DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Feg Investment Services, LLC
Latest filing Mar 25, 2026
First filing on the tape Nov 3, 2016 · 19 filings
SEC status approved since Nov 18, 2016
RAUM
$2.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
21
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$2.2B as of Mar 25, 2026
Mar 30, 2017$61.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 30, 20170 then
Employees (5.A)13 as of Mar 25, 2026
Mar 30, 201714 then
Private funds21 as of Mar 25, 2026
Mar 30, 20181 then
RAUM +19% over the last fiscal year+6.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2.2BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $2.2B, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.2B for 1 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
24 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Feg Select, LLC | Other Private Fund | $1.9B | 54 | Mar 30, 2018 |
| Wildcat Alpha, LLCno longer reported | Other Private Fund | $662M | 1 | Mar 28, 2019 |
| Feg Select Core Plus Bond Series | Other Private Fund | $261M | 26 | Mar 28, 2019 |
| Feg Select Structured US Equity Series | Hedge Fund | $248M | 22 | Mar 28, 2019 |
| Feg Select Diversifying Strategies Series | Other Private Fund | $187M | 23 | Mar 28, 2022 |
| Feg Select Active Emerging Markets Equity Series I | Other Private Fund | $172M | 26 | Mar 24, 2021 |
| Feg Select Core Fixed Income Series | Other Private Fund | $158M | 20 | Mar 28, 2019 |
| Feg Select Active Global Equity Series I | Other Private Fund | $135M | 1 | Mar 28, 2019 |
| Feg Select Active International Equity Series I | Other Private Fund | $111M | 22 | Mar 30, 2020 |
| Feg Select Structured International Equity Series | Hedge Fund | $109M | 23 | Mar 28, 2019 |
| Feg Select Active Domestic Equity Series Ino longer reported | Other Private Fund | $102M | 22 | Mar 28, 2019 |
| Feg Select Active Global Equity Series II | Other Private Fund | $66.5M | 18 | Mar 30, 2020 |
| Feg Select Active Emerging Markets Equity Series II | Other Private Fund | $66.2M | 24 | Mar 28, 2022 |
| Feg Select Private Capital Series - Opo V | Private Equity Fund | $49.6M | 1 | Mar 30, 2020 |
| Feg Select Active Equity Series I | Other Private Fund | $47.2M | 17 | Mar 27, 2023 |
| Feg Select Biotech Series I | Other Private Fund | $44.2M | 19 | Mar 24, 2021 |
| Feg Select Active Equity Series II | Other Private Fund | $40.7M | 16 | Mar 28, 2019 |
| Feg Select Active Equity Series II | Other Private Fund | $40.7M | 16 | Apr 29, 2024 |
| Feg Select Private Equity Series - Tg Xi | Private Equity Fund | $40.0M | 6 | Mar 28, 2019 |
| Feg Select Scge Series | Other Private Fund | $37.4M | 8 | Mar 28, 2022 |
| Feg Select Private Equity Series - Tg Xii | Private Equity Fund | $30.1M | 2 | Mar 24, 2021 |
| Feg Select Private Equity Series - Tg Xiv | Private Equity Fund | $29.3M | 9 | Mar 28, 2022 |
| Feg Select Global Reit Series I | Hedge Fund | $16.2M | 13 | Mar 24, 2021 |
| Feg Select Structured Emerging Markets Equity Series | Other Private Fund | $9.7M | 4 | Mar 28, 2019 |
Owners and control persons
Schedule A and B, latest filing
- Daniel Robert Jennings · Presidentcontrolsince 10/2016 · owns less than 5%
- Scott Paul Keating · Treasurer, Chief Financial Officer, Chief Operating Officercontrolsince 02/2018 · owns less than 5%
- Trondle Julie Thomas · Chief Compliance Officercontrolsince 10/2016 · owns less than 5%
- Francis John Labmeier · Secretarysince 01/2021 · owns less than 5%
- Lee Susan Schrader Hartanto · Executive Vice Presidentsince 06/2022 · owns less than 5%
- B. Gianna Tremoulis · Assistant Secretarysince 01/2021 · owns less than 5%
Entity owners
- Fund Evaluation Group, LLC · Memberdirect · owns 75% or more
- Argent Trust Company · Argent Is The Trustee Of Fund Evaluation Group Employee Stock Ownership Trust, Which Owns 100% Of Fund Evaluation Group 2017,Incindirect · owns F of Fund Evaluation Group Employee Stock Ownership Trust
- Fund Evaluation Group 2017, Inc. · Holding Company For Fund Evaluation Group, LLC.indirect · owns 75% or more of Fund Evaluation Group, LLC
- Fund Evaluation Group Employee Stock Ownership Trust · This Trust Owns 100% Of Fund Evaluation Group 2017, Inc.indirect · owns 75% or more of Fund Evaluation Group 2017, Inc.
