 to 20Nov 6, 2025 to Mar 30, 2026
- Pooled vehicle clients · 38 to 45Nov 6, 2025 to Mar 30, 2026
- Employees · 28 to 26Nov 6, 2025 to Mar 30, 2026
- Private funds · 38 to 45Nov 6, 2025 to Mar 30, 2026
- Discretionary RAUM · $17B to $20BNov 6, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $17B to $20BNov 6, 2025 to Mar 30, 2026
- RAUM · $17B to $20BNov 6, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 30, 2025
- Accounts · 30 to 38Oct 2, 2024 to Mar 31, 2025
- Advisory employees · 14 to 24Oct 2, 2024 to Mar 31, 2025
- Pooled vehicle clients · 30 to 38Oct 2, 2024 to Mar 31, 2025
- Employees · 18 to 28Oct 2, 2024 to Mar 31, 2025
- Private funds · 30 to 38Oct 2, 2024 to Mar 31, 2025
- Discretionary RAUM · $13B to $17BOct 2, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $13B to $17BOct 2, 2024 to Mar 31, 2025
- RAUM · $13B to $17BOct 2, 2024 to Mar 31, 2025
- Accounts · 24 to 30Oct 19, 2023 to Mar 29, 2024
- Advisory employees · 8 to 14Oct 19, 2023 to Mar 29, 2024
- Pooled vehicle clients · 24 to 30Oct 19, 2023 to Mar 29, 2024
- Employees · 12 to 18Oct 19, 2023 to Mar 29, 2024
- Private funds · 24 to 30Oct 19, 2023 to Mar 29, 2024
- Discretionary RAUM · $11B to $13BOct 19, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $11B to $13BOct 19, 2023 to Mar 29, 2024
- RAUM · $11B to $13BOct 19, 2023 to Mar 29, 2024
- Accounts · 17 to 24Mar 30, 2022 to Mar 31, 2023
- Advisory employees · 9 to 8Mar 30, 2022 to Mar 31, 2023
- Pooled vehicle clients · 17 to 24Mar 30, 2022 to Mar 31, 2023
- Employees · 11 to 12Mar 30, 2022 to Mar 31, 2023
- Private funds · 17 to 24Mar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $7.8B to $11BMar 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $7.8B to $11BMar 30, 2022 to Mar 31, 2023
- RAUM · $7.8B to $11BMar 30, 2022 to Mar 31, 2023
- Accounts · 13 to 17Mar 31, 2021 to Mar 30, 2022
- Pooled vehicle clients · 13 to 17Mar 31, 2021 to Mar 30, 2022
- Employees · 12 to 11Mar 31, 2021 to Mar 30, 2022
- Private funds · 13 to 17Mar 31, 2021 to Mar 30, 2022
- Discretionary RAUM · $6.1B to $7.8BMar 31, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $6.1B to $7.8BMar 31, 2021 to Mar 30, 2022
- RAUM · $6.1B to $7.8BMar 31, 2021 to Mar 30, 2022
Signals
33 dated events
- Trinitas Capital Management reported RAUM $16.5B, up 28% from $12.9B (2024-10-02 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Thomas Mark Murray (Chief Financial Officer) no longer on Schedule A of Trinitas Capital Management (listed 2024-03-29, absent 2024-10-02)Oct 2, 2024 · Control person left · inference
- Hina Ahmad (Director) no longer on Schedule A of Trinitas Capital Management (listed 2023-10-19, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Fredrica Evans (Director) no longer on Schedule A of Trinitas Capital Management (listed 2022-03-30, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Carlo De Serpa Pimentel (Director) no longer on Schedule A of Trinitas Capital Management (listed 2022-03-30, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Jaber Albrahim (Director) no longer on Schedule A of Trinitas Capital Management (listed 2022-03-30, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Clive John Lewis (Manager) appeared on Schedule A of Trinitas Capital ManagementMar 31, 2023 · Control person joined · fact
- Daniel James Andrew Galloway (Manager) appeared on Schedule A of Trinitas Capital ManagementMar 31, 2023 · Control person joined · fact
- Winifred Kathryn O'Sullivan (Manager) appeared on Schedule A of Trinitas Capital ManagementMar 31, 2023 · Control person joined · fact
- Trinitas Capital Management reported RAUM $11.0B, up 40% from $7.8B (2022-03-30 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Damian Resnik (Director) no longer on Schedule A of Trinitas Capital Management (listed 2022-03-30, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Trinitas Capital Management reported RAUM $7.8B, up 29% from $6.1B (2021-03-31 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Carlo De Serpa Pimentel (Director) appeared on Schedule A of Trinitas Capital ManagementMar 31, 2021 · Control person joined · fact
- Fredrica Evans (Director) appeared on Schedule A of Trinitas Capital ManagementMar 31, 2021 · Control person joined · fact
- Damian Resnik (Director) appeared on Schedule A of Trinitas Capital ManagementMar 31, 2021 · Control person joined · fact
- J Thomas Kubr (Ultimate Beneficial Owner) appeared on Schedule A of Trinitas Capital ManagementMar 31, 2021 · Control person joined · fact
- Enrique Jose Feliciano (Member) appeared on Schedule A of Trinitas Capital ManagementMar 31, 2021 · Control person joined · fact
- Jaber Albrahim (Director) appeared on Schedule A of Trinitas Capital ManagementMar 31, 2021 · Control person joined · fact
- Hina Ahmad (Director) appeared on Schedule A of Trinitas Capital ManagementMar 31, 2021 · Control person joined · fact
- Jay Ethan Wang (Director) no longer on Schedule A of Trinitas Capital Management (listed 2020-03-30, absent 2021-03-05)Mar 5, 2021 · Control person left · inference
- Francis John Cannon (Chief Compliance Officer) appeared on Schedule A of Trinitas Capital ManagementMar 5, 2021 · Control person joined · fact
- James William Pade (Director) appeared on Schedule A of Trinitas Capital ManagementMar 5, 2021 · Control person joined · fact
- Xavier Gutierrez (Director) appeared on Schedule A of Trinitas Capital ManagementMar 5, 2021 · Control person joined · fact
- Behdad Eghbali (Member) appeared on Schedule A of Trinitas Capital ManagementMar 5, 2021 · Control person joined · fact
- Herman Howard Newman (Owner) no longer on Schedule A of Trinitas Capital Management (listed 2020-03-30, absent 2021-03-05)Mar 5, 2021 · Control person left · inference
- Mark Richard Goldman (Director) no longer on Schedule A of Trinitas Capital Management (listed 2020-03-30, absent 2021-03-05)Mar 5, 2021 · Control person left · inference
- T Bharath Srikrishnan (Director) no longer on Schedule A of Trinitas Capital Management (listed 2020-03-30, absent 2021-03-05)Mar 5, 2021 · Control person left · inference
- Trinitas Capital Management reported RAUM $4.9B, up 33% from $3.7B (2019-03-28 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- L Karla Boyd (Director) no longer on Schedule A of Trinitas Capital Management (listed 2018-07-12, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
- Glenn Andrew Bernstein (Director) appeared on Schedule A of Trinitas Capital ManagementMar 28, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- TRINITASCMLLC.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 214-420-2400reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026