DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Newroad Capital Partners, LLC
Latest filing Aug 28, 2026
First filing on the tape Sep 14, 2015 · 18 filings
SEC status approved since Sep 22, 2015
RAUM
$584M
reported, Item 5.F
Discretionary
80%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$584M as of Aug 28, 2026
Mar 30, 2016$108M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 28, 2026
Mar 30, 20160 then
Employees (5.A)16 as of Aug 28, 2026
Mar 30, 20168 then
Private funds5 as of Aug 28, 2026
Mar 30, 20162 then
RAUM -9.1% over the last fiscal year-4.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $117MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 80%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -9.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $470M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$584M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $470M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Newroad Fund IV, L.P. | Private Equity Fund | $234M | 164 | Mar 30, 2022 |
| Newroad Fund III, L.P. | Private Equity Fund | $190M | 117 | Mar 28, 2019 |
| Knrv Fund IIno longer reported | Private Equity Fund | $68.0M | 100 | Jan 20, 2016 |
| Newroad Ventures, LLC | Private Equity Fund | $33.8M | 84 | Jan 20, 2016 |
| Newroad Fund III Coinvest II, L.P. | Private Equity Fund | $7.7M | 16 | Mar 30, 2022 |
| Newroad Fund III Coinvest, I L.P. | Private Equity Fund | $3.4M | 14 | Mar 30, 2022 |
Owners and control persons
Schedule A and B, latest filing
- Joseph Arthur Emmanuel · Chief Financial Officercontrolsince 07/2022 · owns less than 5%
- Satoko Kato · Clo, Ccocontrolsince 03/2018 · owns less than 5%
- Taylor Clete Brewer · Trusteecontrolsince 11/2002 · owns F of The Clete T. Brewer Revocable Trust Dated 11/8/2002
- Bach Christopher Ladd · Membercontrolsince 09/2018 · owns 75% or more of Ladd Ventures, LLC
- Rudolf Stefan Sterns · Membercontrolsince 01/2022 · owns 75% or more of Srs Newroad, LLC
- Lynn Andrea Wilson · Trusteecontrolsince 10/2017 · owns F of Jeremy And Andrea Wilson Family Trust
- Wells Jeremy Wilson · Trusteecontrolsince 10/2017 · owns F of Jeremy And Andrea Wilson Family Trust
Entity owners
- Jeremy And Andrea Wilson Family Trust · Managing Partner/Manager/Memberdirect · owns 25% to 50%
- Ladd Ventures, LLC · Partner/Memberdirect · owns 10% to 25%
- Srs Newroad, LLC · Partner/Memberdirect · owns 10% to 25%
- The Clete T. Brewer Revocable Trust Dated 11/8/2002 · Managing Partner/Manager/Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- Newroad Capital Advisors Gp, LLCpooled vehicle sponsorn
- Newroad Fund III Gp, L.P.pooled vehicle sponsorn
- Newroad Fund IV Gp, L.P.pooled vehicle sponsorn
- Newroad Growth Advisors, LLCpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 6 to 5Mar 28, 2025 to Mar 26, 2026
- Advisory employees · 14 to 15Mar 28, 2025 to Mar 26, 2026
- Pooled vehicle clients · 6 to 5Mar 28, 2025 to Mar 26, 2026
- Assets in custody · $502M to $470MMar 28, 2025 to Mar 26, 2026
- Employees · 15 to 16Mar 28, 2025 to Mar 26, 2026
- Discretionary RAUM · $502M to $470MMar 28, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $140M to $114MMar 28, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $643M to $584MMar 28, 2025 to Mar 26, 2026
- RAUM · $643M to $584MMar 28, 2025 to Mar 26, 2026
- Accounts · 8 to 6Apr 29, 2024 to Mar 28, 2025
- Pooled vehicle clients · 8 to 6Apr 29, 2024 to Mar 28, 2025
- Assets in custody · $470M to $502MApr 29, 2024 to Mar 28, 2025
- Employees · 16 to 15Apr 29, 2024 to Mar 28, 2025
