DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Summit Capital Solutions LLC

No RAUM reportedBrentwood, TennesseeCRD 281478SEC 801-106842websiteIAPD
Latest filing Mar 24, 2026
First filing on the tape Oct 19, 2015 · 28 filings
SEC status approved since Oct 28, 2015
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$0 as of Mar 24, 2026
Mar 7, 2016$1.9M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 24, 2026
Mar 7, 20162 then
Employees (5.A)3 as of Mar 24, 2026
Mar 7, 20162 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Mark Steven Cervantes · Chief Compliance Officercontrol
    since 01/2021 · owns less than 5%
  • Matthew Jeremy Rettich · Chief Executive Officercontrol
    since 09/2015 · owns less than 5%
  • David James Webb · Chief Operating Officercontrol
    since 11/2015 · owns less than 5%
  • Matthew Jeremy Rettich · Grantor And Sole Trusteecontrol
    since 12/2011 · owns 50% to 75% of Jeremy M. Rettich Revocable Living Trust Agreement Dated 12/02/2011
  • David James Webb · Grantor And Sole Trusteecontrol
    since 08/2015 · owns 50% to 75% of James D. Webb Revocable Living Trust Agreement Dated August 14,2015
Entity owners
  • James D. Webb Revocable Living Trust Agreement Dated August 14,2015 · Member
    direct · owns 50% to 75%
  • Jeremy M. Rettich Revocable Living Trust Agreement Dated 12/02/2011 · Member
    direct · owns 50% to 75%
Related persons
Schedule D 7.A
Advisers that list Summit Capital Solutions LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Brentwood, Tn · principal200
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · unset to 0.0
    Apr 12, 2024 to Mar 20, 2025
  • Advisory employees · 2 to 3
    Apr 12, 2024 to Mar 20, 2025
  • Financial planning clients · 0 to 0
    Apr 12, 2024 to Mar 20, 2025
  • Discretionary RAUM · unset to 0.0
    Apr 12, 2024 to Mar 20, 2025
  • Non-discretionary RAUM · unset to 0.0
    Apr 12, 2024 to Mar 20, 2025
  • RAUM · unset to 0.0
    Apr 12, 2024 to Mar 20, 2025
  • Advisory activities · 2 to 1
    Mar 22, 2024 to Apr 12, 2024
  • Advisory activities · 1 to 2
    Mar 24, 2023 to Mar 30, 2023
  • BD registered reps · 1 to 0
    Mar 21, 2022 to Mar 24, 2023
  • Advisory employees · 0 to 2
    Mar 19, 2021 to Mar 21, 2022
  • BD registered reps · 0 to 1
    Mar 19, 2021 to Mar 21, 2022
  • Insurance-licensed employees · 0 to 3
    Mar 19, 2021 to Mar 21, 2022
  • Related broker-dealer · true to false
    Jun 29, 2020 to Aug 18, 2020
  • Advisory employees · 2 to 0
    Jan 3, 2018 to Feb 21, 2018
  • Employees · 2 to 3
    Jan 3, 2018 to Feb 21, 2018
  • State-registered IARs · 2 to 3
    Jan 3, 2018 to Feb 21, 2018
  • HQ city · NASHVILLE to BRENTWOOD
    Mar 30, 2017 to Jan 3, 2018
  • Other offices · unset to 0.0
    Mar 30, 2017 to Jan 3, 2018
  • Accounts · 18.0 to unset
    Jan 10, 2017 to Mar 30, 2017
  • Discretionary RAUM · 1925644.0 to unset
    Jan 10, 2017 to Mar 30, 2017
  • Non-discretionary RAUM · 0.0 to unset
    Jan 10, 2017 to Mar 30, 2017
  • RAUM · 1925644.0 to unset
    Jan 10, 2017 to Mar 30, 2017
  • Accounts · 0 to 18
    Oct 22, 2015 to Mar 7, 2016
  • Advisory employees · 1 to 2
    Oct 22, 2015 to Mar 7, 2016
  • Employees · 3 to 2
    Oct 22, 2015 to Mar 7, 2016
  • State-registered IARs · 1 to 2
    Oct 22, 2015 to Mar 7, 2016
  • Discretionary RAUM · $0 to $1.9M
    Oct 22, 2015 to Mar 7, 2016
  • RAUM · $0 to $1.9M
    Oct 22, 2015 to Mar 7, 2016
  • Related broker-dealer · false to true
    Oct 19, 2015 to Oct 22, 2015
Signals
4 dated events
  • Mark Steven Cervantes (Chief Compliance Officer) appeared on Schedule A of Summit Capital Solutions Llc
    Jan 19, 2021 · Control person joined · fact
  • David James Webb (Owner) appeared on Schedule A of Summit Capital Solutions Llc
    Aug 18, 2020 · Control person joined · fact
  • John Matthew Rettich (Member) no longer on Schedule A of Summit Capital Solutions Llc (listed 2020-06-29, absent 2020-08-18)
    Aug 18, 2020 · Control person left · inference
  • Summit Capital Solutions Llc filed its initial SEC registration (Form ADV)
    Oct 19, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
SUMMITCAPITALSOLUTIONS.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
844-371-4718reportedpublic record, Form ADV, Mar 24, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
No RAUM reportedderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026