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Former SEC-registered adviser

W•• C•••••• A•••••••• L••

Former SEC-registered adviserWashington, District of ColumbiaCRD 281442SEC 801-107016IAPD
Latest filing Mar 29, 2016
First filing on the tape Nov 30, 2015 · 2 filings
RAUM
$95.5M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
0 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
$95.5M gross assets
History
2 filings and snapshots on the tape
RAUM$95.5M as of Mar 29, 2016
Nov 30, 2015$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2016
Nov 30, 20150 then
Employees (5.A)3 as of Mar 29, 2016
Nov 30, 20150 then
Private funds: 1
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 29, 2016; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$95.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has custody of client cash or bank accounts (9.A.1.a)
  • a related person has custody of client cash (9.B.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$0 for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      W•• C•••••• F•••• L•••Real Estate Fund$95.5M2Mar 29, 2016
      Owners and control persons
      Schedule A and B, latest filing
      • B••••• B•••• · Director Authority As Director Of E•• R••• E•••••• L••control
        since 03/2016 · owns less than 5%
      • G•••••• J•••• D• · Ceo, Ccocontrol
        since 06/2015 · owns less than 5%
      • M••• S•••••• T• · Director Authority As Director Of E•• R••• E•••••• L••control
        since 01/2016 · owns less than 5%
      • W•••• Q••• · Director Authority As Director Of E•• R••• E•••••• L••control
        since 05/2015 · owns less than 5%
      • Y•• S•••••••• N••••• · Director Authority As Director Of E•• R••• E•••••• L••control
        since 09/2014 · owns less than 5%
      • F••••••••• J••••••• A• · Co-Chief Legal Officer
        since 03/2016 · owns less than 5%
      • M••• A•••••• C•••••• · Co-Chief Legal Officer
        since 03/2016 · owns less than 5%
      Entity owners
      • E•• R••• E•••••• L•• · Member
        direct · owns 50% to 75%
      • G••••••••• G•••• L•• · Member
        direct · owns 25% to 50%
      • W••• G••••• L•• · Member
        direct · owns 25% to 50%
      • F••• P••••• F•••••••• L•• · Member
        indirect · owns 50% to 75% of F••• P•••••• L••
      • F••• P•••••• L•• · Member
        indirect · owns 75% or more of W••• G•••• LLC
      • G••••••••• C•••••• I••• · Member
        indirect · owns 75% or more of G••••••••• G•••• L••
      • G••••••••• C•••••• L• · Shareholder
        indirect · owns 75% or more of G••••••••• C•••••• I•••
      • G••••••••• G•••• L•• · Member
        indirect · owns 50% to 75% of E•• R••• E•••••• L••
      • S••••••• D•••••• S••••••• · General Partner
        indirect · owns 75% or more of G••••••••• C•••••• L•
      • S••••••• G••••••••• I••••••••• G•••• C••• L••• · Shareholder
        indirect · owns 75% or more of S••••••• D•••••• S••••••• Co, Ltd.
      • W••• G••••• L•• · Member
        indirect · owns 50% to 75% of E•• R••• E•••••• L••
      Related persons
      Schedule D 7.A
      • W•• C••••••• L••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 1
        Nov 30, 2015 to Mar 29, 2016
      • Assets in custody · unset to 0.0
        Nov 30, 2015 to Mar 29, 2016
      • Custody of client assets · false to true
        Nov 30, 2015 to Mar 29, 2016
      • Employees · 0 to 3
        Nov 30, 2015 to Mar 29, 2016
      • Private funds · unset to 1
        Nov 30, 2015 to Mar 29, 2016
      • Discretionary RAUM · $0 to $95.5M
        Nov 30, 2015 to Mar 29, 2016
      • RAUM · $0 to $95.5M
        Nov 30, 2015 to Mar 29, 2016
      Signals
      1 dated events
      • W•• C•••••• A•••••••• L•• filed its initial SEC registration (Form ADV)
        Nov 30, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      W•• C•••••• A•••••••• L•• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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