- Financial planning clients · unset to Apr 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $470M to $502MApr 29, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $139M to $140MApr 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $609M to $643MApr 29, 2024 to Mar 28, 2025
- RAUM · $609M to $643MApr 29, 2024 to Mar 28, 2025
- Advisory employees · 16 to 14Jan 5, 2024 to Mar 28, 2024
- Assets in custody · $516M to $470MJan 5, 2024 to Mar 28, 2024
- Employees · 18 to 16Jan 5, 2024 to Mar 28, 2024
- Discretionary RAUM · $516M to $470MJan 5, 2024 to Mar 28, 2024
- Non-discretionary RAUM · $147M to $139MJan 5, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $662M to $609MJan 5, 2024 to Mar 28, 2024
- RAUM · $662M to $609MJan 5, 2024 to Mar 28, 2024
- HQ city · ROGERS to BENTONVILLEMar 29, 2023 to Jan 5, 2024
- Advisory employees · 13 to 16Mar 30, 2022 to Mar 29, 2023
- Assets in custody · $504M to $516MMar 30, 2022 to Mar 29, 2023
- Employees · 14 to 18Mar 30, 2022 to Mar 29, 2023
- Discretionary RAUM · $504M to $516MMar 30, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $160M to $147MMar 30, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $664M to $662MMar 30, 2022 to Mar 29, 2023
- RAUM · $664M to $662MMar 30, 2022 to Mar 29, 2023
- Accounts · 5 to 8Mar 26, 2021 to Mar 30, 2022
- Advisory employees · 14 to 13Mar 26, 2021 to Mar 30, 2022
- Pooled vehicle clients · 5 to 8Mar 26, 2021 to Mar 30, 2022
- Assets in custody · $281M to $504MMar 26, 2021 to Mar 30, 2022
- Employees · 15 to 14Mar 26, 2021 to Mar 30, 2022
- Private funds · 2 to 5Mar 26, 2021 to Mar 30, 2022
- Discretionary RAUM · $281M to $504MMar 26, 2021 to Mar 30, 2022
Signals
10 dated events
- Walter Keith Carvin (Chief Financial Officer) no longer on Schedule A of Newroad Capital Partners, Llc (listed 2022-03-30, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- Joseph Arthur Emmanuel (Chief Financial Officer) appeared on Schedule A of Newroad Capital Partners, LlcMar 29, 2023 · Control person joined · fact
- Rudolf Stefan Sterns (Trustee) appeared on Schedule A of Newroad Capital Partners, LlcMar 29, 2023 · Control person joined · fact
- Newroad Capital Partners, Llc reported RAUM $664.1M, up 55% from $428.2M (2021-03-26 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Lynn Andrea Wilson (Trustee) appeared on Schedule A of Newroad Capital Partners, LlcMar 30, 2022 · Control person joined · fact
- Walter Keith Carvin (Chief Financial Officer) appeared on Schedule A of Newroad Capital Partners, LlcMar 26, 2021 · Control person joined · fact
- Newroad Capital Partners, Llc reported RAUM $428.2M, up 48% from $288.6M (2020-03-26 to 2021-03-26)Mar 26, 2021 · RAUM change · derived
- Douglas Degn (Partner/Manager) no longer on Schedule A of Newroad Capital Partners, Llc (listed 2018-03-28, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
- Christopher Ladd (Partner/Manager) appeared on Schedule A of Newroad Capital Partners, LlcMar 28, 2019 · Control person joined · fact
- Newroad Capital Partners, Llc filed its initial SEC registration (Form ADV)Sep 14, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Newroad Capital Partners, LLC · Independent Sponsorsshared crd · capital_provider
- Newroad Capital Partners, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/newroad-venturesreportedpublic record, Form ADV, Sep 17, 2026
- Website
- newroadcp.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 479-657-2100reportedpublic record, Form ADV, Aug 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026