DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Runway Growth Capital LLC
Latest filing Aug 14, 2026
First filing on the tape Feb 17, 2016 · 25 filings
SEC status approved since Oct 11, 2016
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
26
15 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$1.0B as of Aug 14, 2026
Apr 1, 2017$218M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 14, 2026
Apr 1, 20170 then
Employees (5.A)26 as of Aug 14, 2026
Apr 1, 20178 then
Private funds1 as of Aug 14, 2026
Mar 30, 20211 then
RAUM -25% over the last fiscal year-11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 14, 2026; every figure names its basis
Archetypes, each a printed rule
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $516MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -25%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $87.1M, 1 clientsreportedItem 9.A
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$87.1M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $87.1M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Runway Growth Finance LP | Other Private Fund | $195M | 6 | Mar 30, 2021 |
Owners and control persons
Schedule A and B, latest filing
- Brian Thomas Raterman · Chief Financial Officercontrolsince 09/2015 · owns less than 5%
- David Robert Spreng · President/Ceo/Member Of Board Of Managers And Investment Committeecontrolsince 09/2015 · owns less than 5%
- Brian Thomas Raterman · Membercontrolsince 03/2016 · owns 25% to 50% of Runway Growth Holdings LLC
- David Robert Spreng · Member And Managercontrolsince 03/2016 · owns 50% to 75% of Runway Growth Holdings LLC
- Elizabeth Colleen Corwell · Chief Compliance Officersince 11/2022 · owns less than 5%
- (Nmn) Robert Greifeld · Member Of Board Of Managerssince 01/2017 · owns less than 5%
- Martin Gregory Share · Member Of Board Ofmanagers And Investmentcommitteesince 08/2023 · owns less than 5%
- Kevin Scott Spreng · Member Of Board Of Managers; Managing Member Of Cobblestone Total Return Fund LLCsince 12/2016 · owns less than 5%
Entity owners
- Runway Growth Holdings LLC · Memberdirect · owns 25% to 50%
- Cobblestone Total Return Fund LLC · Memberdirect · owns 25% to 50%
- Ocm Growth Holdings, LLC · Memberdirect · owns 25% to 50%
- Oaktree Opportunities Fund Ix, LP · Memberindirect · owns 25% to 50% of Ocm Growth Holdings, LLC
- Oaktree Opportunities Fund X Feeder (Cayman), LP · Limited Partnerindirect · owns 25% to 50% of Oaktree Opportunities Fund X, LP
- Oaktree Opportunities Fund X, LP · Memberindirect · owns 25% to 50% of Ocm Growth Holdings, LLC
Related persons
Schedule D 7.A
- Runway Growth Finance Gp LLCpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- New York, NY9 employees
- Menlo Park, CA2 employees
What changed
consecutive filings, newest first
- Accounts · 3 to 2Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 16 to 15Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $132M to $87.1MMar 31, 2025 to Mar 31, 2026
- Employees · 28 to 26Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.3B to $1.0BMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $50.0M to $0Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $237M to $87.1MMar 31, 2025 to Mar 31, 2026
- RAUM · $1.4B to $1.0BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 2 to 1Feb 28, 2025 to Mar 31, 2025
- Assets in custody · $195M to $132MFeb 28, 2025 to Mar 31, 2025
- Financial planning clients · unset to Feb 28, 2025 to Mar 31, 2025
- Discretionary RAUM · $1.4B to $1.3BFeb 28, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $0 to $50.0MFeb 28, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $349M to $237MFeb 28, 2025 to Mar 31, 2025
- RAUM · $1.4B to $1.4BFeb 28, 2025 to Mar 31, 2025
- Advisory employees · 21 to 16Mar 31, 2023 to Mar 28, 2024
- Assets in custody · unset to 194565757.0Mar 31, 2023 to Mar 28, 2024
- Custody of client assets · false to trueMar 31, 2023 to Mar 28, 2024
- Other offices · 3 to 2Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.5B to $1.4BMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $327M to $349MMar 31, 2023 to Mar 28, 2024
- RAUM · $1.5B to $1.4BMar 31, 2023 to Mar 28, 2024
- Accounts · 2 to 3Nov 23, 2022 to Mar 31, 2023
- Advisory employees · 15 to 21Nov 23, 2022 to Mar 31, 2023
- Pooled vehicle clients · 1 to 2Nov 23, 2022 to Mar 31, 2023
- Employees · 19 to 28Nov 23, 2022 to Mar 31, 2023
- Discretionary RAUM · $998M to $1.5BNov 23, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $101M to $327MNov 23, 2022 to Mar 31, 2023
- RAUM · $998M to $1.5BNov 23, 2022 to Mar 31, 2023
- Advisory employees · 10 to 15Dec 7, 2021 to Mar 31, 2022
- Employees · 14 to 19Dec 7, 2021 to Mar 31, 2022
- Discretionary RAUM · $741M to $998MDec 7, 2021 to Mar 31, 2022
- RAUM · $741M to $998MDec 7, 2021 to Mar 31, 2022
- Accounts · 1 to 2Jul 1, 2020 to Mar 30, 2021
- Advisory employees · 8 to 10Jul 1, 2020 to Mar 30, 2021
- Advisory activities · 1 to 2Jul 1, 2020 to Mar 30, 2021
- Pooled vehicle clients · unset to 1.0Jul 1, 2020 to Mar 30, 2021
- Employees · 13 to 14Jul 1, 2020 to Mar 30, 2021
- Private funds · unset to 1Jul 1, 2020 to Mar 30, 2021
- Discretionary RAUM · $516M to $741MJul 1, 2020 to Mar 30, 2021
Signals
6 dated events
- Runway Growth Capital Llc reported RAUM $1.5B, up 46% from $998.5M (2022-11-23 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Runway Growth Capital Llc reported RAUM $998.5M, up 35% from $740.9M (2021-12-07 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Runway Growth Capital Llc reported RAUM $740.9M, up 44% from $516.3M (2020-07-01 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Runway Growth Capital Llc reported RAUM $516.3M, up 67% from $308.4M (2019-03-29 to 2020-03-04)Mar 4, 2020 · RAUM change · derived
- Runway Growth Capital Llc reported RAUM $308.4M, up 106% from $149.3M (2018-03-28 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Gsv Growth Credit Llc filed its initial SEC registration (Form ADV)Feb 17, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Runway Growth Capital LLC · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/runway-growth-capitalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- RUNWAYGROWTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 312-698-6902reportedpublic record, Form ADV, Aug 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026