Related persons
Schedule D 7.A
- Curio Select Gp, LLCbankpooled vehicle sponsorn
- Feg Curio Investment Partners, LLCinvestment adviserbanknRAUM $195M
- Feg Pof II LLCbankpooled vehicle sponsorn
- Feg Pof LLCbankpooled vehicle sponsorn
- Feg Private Investors, LLCinvestment adviserbanknRAUM $1.5B
- Feginvestment adviserLP sponsoryRAUM $24B
Advisers that list Feg Investment Services, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- Dallas, TX1 employees
What changed
consecutive filings, newest first
- Advisory employees · 6 to 5May 15, 2025 to Mar 25, 2026
- Assets in custody · $1.9B to $2.2BMay 15, 2025 to Mar 25, 2026
- Employees · 15 to 13May 15, 2025 to Mar 25, 2026
- Discretionary RAUM · $1.9B to $2.2BMay 15, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $1.9B to $2.2BMay 15, 2025 to Mar 25, 2026
- RAUM · $1.9B to $2.2BMay 15, 2025 to Mar 25, 2026
- Financial planning clients · unset to Mar 27, 2025 to May 15, 2025
- Discretionary RAUM · $1.9B to $1.9BMar 27, 2025 to May 15, 2025
- Pooled vehicle RAUM · $1.9B to $1.9BMar 27, 2025 to May 15, 2025
- RAUM · $1.9B to $1.9BMar 27, 2025 to May 15, 2025
- Advisory employees · 5 to 6Apr 29, 2024 to Mar 27, 2025
- Assets in custody · $1.9B to $1.9BApr 29, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.9B to $1.9BApr 29, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $1.9B to $1.9BApr 29, 2024 to Mar 27, 2025
- RAUM · $1.9B to $1.9BApr 29, 2024 to Mar 27, 2025
- Assets in custody · $1.8B to $1.9BMar 27, 2023 to Mar 28, 2024
- Employees · 14 to 15Mar 27, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.8B to $1.9BMar 27, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.8B to $1.9BMar 27, 2023 to Mar 28, 2024
- RAUM · $1.8B to $1.9BMar 27, 2023 to Mar 28, 2024
- Advisory employees · 6 to 5May 2, 2022 to Mar 27, 2023
- Assets in custody · $2.6B to $1.8BMay 2, 2022 to Mar 27, 2023
- Discretionary RAUM · $2.6B to $1.8BMay 2, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $2.6B to $1.8BMay 2, 2022 to Mar 27, 2023
- RAUM · $2.6B to $1.8BMay 2, 2022 to Mar 27, 2023
- Accounts · 2 to 1Jul 1, 2021 to Mar 28, 2022
- Advisory employees · 9 to 6Jul 1, 2021 to Mar 28, 2022
- Pooled vehicle clients · 2 to 1Jul 1, 2021 to Mar 28, 2022
- Assets in custody · $2.2B to $2.6BJul 1, 2021 to Mar 28, 2022
- Employees · 16 to 14Jul 1, 2021 to Mar 28, 2022
- Private funds · 18 to 21Jul 1, 2021 to Mar 28, 2022
- Discretionary RAUM · $2.2B to $2.6BJul 1, 2021 to Mar 28, 2022
- Non-discretionary RAUM · $662M to $0Jul 1, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $2.9B to $2.6BJul 1, 2021 to Mar 28, 2022
- RAUM · $2.9B to $2.6BJul 1, 2021 to Mar 28, 2022
- Advisory employees · 8 to 9Mar 30, 2020 to Mar 24, 2021
- Assets in custody · $1.4B to $2.2BMar 30, 2020 to Mar 24, 2021
- Employees · 15 to 16Mar 30, 2020 to Mar 24, 2021
- Other offices · 0 to 1Mar 30, 2020 to Mar 24, 2021
- Private funds · 14 to 18Mar 30, 2020 to Mar 24, 2021
Signals
12 dated events
- Sue Rebecca Wood (Executive Vice President) no longer on Schedule A of Feg Investment Services, Llc (listed 2023-03-27, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Feg Investment Services, Llc reported RAUM $1.8B, down 29% from $2.6B (2022-05-02 to 2023-03-27)Mar 27, 2023 · RAUM change · derived
- Kyndal Michel Marks (Treasurer And Chief Financial Officer) no longer on Schedule A of Feg Investment Services, Llc (listed 2022-05-02, absent 2023-03-27)Mar 27, 2023 · Control person left · inference
- Feg Investment Services, Llc reported RAUM $2.9B, up 44% from $2.0B (2020-03-30 to 2021-03-24)Mar 24, 2021 · RAUM change · derived
- Thayer Mary Bascom (Chief Financial Officer & Treasurer) no longer on Schedule A of Feg Investment Services, Llc (listed 2020-03-30, absent 2021-03-24)Mar 24, 2021 · Control person left · inference
- Kyndal Michel Marks (Treasurer And Chief Financial Officer) appeared on Schedule A of Feg Investment Services, LlcMar 24, 2021 · Control person joined · fact
- Sue Rebecca Wood (Executive Vice President) appeared on Schedule A of Feg Investment Services, LlcMar 24, 2021 · Control person joined · fact
- Feg Investment Services, Llc reported RAUM $2.0B, up 62% from $1.2B (2019-03-28 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Feg Investment Services, Llc reported RAUM $1.2B, up 217% from $390.7M (2018-03-30 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- Brian Scott Harsh (Executive Vice President) no longer on Schedule A of Feg Investment Services, Llc (listed 2018-03-30, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
- Feg Investment Services, Llc reported RAUM $390.7M, up 540% from $61.0M (2017-10-13 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
- Feg Investment Services, Llc filed its initial SEC registration (Form ADV)Nov 3, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- FEG Investment Services, LLC · Independent Sponsorsshared crd · capital_provider
- FEG Investment Services, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Principal office phone
- (513) 977-4400reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026